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HomeMy WebLinkAbout20143092.tiff RECEIVED OCT 062014 WELD COUNTY COMMISSIONERS BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I Weld County, Colorado FINANCIAL STATEMENTS December 31, 2013 2014-3092 cOITIMA0126 10 -2-2o,LI sb 000 I TABLE OF CONTENTS INDEPENDENT AUDITOR'S REPORT 1-2 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Governmental Funds Balance Sheet/Statement of Net Position 3-4 Statement of Governmental Fund Revenues, Expenditures, and Changes in Fund Balances/Statement of Activities 5-6 General Fund- Statement of Revenues, Expenditures, And Changes in Fund Balance—Budget and Actual 7 Notes to Financial Statements 8-19 Supplemental Information Conservation Trust- Schedule of Revenues, Expenditures, And Changes in Fund Balance—Budget and Actual 20 Debt Service Fund - Schedule of Revenues, Expenditures, And Changes in Fund Balance—Budget and Actual 21 L. PAUL GOEDECKE P.C. CFHT,FIED PUBLIC ACCOUNTANTS 950 WADSWORTH BLVD SU TF 29-i LAKEWOOD. COLORADO 92212 TEC--'-ICNL ;3031 232 2833 FAX 3_? 232-9002 Independent Auditor's Report Board of Directors Beebe Draw Farms Metropolitan District No. 1 Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities and each major fund of Beebe Draw Farms Metropolitan District No. I as of and for the year ended December 31, 2013, which collectively comprise the District's basic financial statements, as listed in the table of contents. These financial statements are the responsibility of the District. Our responsibility is to express opinions on these financial statements based on our audit. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and each major fund of the Beebe Draw Farms Metropolitan District No. 1 as of December 31, 2013, and the respective changes in financial position and the respective budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. LI AlRL I' UI AMERICAN INSIIT UTE OF CERTIFIED PUBLIC ACCOUNTANTS AND COLORADO SOCIE'v OF CERTIFIED +IIHI IC ACCi01-N IAN IS Other Matters Management has omitted the management's discussion and analysis that accounting principles generally accepted in the United States of America require to be presented to supplement the basic financial statements. Such missing information,although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. Our opinions on the basic financial statements are not affected by this missing information. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the District's financial statements as a whole. The supplementary information as listed in the table of contents is presented for purposes of legal compliance and additional analysis and is not a required part of the financial statements. The supplementary information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the fmancial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the fmancial statements as a whole. L.Paul Goedecke,P.C. June 10,2014 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I Governmental Funds Balance Sheet/Statement of Net Position December 31, 2013 General Debt Service Conservation Fund Fund Trust ASSETS: Cash and investments $ 42,859 — Cash and investments -restricted 5,926 76,803 4,621 Receivable—County Treasurer 4,109 — Property taxes receivable 286,82_3 203.845 — Total assets $ 339,717 S 280,648 $ 4,621 LIABILITIES: Accounts payable $ 2,610 $ 250 $ — Due to Authority 44.358 — — Accrued interest on bonds — — — Long-term liabilities: Due within one year — — Due in more than one year —Total liabilities 46,968 250 DEFERRED INFLOWS OF RESOURCES Deferred property taxes 286,823 203,845 - Total deferred inflows of resources 286,823 203,845 — FUND BALANCES/NET POSITION: Fund Balances: Restricted Emergencies 5.926 — Debt service 76,553 — Conservation Trust — — 4,621 Unassigned — — Total fund balances _ 5.926 76,553 4,621 Total liabilities,deferred inflows of resources and fund balances $ 339,717 $ 280,648 $ 4,621 • Net Position: Restricted for: Emergencies Debt service Conservation Trust projects Unrestricted Total net position 3 Adjustments Statement of Total Note 9 Net Position $ 42,859 $ - $ 42,859 87,350 - 87,350 4,109 - 4,109 490,668 - 490,668 $ 624,986 - 624,986 $ 2,860 - 2,860 44,358 - 44,358 1,719 1,719 185,000 185,000 720,000 720,000 47,218 906,719 953,937 490,668 - 490,668 490,668 - 490,668 5,926 (5,926) - 76,553 (76,553) - 4,621 (4,621) - 87,100 (87,100) - $ 624,986 5,926 5,926 74,834 74,834 4,621 4,621 (905,000) (905,000) $ (819,619) $ (819,619) :VOTE: The accompanying notes are an integral part of the financial statements. 4 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 STATEMENT OF GOVERNMENTAL FUND REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES/STATEMENT OF ACTIVITIES For the Year Ended December 31, 2013 Government Fund Types Debt Service Conservation General Fund Fund Trust EXPENDITURES/EXPENSES Audit and accounting $ 8,887 S — $ — Insurance 3,831 — — Legal 2.182_• — — • Management fees 4,455 — — Miscellaneous expenses 793 — — Director's fees 800 - — Treasurer's fees 6,502 3,491 — Transfer to Authority -infrastructure 290,588 — — TransfertoAuthority—amenities 72.647 — Transfer to Authority—general funds 91.502 — Debt Service Bond interest — 19,398 — Bond principal — 185,000 — Paying agent fees — 425 — Bond issuance costs - 1,075 — Totalexpenditures/expenses 482,187 209.389 — REVENUES Program revenues - Lottery funds - - 303 General revenues -Property tax 434.374 23?,173 — Specific ownership taxes 45,816 - - -Interest income 2I 31 1 -Other income 7,902 —Total revenues 488,113 232.204 304 EXCESS(DEFICIENCY)OF REVENUES OVER EXPENDITURES 5,926 22.815 304 NET CHANGES IN FUND BALANCES 5,926 22.815 304 CHANGE IN NET POSITION FUND BALANCES/NET POSITION: BEGINNING OF YEAR - 53,738 4,317 END OF YEAR $ 5.926 $ 76,553 S 4,621 5 Adjustments Statement of Total Note 9 Activities $ 8,887 $ - $ 8,887 3.831 - 3,831 2,182 - 2,182 4,455 - 4,455 793 - 793 800 - 800 9,993 - 9,993 290,588 - 290,588 72,647 - 72,647 91,502 - 91,502 19,398 103 19,501 185,000 (185,000) - 425 - 425 1,075 - 1,075 691,576 (184,897) 506,679 666,547 - 666,547 45,816 - 45,816 53 - 53 7,902 - 7,902 303 - 303 720,621 - 720,621 29,045 184,897 213,942 29,045 (29,045) - 213,942 213,942 58,055 (1,091,616) (1,033,561) $ 87,100 $ (906,719) $ (819,619) NOTE: The accompanying notes are an integral part of the financial statements. 6 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES —BUDGET AND ACTUAL Year Ended December 31, 2013 Variance with Final Budget Actual Positive Original Budget Final Budget Amounts (Negative) REVENUES Property taxes S 435,952 S 444,788 8 434,374 S (10.414) Specific ownership taxes 40,187 40,187 45.816 5.629 Other income - - 7,902 7.902 Interest income 25 25 21 (4) Total revenues 476,164 485,000 488,113 3,113 EXPENDITURES General government Accounting and audit 8.500 8.500 8.887 (387) Insurance 4.000 4,000 3,831 169 Legal 3,500 3,500 2.182 1,318 Management fees 2,500 2,500 4,455 (1,955) Miscellaneous expense 1,577 1,577 793 784 Directors fees 1,000 1,000 800 200 Treasurer's fees 6,539 6,539 6.502 37 Transfer to Authority-Infrastructure 274,209 290,588 290.588 - Transfer to Authority- Amenities 68,552 72,647 72,647 - TransfertoAuthority-General Fund 91,502 91,502 91,502 Emergency reserve 14.285 2,647 - 2,647 Total expenditures 476,164 485,000 482,187 2,813 EXCESS(DEFICIENCY)OF REVENUE OVER EXPENDITURES - - 5926 5.92_6 FUND BALANCE-BEGINNING OF YEAR - - - - FUND BALANCE- END OF YEAR S - S - 5 5,926 $ 5,926 .VOTE: The'accompanying notes are an integral part al the financial statements_ 7 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 1 — DEFINITION OF REPORTING ENTITY Definition of Reporting Entity Beebe Draw Farms Metropolitan District No. 1 (The District), a quasi-municipal corporation, is governed pursuant to provisions of the Colorado Special District Act. The District's service area is located in Weld County, Colorado. The District was established to provide water, parks and recreational facilities, street and drainage improvements, safety protection and related services. During 1999, the District's service plan was amended. A new district, Beebe Draw Farms Metropolitan District No. 2 (District No. 2) was created (see Note 9) and the District's name was changed from Beebe Draw Farms Metropolitan District to Beebe Draw Farms Metropolitan District No. I. The District has no employees and all operation and administrative functions are contracted. The District follows the Governmental Accounting Standards Boards (GASB) accounting pronouncements which provide guidance for determining which governmental activities, organizations and functions should be included within the financial reporting entity. GASB pronouncements set forth the financial accountability of a governmental organization's elected governing body as the basic criterion for including a possible component governmental organization in a primary governments legal entity. Financial accountability includes, but is not limited to, appointment of a voting majority of the organization's governing body, ability to impose its will on the organization, a potential for the organization to provide specific financial benefits or burdens and fiscal dependency. The District is not financially accountable for any other organization, nor is the District a component unit of any other primary governmental entity, including District No. 2. NOTE 2—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The more significant accounting policies of the District are described as follows: Basis of Presentation The accompanying financial statements are presented per GASB Statement No. 34 — Special Purpose Governments. 8 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the District considers revenues to be available if they are collected within 60 days of the end of the current period. The material sources of revenue subject to accrual are property taxes and interest. Expenditures, other than interest on long-term obligations, are recorded when the liability is incurred or the long-term obligation is paid. The government reports the following major governmental funds: General Fund — The General Fund is the general operating fund of the District. It is used to account for all financial resources not accounted for and reported in another fund. Debt Service Fund —The Debt Service Fund is used to account for the accumulation of resources that are restricted, committed or assigned to expenditures for principal, interest and other debt related costs. Fund Balances Beginning with fiscal year 2011 the District implemented GASB Statement No. 54. "Fund Balance Reporting and Governmental Fund Type Definitions." This statement provides more clearly defined fund balance categories to make the nature and extent of the constraints placed on a government's fund balances more transparent. In the fund financial statements the following classifications describe the relative strength of the spending constraints. Non-spendable fund balance — The portion of fund balance that cannot be spent because it is either not in spendable form (such as inventory) or is legally or contractually required to be maintained intact. Restricted fund balance — The portion of fund balance constrained to being used for a specific purpose by external parties (such as grantors or bondholders), constitutional provisions or enabling legislation. 9 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 2-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Committed fund balance — The portion of fund balance constrained for specific purposes according to limitations imposed by the District's highest level of decision making authority, the Board of Directors prior to the end of the current fiscal year. The constraint may be removed or changed only through formal action of the Board of Directors. Assigned fund balance — The portion of fund balance that is constrained by the government's intent to be used for specific purposes, but is neither restricted nor committed. Intent is expressed by the Board of Directors to be used for a specific purpose. Constraints imposed on the use of assigned amounts are more easily removed or modified than those imposed on amounts that are classified as committed. Unassigned fund balance — The residual portion of fund balance that does not meet any of the above criteria. If more than one classification of fund balance is available for use when an expenditure is incurred, it is the District's policy to use the most restrictive classification first. New Accounting Pronouncements Effective January 1, 2012, the District implemented the provisions of GASB No. 63, "Financial Reporting of Deferred Outflows of Resources, Deferred Inflows of Resources, and Net Position" (GASB No. 63) and early implemented the provisions of GASB No. 65, "Items Previously Reported as Assets and Liabilities" (GASB 65). GASB No. 63 provides guidance for reporting deferred outflows and deferred inflows of resources as introduced and defined in GASB Concepts Statement No. 4 "Elements of Financial Statements" (Concepts Statement No. 4). Concepts Statement No. 4 defines a deferred outflow of resources as a consumption of net assets that is applicable to a future reporting period. A deferred inflow of resources is defined as an acquisition of net assets applicable to a future reporting period. The impact on the District's financial statements has been to replace the term "net assets" with "net position". Additionally, the District's receivable for 2013 property taxes that will be collected during 2014 is considered to be a deferred inflow of resources. This is reflected on the Governmental Funds Balance Sheet/Statement of Net Position. GASB No. 65 establishes accounting and financial reporting standards that reclassify, as deferred outflows of resources or deferred inflows of resources, certain items that were previously reported as assets and liabilities. Some assets previously reported as assets are now reported as an outflow of resources/expenses. The adoption of this standard had no impact on the District's financial statement. 10 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 2 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Budgets In accordance with the State Budget Law, the District's Board of Directors holds public hearings in the fall of each year to approve the budget and appropriate the funds for the ensuing year. The appropriation is at the total fund expenditures level and lapses at year end. The District's Board of Directors can modify the budget by line item within the total appropriation without notification. The appropriation can only be modified upon completion of notification and publication requirements. The budget includes each fund on its basis of accounting unless otherwise indicated. During the year the District amended its General Fund budget from $476,164 to S485,000 and the Debt Service Fund from $208,124 to $210,000. Cash The District follows the practice of pooling cash of all funds to maximize investment earnings. Except when required by trust or other agreements, all cash is deposited to and disbursed from a single bank account. Cash in excess of immediate operating requirements is pooled for deposit and investment flexibility. Investment earnings are allocated periodically to the participating funds based upon each fund's average equity balance in the total cash. Property Taxes Property taxes are levied by the District Board of Directors. The levy is based on assessed valuations determined by the County Assessor generally as of January 1 of each year. The levy is normally set by December 15 by certification to the County Commissioners to assess the property tax obligation of the individual properties as of January 1 of the following year. The County Treasurer collects the determined taxes during the ensuing calendar year. The taxes are payable by April, or at the taxpayers election, in equal installments in February and June. Delinquent taxpayers are notified in August and the sales of the resultant tax liens on delinquent properties are generally held in November or December. The County Treasurer remits the taxes collected monthly to the District. Property taxes, net of estimated uncollectible taxes, are recorded initially as deferred revenue in the year they are levied and measurable. The deferred property tax revenues are recorded as revenue in the year they are available or collected. BEEBE DRAW FA RMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 2-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Reserved Fund Balance Emergency Reserves have been provided for as required by Article X, Section 20 of the Constitution of the State of Colorado. $5,926 of the General Fund balance has been reserved in compliance with this requirement. NOTE 3- CASH AND INVESTMENTS Cash and investments as of December 31, 2013 are classified in the accompanying financial statement as follows: Statement of net assets: Cash and investments $ 42,859 Restricted investments 87,350 $ 130,209 Cash and investments as of December 31, 2013 consist of the following: Deposits with financial institutions $ 87,078 Investments 43,131 $ 130,209 NOTE 3 -CASH AND INVESTMENTS Cash Deposits The Colorado Public Deposit Protection Act (PDPA) requires that all units of local government deposit cash in eligible public depositories. Eligibility is determined by state regulators. Amounts on deposit in excess of federal insurance levels must be collateralized. The eligible collateral is determined by the PDPA. PDPA allows the institution to create a single collateral pool for all public funds. The pool for all the uninsured public deposits as a group is to be maintained by another institution or held in trust. The market value of the collateral must be at least 102% of the aggregate uninsured deposits. The State Commissioners for banks and financial services are required by Statute to monitor the naming of eligible depositories and reporting of the uninsured deposits and assets maintained in the collateral pools. 12 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 3 - CASH AND INVESTMENTS (CONTINUED) Custodial Credit Risks— Deposits For deposits, custodial credit risk is the risk that in the event of a bank failure, the District's deposits may not he returned to it. The District does not have a deposit policy for custodial credit risk. As of December 31, 2013, none of the District's bank balance of$87,078 was exposed to custodial credit risk. Credit Risk The District has not adopted a formal investment policy, however, the District follows state statutes regarding investments. Colorado State statutes specify investment instruments meeting defined rating and risk criteria in which local governments may invest which include: * Obligations of the United States and certain U.S. government agency securities • Certain international agency securities • General obligation and revenue bonds of U.S. local government entities • Bankers' acceptances of certain banks • Commercial paper • Written repurchase agreements collateralized by certain authorized securities • Certain money market mutual funds • Guaranteed investment contracts * Local government investment pools The District generally limits its concentration of investments to those noted with an asterisk (*) above, which are believed to have minimal credit risk; minimal interest rate risk and no foreign currency risk. The local government investment pools include the Colorado Local Government Liquid Assets Trust(ColoTrust) rated AAAm by Standard & Poor's. Interest Rate Risk Colorado revised statutes limit investment maturities to five years or less unless formally approved by the Board of Directors, such actions are generally associated with a debt service or sinking fund requirements. 13 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 3 -CASH AND INVESTMENTS (CONTINUED) As of December 31, 2013 the District had the following investments: Investment Maturity Fair Value Colorado Liquid Asset Trust Less than one year $ 43,131 COLOTRUST As of December 31, 2013 the District had invested in the Colorado Local Government Liquid Asset Trust (ColoTrust), an investment vehicle established for local government entities in Colorado to pool surplus funds. The State Securities Commission administers and enforces all State statutes governing the Trust. The Trust operates similarly to a money market fund and each share is equal in value to $1.00. The Trust offers shares in two portfolios, COLOTRUST PRIME and COLOTRUST PLUS+. Both portfolios may invest in U.S. Treasury securities and repurchase agreements collateralized by U.S. Treasury securities. COLOTRUST PLUS+ may also invest in certain obligations of U.S. government agencies, highest rated commercial paper and repurchase agreements collateralized by certain obligations of U.S. government agencies. A designated custodial bank serves as custodian for the Trust's portfolios pursuant to a custodian agreement. The custodian acts as safekeeping agent for the Trust's investment portfolios and provides services as the depository in connection with direct investments and withdrawals. The custodian's internal records segregate investments owned by the Trust. As of December 31, 2013, the District has $43,131 invested in COLOTRUST PRIME. Concentration of Credit Risk The District does not have a policy that addresses limitations on the amount that can be invested in any one issuer, however, the District invests primarily in local government investment pools and/or U.S. securities, which are not subject to concentration of credit risk. 14 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 4 — LONG-TERM OBLIGATIONS The following is an analysis of changes in long-term obligations for the year ended December 31, 2013: Balance at Balance at January 1, December 31, 2013 Additions Reductions 2013 2012 Tax Free Loan $ 1,090,000 $ - $ 185,000 $ 905,000 Due in one year 185,000 Due after one year S 720,000 The detail of the District's long-term obligations is as follows: $2,000,000 General Obligation Bonds, Series 1998, dated October I, 1998. On October 21, 1998, the District issued $2,000,000 in General Obligation Bonds for streets, water and park and recreation improvements. The bonds are term bonds in the amount of$635,000 due October 1, 2009, $665,000 due October I, 2014 and $700,000 due October 1, 2018. The bonds were currently subject to mandatory sinking fund redemption. Bonds maturing on and after October I. 2009 were callable at the option of the District beginning October 1, 2008 and thereafter without call premium. Interest was payable semiannually at 6%, 6.4% and 7%, respectively. The bonds were paid in their entirety from the proceeds of the 2012 Tax Free Loan. $1,090,000 Tax Free Loan, dated December 20, 2012. In 2012 the District issued a Tax Free Loan in the amount of$1,090,000, the proceeds of which were used to refund in its entirety the remaining balance of its 1998 General Obligation Bonds in the amount of$990,000. The Loan accrues interest at 2.28% per year and matures on October 1, 2018. The District realized a net present value savings on the refunding in the amount of $65,650. The following is the debt service schedule to maturity: Year Principal Interest Total 2014 $ I85O00 $ 20,634 $ 205,634 2015 190,000 16,416 206,416 2016 195,000 12,084 207,084 2017 195,000 7,638 202,638 2018 140,000 3,192 143,192 $ 905,000 S 59,964 $ 964,964 IS BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31,2013 NOTE 4- LONG-TERM OBLIGATIONS (CONTINUED) On November 2, 2010 the voters of the District revoked all of its previous debt authorization and authorized the following: Maximum Annual Debt Maximum Property Tax Authorization Interest Rate Increase Street improvements $ 1,500,000 15% $ 320,000 Park and recreation improvements 1,500,000 15% $ 320,000 Water improvements 1,500,000 15% $ 320,000 Total S 4,500,000 NOTE 5—RELATED PARTIES The primary developer of real property in the District is R.E.I. Limited Liability Company (Developer), successor in interest to Beebe Draw Farms, Ltd. All Directors are residents of the District. NOTE 6—RISK MANAGEMENT The District is exposed to various risks of loss related to thefts of, damage to, or destruction of assets; errors or omissions; injuries to employees, or acts of God. The District is a member of the Colorado Special Districts Property and Liability Pool (Pool) as of December 31, 2013. The Pool is an organization created by intergovernmental agreement to provide property, liability, public officials liability, boiler and machinery and workers compensation coverage to its members. Settled claims have not exceeded this coverage in any of the past three fiscal years. The District pays annual premiums to the Pool for liability, property and public officials liability coverage. In the event aggregated losses incurred by the Pool exceed amounts recoverable from reinsurance contracts and funds accumulated by the Pool, the Pool may require additional contributions from the Pool members. Any excess funds which the Pool determines are not needed for purposes of the Pool may be returned to the members pursuant to a distribution formula. 16 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 7-TAX, SPENDING AND DEBT LIMITATIONS Article X. Section 20 of the Colorado Constitution. commonly known as the Taxpayer's Bill of Rights (TABOR) contains tax, spending, revenue and debt limitations which apply to the State of Colorado and all local governments. Spending and revenue limits are determined based on the prior year's Fiscal Year Spending adjusted for allowable increases based upon inflation and local growth. Fiscal Year Spending is generally defined as expenditures plus reserve increases with certain exceptions. Revenue in excess of the Fiscal Year Spending limit must be refunded unless the votes approve retention of such revenue. TABOR requires local governments to establish Emergency Reserves. These reserves must be at least 3% of Fiscal Year Spending (excluding bonded debt service). Local governments are not allowed to use the emergency reserves to compensate for economic conditions, revenue shortfalls, or salary or benefit increases. The District has reserved $5,926 in compliance with the emergency reserve. The District management believes, after consultation with legal counsel, that it is in compliance with the provisions of TABOR. However, TABOR is complex and subject to interpretation. Many of the provisions, including the interpretation of how to calculate Fiscal Year Spending limits will require judicial interpretation. On November 3, 1998, the voters of the District approved the retention of all property taxes collected from a levy of 40 mills and all other District revenue in 1998 and annually thereafter without limitation under TABOR or other laws. BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 NOTES TO FINANCIAL STATEMENTS December 31, 2013 NOTE 8—INTERGOVERNMENTAL AGREEMENTS Beebe Draw Farms Authority Establishing Agreement(AEA) Effective April 12, 2011 the District entered into an Establishment Agreement with the Beebe Draw Farms Metropolitan District No. 2 and the Beebe Draw Farms Authority (AEA), as amended December 11, 2012. The District, through the Authority, will provide for financing the operations and maintenance of the existing public improvements as well as providing for financing, constructing and operating and maintaining additional public improvements. In no case shall the mill levy imposed by the District for debt service and operations and maintenance exceed its' respective mill levy caps. Other than the existing 2012 Tax Free Loan and the Capital Pledge Agreement(see Note 10), the District will not issue any additional debt. As a part of the Establishing Agreement, District No .1 has agreed to impose the District required mill levy until 2018 and to transfer such revenues to the Authority for deposit into either the infrastructure account or the amenity account. For tax collection year 2011 and thereafter the District shall transfer all revenues from the operations and maintenance mill levy less the Districts direct operations and maintenance costs to the Authority. NOTE 9—RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of differences between the governmental fund Balance Sheet and the government-wide Statement of Net Position The governmental fund Balance Sheet and the government-wide Statement of Net Position includes a reconciling column. Explanation of the adjustments included in the reconciling column is as follows: Long term debt $ 905,000 Accrued interest payable $ 1,719 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. 18 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I NOTES TO FINANCIAL STATEMENTS • December 31, 2013 NOTE 9— RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS (CONTINUED) Explanation of differences between the governmental fund Statement of Revenue, Expenditures and Changes in Fund Balance and the government-wide Statement of Activities The governmental fund Statement of Revenue, Expenditures and Changes in Fund Balance and the government-wide Statement of Activities include a reconciling column. Explanation of the adjustments included in the reconciling column is as follows: Bond principal S (185,000) Interest expense S 103 Governmental funds report principal payments as expenditures. However in the Statement of Activities, the payment of principal is reflected as a reduction in long-term liabilities. Interest is expensed when paid in the government funds but net accrued interest (difference between the beginning and ending accrual) is reelected in the Statement of Activities. NOTE 10—CAPITAL PLEDGE AGREEMENT The District has an Amended and Restated Consolidated Service Plan for Beebe Draw Farms Metropolitan District No. I and Beebe Draw Farms Metropolitan District No. 2 approved by the Weld County Board of County Commissioners on March 16, 2011 ("Amended and Restated Service Plan"). Pursuant to the Amended and Restated Service Plan, and subject to the conditions of the Amended and Restated Service Plan, on June 14, 2011, District No. l entered into a Capital Pledge Agreement (the Original Capital Pledge Agreement) between Beebe Draw Farms Metropolitan District No. I and the Beebe Draw Farms Authority with a principal amount of 51,500,000, plus interest at a rate of 15%. The mill levy for payment of this obligation is capped at 40 mills, minus the 1998 Bond Mill Levy for each year and less the Operating and Maintenance Mill Levy for each year, to be imposed for collection beginning in 2012 and ending in tax collection year 2018. The total debt repayment will be the lesser of the $1,500,000, plus 15% interest accrued per annum or the total revenue that flows from the imposition of the 40 mills, minus the 1998 Bond Mill Levy and the Operating and Maintenance Mill Levy, over the 2012-2018 term of the mill levy imposition. On December 20, 2012, with the support of Beebe Draw Farms Metropolitan District No. 2, Beebe Draw Farms Metropolitan District No. 1 and the Beebe Draw Farms Authority entered into that certain First Amendment to District No. I Capital Pledge Agreement ("First Amended Capital Pledge Agreement"), wherein Beebe Draw Farms Authority consented to the issuance of Beebe Draw Farms Metropolitan District No. I's 2012 Bonds and waived any limitations set forth in the Original Capital Pledge Agreement to the extent necessary for Beebe Draw Farms Metropolitan District No. I to issue its 2012 Bonds. 19 SUPPLEMENTAL INFORMATION BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. I CONSERVATION TRUST SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES— BUDGET AND ACTUAL Year Ended December 31, 2013 Variance with Final Budget OriginaU Actual Positive Final Budget Amounts (Negative) REVENUES Interest income $ — S 1 S 1 Lottery funds 500 303 (197) Total revenues 500 304 (196) NET CHANGE IN FUND BALANCE 500 304 (196) FUND BALANCE—BEGINNING OF YEAR 4.537 4,317 (220) FUND BALANCE— END OF YEAR S 5,037 S 4,621 $ (416) NOTE: The accompanying notes'are an integral part of the financial statements. 20 BEEBE DRAW FARMS METROPOLITAN DISTRICT NO. 1 DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES—BUDGET AND ACTUAL Year Ended December 31, 2013 Variance with Final Budget Original Actual Positive Budget Final Budget Amounts (Negative) REVENUES Property taxes $ 233,832 $ 233,832 $ 232.173 $ (1,659) Interest income 50 30 31 1 Total revenues 233,882 233,862 232,204 (1,658) EXPENDITURES Bond interest 19,467 19,398 19,398 — Bond principal 185,000 185,000 185,000 — Bond issuance costs — 1,075 1,075 — Treasurer's fees 3.507 3,507 3,491 16 Paying agent fees 150 1,020 425 595 Total expenditures 208,124 210,000 209,389 611 EXCESS(DEFICIENCY)OF REVENUES OVER EXPENDITURES 25,758 23,862 22,815 (1,047) NET CHANGE IN FUND BALANCE 25,758 23,862 22,815 (1,047) FUND BALANCE-BEGINNING OF YEAR 43,346 53,737 53,738 1 FUND BALANCE-END OF YEAR $ 69,104 $ 77,599 $ 76,553 $ (1,046) NOTE: The accompanying notes are an integral part of the financial statements. 21 Hello