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HomeMy WebLinkAbout20141764.tiff RESOLUTION RE: APPROVE COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM APPLICATION FOR DISASTER RECOVERY HOUSEHOLD ASSISTANCE FUNDS AND AUTHORIZE COMMISSIONER FREEMAN TO SIGN WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of administering the affairs of Weld County, Colorado, and WHEREAS, the Board has been presented with a Community Development Block Grant Program Application for Disaster Recovery Household Assistance Funds from the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, to the Colorado Department of Local Affairs, commencing upon full execution, with further terms and conditions being as stated in said application, and WHEREAS, after review, the Board deems it advisable to approve said application, a copy of which is attached hereto and incorporated herein by reference. NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of Weld County, Colorado, that the Community Development Block Grant Program Application for Disaster Recovery Household Assistance Funds from the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, to the Colorado Department of Local Affairs, be, and hereby is, approved. BE IT FURTHER RESOLVED by the Board that Commissioner Mike Freeman be, and hereby is, authorized to sign said application, effective June 10, 2014. BE IT FURTHER RESOLVED that the Board does hereby delegate authority to Tom Teixeira, Executive Director of the Greeley-Weld County Housing Authority, to sign certain necessary documents as itemized in Attachment K to said application. CC: Ara-an M err) In— Zlo -0 2014-1764 BC0045 RE: APPROVE COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM APPLICATION FOR DISASTER RECOVERY HOUSEHOLD ASSISTANCE FUNDS PAGE 2 The above and foregoing Resolution was, on motion duly made and seconded, adopted by the following vote on the 11th day of June, A.D., 2014, nunc pro tunc June 10, 2014. BOARD OF COUNTY COMMISSIONERS WELD COUNTY, COLORADO ATTEST: 7��� , ' _ _ ca., � ado. ]E 1(,a% uglas 'ademache , Chair Weld County Clerk to the Boar�� SED Iklt4 . a.. i � — r ra Kirkmeyer, Pro-Tern BY: De, Clerk to the Boar. �: / \ \4flan P. Conway APP ORM: .- Mike Free Rs y Attorney a William F. Garcia Date of signature: 2014-1764 BC0045 GRAY SHED EAS COLORADO STAFF USE ONLY ARE FOR CO Derailment or Date Received local Arrants Con IXIDIB7 Devezormeno Blocx Giant - Disasseil ReCoveav Division or Xousme Application for: Household Assistance Project# AMOUNT REQUESTED: $ Loan S 4,351,130 Grant APPLICANT INFORMATION Organization Name and Address: Sub-grantee Name and Address, Weld County if applicable: P.O. Box 758 Greeley CO 80632 Chief Elected Official, Executive Director, or President: Applicant Federal Tax ID #:84-000813 Name: Douglas Rademacher DUNS #:075757955 Title: Chair To register https://www.bpn.gov/ccr/default.aspx Address different from above): Phone 3 336-72-7204 Type of Organization (check as many as apply) #: 970 Fax#: 970 336-7233 x4021 Email: drademacher@weldgov.com x Municipality/County/Consortia Designated Contact Person for Application: Nonprofit Name: Thomas Teixeira CHDO (Community Housing Development Title: Executive Director Organization) Address (if different from above): P. O. Box 130 CBDO (Community Based Development Greeley CO 80632 Organization) Phone#: 970 353-7437 x103 Public Housing Authority Fax#: 970 353-6374 Email: tom@greeley-weldha.org Private For-Profit Developer PROGRAM INFORMATION Project Name:_Weld County Flood Housing Recovery 2014-1764 TYPES OF ACTIVITIES(check all of the activities involved in project or program and the amount of funds requesting towards each activity) Activity $Requested towards Activity X Temporary Rental Assistance and Relocation $958,080 X Housing Purchase(Down Payment Assistance) $475,936 X Housing Repairs (Single Family Rehabilitation) $2,917,114 Clearance and Demolition Private Roads and Bridges EITIMIMTES want IT(Indicate the estimated number of units that will be assisted and how manyun1N vet benefit hi lo-moderate berteficiaries) AS* #units #`LIM URgs °gip x Temporary Rental Assistance and Relocation 100 100 100 x Housing Purchase (Down Payment Assistance) 15 15 100 x Housing Repairs (Single Family Rehabilitation) 50 45 90 Clearance and Demolition Private Roads and Bridges N/A N/A CONSISTENCY WITH COMMUNITY RECOVERY PRIORITIES Describe efforts made to develop community priorities for disaster recovery and this project's impact on those priority efforts. We have been working with Weld Recovers. Weld Recovers is the long-term, community recovery committee working to address the ongoing needs of flood victims throughout the county. The mission of Weld Recovers is to foster the long term, unmet, flood recovery needs within the Weld County community by providing the help, healing, and hope necessary to rebuild our community to a new level of safety and stability following the September 2013 floods. We are working collaboratively with both the executive committee and hands on with the case management, unmet needs and the construction committee. Although the case management is not fully staffed at this time they were able to provide preliminary needs assessment of the five hundred families who have registered with Weld Recovers. This amounts to one third of the households with FEMA verified loss in Weld County due to the September 2013 flood. We will continue our coordination and collaboration with Weld Recovers requiring all applicants for CDBG-DR funds to be registered with Weld Recovers and will accept clients referred to us by Weld Recovers. **Attach Long Term Recovery Group Support Letter or Certification of Consistency With Community Recovery Priorities. PROJECT INFORMATION SHEET PROJECT DESCRIPTION (100 words or less): The goal of our request for CDBG-DR funds is to assist the households impacted by the flood in meeting their unmet needs and hopefully assist them improve their living conditions. This is a three part effort and will consist of a request for Temporary Rental Assistance (TRA), Housing Repair (Single Family Rehabilitation) and Housing Purchase (Down Payment Assistance DPA). In some instances households may be eligible for more than one of these programs. We will work with our long-term community recovery committee (Weld Recovers) to screen applicants for needs and screen out possible duplication of benefits. Households with special needs elderly, handicapped or those at 30% of AMI or below will be given priority for service. We will accomplish this using our current staff which has extensive experience in rent assistance, housing rehabilitation and down payment assistance. Our goal is to assist families in achieving permanent safe and sanitary housing. NARRATIVE This application may include multiple disaster recovery programs to be administered simultaneously. The narrative should describe each of the programs for which you request funds, and if applicable, how those programs will work together to achieve the disaster recovery goals of your community. Please include the following: 1. Types of Housing Programs: We hope to utilize a synergistic approach to assist families in their need for decent housing. By this we mean that a family may utilize the rent assistance program while their home is being repaired by the housing rehabilitation program or even by community volunteers if that is determined to be the most efficient and cost saving method. Likewise a family may utilize rent assistance while making preparation to purchase a home. Maximum subsidy amounts will be observed in all cases. a. Temporary Rent Assistance (TRA): Applicants will be accepted upon referral from the Weld Recovers case management committee. If a client applies directly to the Weld County Housing Authority (WCHA) they will be referred to Weld Recovers to ensure they complete registration and receive case management services, while simultaneously being processed for assistance through the CDBG-DR funded programs. Residence at the time of the flood will be verified along with income and back ground checks on all adults in the family. The family will be briefed on the details and rules of the program including the fact that the initial period of subsidy is one year to provide a time period to find housing. Based on the established Section 8 program operated by WCHA, we will utilize existing section 8 forms to determine rent and utilities provided so that a total tenant payment can be determined. Preference on initial processing of applicants will be given to those households at or below 30% of AMI and to the elderly and handicapped. All clients will be required to participate in case management with Weld Recovers and those without permanent housing prospects will be required to seek permanent affordable rental housing based referrals on e errals to existing properties such as tax credit or Section 8 tenant or project based. The information from Weld Recovers indicates that 101 families need rent assistance at the present time. The dislocation of more than 250 families needing shelter could not have happened at a worse time. The rental market in Weld County and specifically the Greeley /Evans area was already being pressured by the growing oil industry which created historic low vacancy rates. Vacancy rates below three percent have resulted in a significant increase in rents. The newer large multi-family units are now charging between $900.00 - $1,000 per month for a two bedroom apartment. The largest tax credit complex is now charging $779.00 for a two bedroom unit which does not allow a client with a voucher with a 110% payment standard of $779.00 to rent in the complex. Smaller landlords and property management companies are raising their rents to reflect what the market will sustain. To allow these displaced families to find suitable housing we are requesting that we be able to approve exception rents of up to 125% of the fair market rent. This was the FEMA rent standard when they provided rent assistance and there has not been a decrease in market rents in the area to demonstrate the ability to cover the necessary expenses for assisted households based on the current Fair Market Rent . b. Single Family Rehabilitation SFOO: Applicants will be accepted upon referral from Weld Recovers case management committee. Applicants who present themselves and are not registered with Weld Recovers will be instructed to do so, but will continue to be processed for assistance with WCHA staff simultaneously. Current Housing Authority SFOO staff will perform intake for income, and ownership both current and at time of the flood. After this has been verified an inspection of the property will be coordinated with the homeowner. This agency has partnered with the Greeley Urban Renewal Authority (GURA) to perform the initial inspection, preparation of statement of work, bidding the job in accordance with CDBG guidelines, consulting with the homeowner at all stages, monitoring the construction and final walk through with the homeowner. The contractor will be under contract with the homeowner and the necessary loan documents and deed of trust will be between the Housing Authority and the homeowner. GURA's established rehabilitation program operates well in partnership with WCHA, and has performed extensive rehabilitation for the Neighborhood Stabilization Program, as well. At this time Weld Recovers has 51 households requesting rehabilitation assistance. These houses have not been inspected by local specialists so the full extent of the rehabilitation required is unknown. As we advertise the availability of rehabilitation funds we fully expect this number will grow. c. Down Payment Assistance DPA: Applicants will be accepted upon referral from Weld Recovers. Applicants who present themselves and are not registered with Weld Recovers will be instructed to do so. Current Housing Authority Staff will perform intake for income, residence at the time of the flood and where the family is in the home buying process. First time homebuyers will be required to take a CHFA homebuyer class. The Authority will then work with the first mortgage lender requesting copies of loan application, contract, verification of income, and verification of debt. In accordance with DOH Revolving Loan Fund Program guidelines and using the current good practice housing ratios we will determine the amount of down payment required. The house will be inspected for Housing Quality Standards and the applicable loan documents will be prepared. A representative from the Authority will attend the closing. 2. Location: describe the geographic area the program(s) will serve. a. The area is Weld County with priority to City of Evans, Town of Milliken (note SFOO programs in Milliken will be performed by the Loveland Housing Authority) and Town of Frederick. 3. Population/National Objective served: each activity funded, except for program administration and planning activities, must meet one of three national objectives. This project will serve: ® Benefit to low- and moderate- income (LMI) persons; and/or O Aid in the prevention or elimination of slums or blight; and/or ® Meet a need having a particular urgency (referred to as urgent need). Funding for the programs requested will Benefit LMI persons and families. There is an urgent need to provide displaced persons and families with decent housing. 4. Consistency with Local Disaster Recovery Priorities: How is the project consistent with the disaster recovery priorities established by the impacted community? (please attach a copy of the local recovery leadership group's priorities for recovery activities) a. A Copy of Weld Recovers priorities is attached. 5. Local, State and Federal subsidies: Flood victims have received FEMA direct aid and Small Business Administration loans. In addition some victims have received aid from Weld County Human Services. 6. "Green Build" Greeley Urban Renewal Authority which will supervise SFOO have extensive experience in CDBG single family rehabilitation and the Neighborhood Stabilization Program both of which require Green Build Standards. 7. Management Experience: Weld County Housing Authority currently managers a Housing Choice Voucher (HCV, Section 8) Program with 427 families authorized, a Single Family Rehabilitation Program with a dozen projects completed this year and a Down Payment Assistance Program. The combined staff of the Greeley / Weld Housing Authorities managers an additional 446 Housing Choice Vouchers, a Low Rent Public Housing Program and three tax credit properties. In addition our partnership with GURA brings construction and rehabilitation management expertise. 8. Intake: provide program guidelines, outreach/marketing efforts, and applicant intake process (please attach a copy of the intake form, or electronic intake system information) a. Outreach will be accomplished with information provided to the case managers at Weld Recovers. Weld County Human Services, United Way's Housing and Emergency Services Committee, Salvation Army, Catholic Charities and the Cities and Towns in Weld County. County Web Site and Housing Authority Web Site. b. We will advertise in Newspapers and on Radio in English and Spanish. c. Current Housing Authority forms for rent assistance, single family rehabilitation and down payment assistance will be used or modified for use. Any additional forms needed will be modified based on those used by neighboring flood impacted areas or from the CDBG-DR toolkit. 9. Priority: Describe how applications will be prioritized for assistance a. Priority will be given for Rent Assistance and for Single Family Rehabilitation for those families at or below 30% AMI and to elderly or handicapped families. 10.Duplication of Benefits: describe the insurance verification/Duplication of Benefits review process (please attach a copy of the policy and/or analysis form — see Attachment C) a. We are requiring all applicants to be registered with Weld Recovers which has access to the CANS program which will have a record of all FEMA payments. We will coordinate with Weld Recovers on reports available from the CANS system to document benefits received. 11.Income Verification: provide the income verification process (e.g. Section 8 Part 5, which is used by DOH as the safe harbor method, and the Tenant Income Certification (TIC) Form provided by Colorado Housing and Finance Authority) Housing Authority currently uses Part 5 for all Federal Programs in addition we utilize the Tenant Income Certification (TIC) for our tax credit properties. 12.Ownership: describe the method of establishing ownership and occupancy at the time of the flooding a. We will utilize Weld County Property Records to establish ownership at time of the flood. For renters we will use FEMA records either from applicant or from Weld Recovers. 13.Beneficiary Eligibility: provide the formula or method that will be used for determining individual awards. (please reference the CDBG-DR Revolving Loan Fund (RLF) Guidelines and the Temporary Rental Assistance and Relocation Program Guidelines where applicable) a. For Rent Assistance TRA The Authority will use the method at attachment Q to determine a monthly rent subsidy. Note this method is similar to Section 8 rent determination with less income deductions. b. For the Single Family Rehabilitation Program SFOO we will use the lowest contractor bid on the Statement of Work to repair flood damage. Observing 50% of pre-flood property value limitation. c. For the Down Payment: We will look at subsidy as the necessary amount to fill the gap from what the purchaser can afford and cost to complete the purchase. 14.Pre-Agreement Costs: describe costs incurred for this disaster recovery program prior to the submission of this application for funds and your organization's capacity to absorb them. Does your application include a request for reimbursement of these incurred expenses? (please attach a detailed analysis of those disaster recovery costs for which you request reimbursement, incurred between September 12, 2013 and the date of this application) We will attach a sheet detailing cost prior to the application. 15.Project Timeline: include a timeline for the work to be completed for each program, including: 9 a. Application intake period b. Awards determination c. Start of actual rehabilitation d. End of actual rehabilitation e. Timely expenditure of funds (expected fund draw schedule of CDBG-DR funds) (1). TRA a. Application: July 1, 2014 - Dec 30, 2015 b. Determination: Aug 1, 2014 - Dec 30, 2015 c .Rent Payment: Sep 1, 2014 - Apr 30, 2016 d. End Apr 30, 2016 (2). SFOO a. Application July1, 2014 - Jun 30, 2015 b. Determination: Sep 1,2014 - Jul 31, 2015 c. Rehab Start: Sep 1 2014 d. Rehab End: Jan 31,2016 (3). DPA a. Application Sep 1, 2014 - Sep 30, 2015 b. Award Sep 1, 2014 - Oct 30, 2015 c. End April 1, 2016 16.Monitoring — Home Repair Programs ONLY: Describe the monitoring efforts of the rehabilitation/s process and include a time line for the work to be completed and adhere to all building codes. (i.e. Local Building Inspectors process and completion of inspection.) Permits from the appropriate building department will be required for all rehabilitation work. Inspections will be confirmed with the applicable building department and Greeley Urban Renewal will inspect progress of work and will be responsible for final inspection prior to payment of contractor. We will also use all monitoring documents and polices provided by the State. PROJECT PROFORMA Replace this page with the applicable DOH Project Proforma Excel Spreadsheet that can be found on the DOH website http://dola.colorado.gov/cdbq-dr/content/application-assistance. In addition to the submitted paper copy, send the pro forma electronically to your Regional DOH Development Specialist. • For Temporary Rental Assistance, Housing Purchase, or Housing Repairs programs, complete and send the DOH Program Spreadsheet. ersioil 5-._ Spreadsheet directions are to the right > Program Name: Weld Down Payment Date: May 31,2014 Applicant: Weld County Spreadsheet Version: 1 Down Payment Assistance Program Budget ar y .ease, v� y,_ .. Down Payment Assistance Loans Ex•ected Production of 15 Units 450,000 450,000 0 1st Mnrt•a• estimated 0-■- Closing Costs 0 Home Buyer Counseling 750 750 0--- • DPA Loan Specialist compensation 5,886 5,886 0 •Accounting staff compensation 3,120 3,120 0• Other staff compensation inspector 1,500 1,500 0 Training&Travel 1,000 1,000 0 Equipment, materials and supplies 0 e n • Executive Director compensation 3,120 3,120 0•Accountant compensation 4,160 4,160 0•Other staff compensation -- 0 Training&Travel 1,200 1,200 0 Equipment, materials and supplies 800 800 0 Rent, utilities 2400 2400 0 Taxes and Insurance 0 -- Communication Cost 1000 1000 0 Audit Cost 1,000 1,000 0 Legal Cost -- 0 VelOir':. 475.838 K, e t _ �.' Wt _ COLORADO DIVISION OF HOUSING * HOUSING PROGRAMS SPREADSHEET Program Name: Weld Down Payment Date: May 31,2014 Applicant: Weld County Spreadsheet Version: 1 Down Payment Assistance Program Assessment Chart •gram '0 0 0 ' ormation Current#of Loans in Portfolio 9 Average#of Loans/Year 4 12-20/Year Average Loan Amount 4500 Percent&$Value of Current Deferred Loans 0 Up to 50%(100%can be deferred 5 yrs) Current Value of Loan Portfolio 32,514 Current Amount of Program/Misc.income On-Hand 35,830 Projected Annual Program/Miscellaneous Income 1,700 Total#of Loans Since Program Inception 24 Percent Program Costs Covered by Program/Misc.Income 100 #of New Loans 1 #of New Loans From Program/Miscellaneous Income #of New Loans From CDOH Grant 0 Loan Information Home Buyer Equity 1000 $500 Minimum Maximum CDOH Loan Amount 5000 4.5—8.5%of FHA Limit Loan Term l0yr Loan Rates 3% 0%Up to Commercial Rate Market Information Qualifying Household Income 80% 50-80%AMI,4 people #of Affordable Homes for Sale 270 Affordable at 80%AMI 'Maximum Purchase Price of Homes m Program 240,000 95%of FHA Limn Average Price of Homes for Sale in Market 160,000 Number of Applicants on Waiting List 0 Geographic Distribution of Projects (%Population/%Completed Projects) Percentages should be similar Other Criteria Energy-Efficiency Standard Indicate Standard CDOH Energy Standards Policy Administrative Costs/New Loan 2500 $2,500-$4,500 CDOH Funding Eligibility CDBG,HOME,HDG Action Plan Priority CDOH Action Plan Priority 'Minimum Application Cntena Yes CDOH Application Minimum Criteria Policy— 'Rousing Needs Assessment Supports Project Yes Local Housing Needs Assessment n G - e o 0 0° o 0 0 0 0 0 0 a w O O O O L A F 0 0 C H I w m E z 'a o P 6 E I- 0QZ ca as H N W 0 E � W .0 P eeee 0 75 e3 Cl E t Q r Ea o /W w a o e e •e C O O r co a° W • ,g d °' o to a 0 co Ey 2 e 2 ~ a t; N C = O M M6 3z.' Q a a N M O d ,, r O F- ae eeee O: o m co to u' 't F d a ` O m F`="1 Z E „ , CO � O N 0 0 0 V/ O LL 0 1n c0 :..: D a N O t ,w ?r1. r - as s a' * (..) eeea co Lo in in as = It- w of Z a v >, Y V C C o N U Q $.. O n 2 n lei n asO co 12 1 N I tC r (%1 r cM0 0co Z O CO c ▪0 0 a z r 0 E cu >CD c a m - 0 O Q CZ m E g` _c wwWw CL E C H of a w w O as al -0 aco _ � 0 CO iti_. � i 3 J o 5 o . i p U a` CO Q m 0 a 0 X U L L O a w a o o r° COLORADO DIVISION OF HOUSING * HOUSING PROGRAMS SPREADSHEET Spreadsheet directions are to the right > Program Name: Weld Single Family Rehab Date: 5/31/2014 Applicant: Weld County Spreadsheet Version: 1 Housing Rehabilitation Program Budget .._ c ,i. , , „ ., „ , Rehabilitation Ex.ected Production of 50 Units 2,500,000 2,500,000 0 Emergency Repairs Ex•ected Production of 10 Units 50,000 50,000 0 Replacement Housing Ex•ected Production of 2 Units 200,000 200,000 0 .o- l: .a�.u, e;»s, s" r..Y ,,s`,.,.,.x ✓ .`,-..: � es v • •Rehabilitation Specialist compensation 125,000 125,000 0 • Intake/Loan Specialist compensation 17,658 17,658 0•Accounting staff compensation 6,240 6,240 0•Other staff compensation - 0 Training&Travel 540 540 0 Equipment, materials and supplies 0 3 A < - ".',/:,..4:4,4:„ d ='« r , , ^Y",rmzli ,a .�« ..z ',r� �`, s«:+,CazN.ke�i ' , _„ • Executive Director compensation 7,286 7,286 0 •Accountant compensation 7,490 7,490 0•Other staff compensation 0 Training&Travel 0 Equipment,materials and supplies 0 Rent,utilities 2400 2400 0 Taxes and Insurance 0 Communication Cost 0 Audit Cost 500 500 0 Legal Cost - 0 ,-er" t '471- •r. - - - CIIIIIIECIEM 0 ' , 2,917,114 COLORADO DIVISION OF HOUSING * HOUSING PROGRAMS SPREADSHEET Program Name: Weld Single Family Rehab Date: 5/31/2014 Applicant: Weld County Spreadsheet Version: 1 Housing Rehabilitation Program Assessment Chart Program Portfolio Information Current#of Loans in Portfolio 53 Average#of Loans/Year 8 12-20/Year Average Loan Amount 20,000 Percent&Value of Current Deferred Loans 6% Allow up to 25%of loan portfolio value Current Value of Loan Portfolio 635,714 Current Amount of Program/Misc.Income On-Hand 519,476 Projected Annual Program/Miscellaneous Income 28,000 Total#of Loans Since Program Inception est 250 Percent Program Costs Covered by Program/Misc.Income 100 #of New Loans 5 #of New Loans From Program/Miscellaneous Income 5 #of New Loans From CDOH Grant 0 Loan Information Maximum CDOH Loan Amount 24,999 $24,999 Loan Term 1-30 Yr Loan Rates 0-3% 0%up to commercial rate Rehabilitation Costs Average Housing Rehabilitation Cost 20,000 Average Emergency Repair Cost 5,000 Average Manufactured Housing Repair Cost non current Maximum$3,000 Average Replacement Housing Cost 100,000 Market Information Qualifying Household Income 50,400 FM4 Less than 80%AMI Number of Applicants on Waiting List 3 Geographic Distribution of Projects (%Population/%Completed Projects Percentages should be similar Other Criteria Energy-Efficiency Standard Indicate Standar CDOH Energy Standards Policy Administrative Costs/New Loan $2,500-$4,500 CDOH Funding Legibility CDBG,HOME,HDG Action Plan Priority CDOH Action Plan Priority Minimum Application Criteria Yes/no CDOH Application Minimum Criteria Policy Housing Needs Assessment Supports Project Yes/no Local Housing Needs Assessment A } / E ey = = a cn 15 o ! § - 0 a. 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For more information, contact your regional Housing Development Specialist. Relocation Will the proposed project activity directly cause any demolition or conversion of any Yes 0 If yes, attach existing residential or commercial units resulting in permanent, temporary or economic General Notice displacement of existing tenants? No ® and Rent Roll See HUD Handbook 1378, 24 CFR 92.354 &DOLA CDBG Guidebook Sec VII http://www.hud.qov/offices/cpd/library/relocation/polio yandpuidance/handbook 1378.cfm If yes, are the displaced households considered low-income? Yes 0 If yes, attach Residential Anti-displacement and Relocation Assistance Plan (Att. D) describing the No 0 steps taken to minimize displacement, including what assistance/benefits will be provided to displaced households and what plans have been developed to replace the units and ensure that they stay at or below Fair Market Rent for 10 years. Davis-Bacon Wages Does the project include Davis-Bacon wages? (see Att. F) Yes 0 See HUD Guidebook 1344 & DOLA CDBG Guidebook Sec VIII No Lead-Based Paint If the property was built before 1978, is it exempt from lead-based paint abatement? Yes ❑ Attach record http://edocket.access.gpo.gov/cfr 2003/aprqtr/pdf/24cfr35.115.pdf indicating year List reason No ® of construction or proof of exemption If no, has the property been evaluated? To Be Determined Yes ❑ Attach record indicating year No ® of construction and proof of exemption Does the property need remediation? Yes ❑ Unk If yes, the regulations at 24 CFR Parts 35 apply http://www.hud.qov/offices/lead/library/enforcement/24CFR35 SubpartA.pdf No ❑ Asbestos For projects involving rehabilitation, has there been an evaluation of asbestos hazards? Yes ❑ If Yes, attach a http://www.cdphe.state.co.uslap/asbestos/renodemo.pdf copy of the No ® report(s). Does property need Asbestos remediation? If yes, contact a state-certified asbestos inspector. Yes ❑TBD No ❑ Fair Housing Has the agency established Steps to Affirmatively Further Fair Housing? Yes See 24 CFR 570.487(b) & 24 CFR 92.351 See AU. N http://www.nud.gov/offices/adm/hudclips/forms/files/935-2a.pdf No ❑ version 8-12 ADA Accessibility&Visitability Does the project have 5 or more units? Yes El If yes, for new construction or substantial rehabilitation, at least 5% (or 1,whichever is greater) must be accessible to persons with mobility impairments and 2%(or 1,whichever is greater) must be No accessible to persons with sensory impairments. The remaining units must meet the accessibility requirements of the Federal and State Fair Housing Act, which require that all units in elevator buildings and ground units in other buildings be ADA accessible. http://www.hud.pov/offices/fheo/disabilities/fhquidelines/fhefha5.cfm#sect3 Number of units for persons with mobility impairment? (5%) Number of units for persons with sensory impairment?(2%) Number of visitable units? See DOH Visitability policy http://dola.colorado.pov/cdh/statehousingboard/index.htm#anchpolicies Send copy of Agency's Section 504 Compliance plan See 24 CFR Part 8 &DOLA CDBG Guidebook Sec V hftp.//www.dola.state.co.us/dlq/fa/cdbq/d ocs/quidebook/PF07CIVILRIGHTSEXH-C.pdf Procurement Will DOH funds be used for purchasing goods or services? Yes If yes, which procurement policies will be followed? C DBG See DOLA CDBG Guidebook Sec 11 No El httc://dola.colorado.gov/dlg/fa/cdbq/cdbq quidebook.html#section ii Will DOH funds be used for construction? Yes If yes, the Debarred Checklist applies See https://www.epls.gov/& DOLA CDBG Guidebook Sec VIII No El Financial Management Does the applicant's financial management comply with Yes El OMB Circular A-87& 24 CFR Parts 85& DOLA CDBG Guidebook Sec Ii-C? No ❑ Does the applicant's audit/records comply with Yes EI OMB Circular A-133 &24 CFR 570.490(d)& DOLA CDBG Guidebook Sec II? No El Program Income Will the project generate Program Income? Yes El Examples of program income include, but are not limited to: revenue from the loans made through No El Down Payment Assistance (DPA) programs and Single-family Owner-occupied rehab(SFOO) programs. Projected Program Outcomes ENERGY STANDARDS: List the Energy Efficiency Standard the project will follow? How many units will meet Energy Star Standards or standard listed above? SPECIAL NEEDS: Number of units designated for persons with disabilities? unknown at this time AUTHORIZED SIGNATURE SHEET I certify to the best of my knowledge and belief, statements and data in this application, including the required Statement of Assurances and Certifications (Attachment A), attached tables and other documentation, are true and correct. Signature Signature Signature Mike Freeman Name (Typed or Printed) Name (Typed or Printed) Name (Typed or Printed) Chair PRO-TEM Title Title Title Date JUN 1 0 2014 Date Date Signature Signature Signature Name (Typed or Printed) Name (Typed or Printed) Name (Typed or Printed) Title Title Title Date Date Date The above must be signed by the Chief Elected Official of the governmental unit, officer of the private corporation or other appropriate and authorized signatory for the applicant. Documentation proving signer is authorized must be provided. CHECKLIST FOR REQUIRED DOCUMENTS Please Submit in Order Below o c a (use all check lists that apply to application) .2 a o 0 ii c., E m 6-w I c I 8c c Q `.9 n m L,0 c. c-4.-. ow Applicable Received E c 3 c 3= 0 w o ;o o m o:5 m cn E E, E E r m I-< 20! S cae) u it Att.A—Statement of Assurances X X X X X Yes Att.B—Environmental Worksheet for CDBG-DR Applicants X X X X X Yes Att.C—Procedure to Prevent Duplication of Benefits X X X X X Yes El Att.D—URA/Relocation Plan X X X X X Yes 0 Att.E—Acquisition of Land or Building X X Yes ❑ Att. F—Davis-Bacon Exception Checklist X X X X Yes Att.G—Immigration Policy X X X X X Yes El Att.H—Insurance Requirements X X X X X Yes Att.I—Procedures to Detect Fraud,Waste,&Abuse of Funds X X X X X Yes El Att.J—W-9,Tax Payer Identification# X X X X X Yes Att.K—Signatory Authority&Board Resolution Authorizing Application X X X X X Yes El Att. L—Agency's 504 Self Certification X X X X X Yes Att.M-Actions to Further Fair Housing X X X X X Yes Att.N-Affirmative Fair Housing Marketing X X X X X Yes El Att.O— Excessive Force Policy X X X X X Att.P— Procedure To Ensure Timely Expenditure of Funds X X X X X Yes Att.Q— Temporary Rental Assistance and Relocation Policies and Procedures X X X X X Yes Final Legal Property Description(if any changes since initial application) X X Yes ❑ IRS Determination Letter(Non-profits only) X X X X X Yes ❑ Most Recent Audit(A-133,if applicable) X X X X X Yes Staff Allocation Plan(if not in Budget) X X X X X Yes ❑ Site Control Documentation w/legal description X X X Yes 0 Zoning and Site Plan Approval X X Yes ❑ Floodplain Map X X X X X Yes 0 Environmental Studies(Phase I,Lead Based Paint&Asbestos) X X Yes ❑ Architectural Drawings/Photos(via email) X X Yes 0 Construction Cost Estimates X X X Yes Capital Needs Assessment and/or Cost Estimate X X Yes ❑ - Market Study/Needs Assessment X X Yes El Appraisal(or data on comparables) X X Yes ❑ Letters of Funding Commitment X X X X X Yes ❑ Relocation: General Notice to Tenants and Proof of Delivery X X Yes 0 Relocation Plan(only if relocation will occur) X X X Yes ❑ DPA/Rehab Local Program Guidelines X X X Yes Eil Schedule of Pre-Agreement Costs requested for reimbursement under CDBG- X X X X X Yes El DR Program ATTACHMENT A APPLICANT STATEMENT OF ASSURANCES AND CERTIFICATIONS The application must adhere to the following assurances and certification, that it: 1) possesses legal authority to apply for the loan/grant and to execute the proposed project, and its governing body has duly adopted or passed as an official act a resolution, motion or similar action authorizing the filing of the application, including all understandings and assurances required, and directing and authorizing the applicant's chief executive officer and/or other designated official representatives to act in connection with the application and to provide such additional information as may be required; 2) will give the State, the U.S. Department of Housing and Urban Development (HUD), and any state authorized representatives access to and the rights to examine all records, books, papers or documents related to the application and grant; 3) has provided for and encouraged citizen participation, with particular emphasis on participation by persons of low and moderate income who are residents of areas in which CDBG, HOME, HDG and HDLF funds are proposed to be used; by: I. providing citizens with reasonable and timely access to local meetings, information, and records relating to its proposed and actual use of CDBG, HOME, HDG and HDLF funds; II. furnishing citizens information concerning the amount of funds available for proposed housing activities and the range of activities that may be undertaken, including the estimated amount proposed to be used for activities that will benefit persons of low and moderate income. Its plans for minimizing displacement of persons as a result of activities assisted with CDBG, HOME, HDG and HDLF funds and its plan for assisting persons actually displaced as a result of such activities; III.publishing a proposed project plan/application in such a manner to afford citizens an opportunity to examine its content and to submit comments on the proposed project plan/application and on the community development performance of the jurisdiction(s); IV.holding one or more public meetings, to obtain citizens view and responses to proposals and questions related to community development and housing needs, proposed activities and past CDBG, HOME, HDG, and HDLF performances. All meetings were held no sooner than five days after notice, at times and locations convenient to potential or actual beneficiaries, and with accommodation for the handicapped. V. providing for a timely answer to written complaints and grievances, within 15 working days where practicable; and Vl.identifying how the needs of non-English speaking residents will be met in the case of public meetings where a significant number of non-English speaking residents can be reasonably expected to participate. ate.P Protein JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date 'A 101 ATTACHMENT B ENVIRONMENTAL WORKSHEET FOR CDBG-DR APPLICANTS In accordance with 24 CFR Part 58.22 (see below), all federally funded projects must accomplish an environmental review prior to beginning any work on a project. These HUD regulations are in place for two purposes: 1. To ensure federal funds are used to place people of low and moderate income in environmentally safe conditions; and 2. To ensure federal funds are NOT used to negatively impact environmental conditions that exist near a project site. Read through this section thoroughly and direct any questions to the appropriate contact person listed at the bottom of the following page. In addition, the "Environmental Review Worksheet" on the following page must be completed and included with the final application. 24 CFR Part 58.22 Limitations on activities pending clearance. (a) Neither a recipient nor any participant in the development process, including public or private nonprofit or for-profit entities, or any of their contractors, may commit HUD assistance under a program listed in Sec. 58.1(b) on an activity or project until HUD or the state has approved the recipient's RROF and the related certification from the responsible entity. In addition, until the RROF and the related certification have been approved, neither a recipient nor any participant in the development process may commit non-HUD funds on or undertake an activity or project under a program listed in Sec. 58.1(b) if the activity or project would have an adverse environmental impact or limit the choice of reasonable alternatives. (b) N/A for DOLA projects (c) If a recipient is considering an application from a prospective sub-recipient or beneficiary and is aware that the prospective sub-recipient or beneficiary is about to take an action within the jurisdiction of the recipient that is prohibited by paragraph (a) of this section, then the recipient will take appropriate action to ensure that the objectives and procedures of NEPA are achieved. (d) An option agreement on a proposed site or property is allowable prior to the completion of the environmental review if the option agreement is subject to a determination by the recipient on the desirability of the property for the project as a result of the completion of the environmental review in accordance with this part and the cost of the option is a nominal portion of the purchase price. There is no constraint on the purchase of an option by third parties that have not been selected for HUD funding, have no responsibility for the environmental review and have no say in the approval or disapproval of the project. (e) Self-Help Homeownership Opportunity Program (SHOP). In accordance with section 11(d)(2)(A) of the Housing Opportunity Program Extension Act of 1996 (42 U.S.C. 12805 note), an organization, consortium, or affiliate receiving assistance under the SHOP program may advance non-grant funds to acquire land prior to completion of an environmental review and approval of a Request for Release of Funds (RROF) and certification, notwithstanding paragraph (a) of this section. Any advances to acquire land prior to approval of the RROF and certification are made at the risk of the organization, consortium, or affiliate and reimbursement for such advances may depend on the result of the environmental review. This authorization is limited to the SHOP program only and all other forms of HUD assistance are subject to the limitations in paragraph (a) of this section. (f) Relocation. Funds may be committed for relocation assistance before the approval of the RROF and related certification for the project provided that the relocation assistance is required by 24 CFR part 42. Applicant Name: Contact Number: Contact Name: E-mail: Check ALL of the activities listed below that will be included as part of the project. ❑ Environmental and other studies, resource identification, and the development of plans and strategies Information and financial services Q Administrative and management activities 0- ' El inspections and testing of properties for hazards or defects „ — ❑ Purchase of insurance W -a ❑ Purchase of tools x ❑ Engineering and design costs W x ❑ Technical assistance and training ❑ Assistance for temporary or permanent improvements that do not alter environmental conditions and are limited to protection, repair,or restoration activities necessary only to control or arrest the effects from disasters or imminent threats to public safety including those resulting from physical deterioration. Tenant-based rental assistance Supportive services(involving payments in the form of suusidies,e.g., health care, housing services, permanent housing placement,day care, Nutritional services, Short-term payments for rent/mortgage/utility costs,Assistance in gaining access to local, State, and federal government benefits and services). m X Operating costs(e.g., Maintenance, Security, Operation, Utilities,furnishings, Equipment, Supplies,Staff training and . > recruitment, Other incidental costs). Z = ❑ Economic development activities(e.g.equipment purchase, inventory financing, interest subsidy,similar costs not W -a associated with construction or expansion of existing operations). () L ® Activities to assist homebuyers to purchase existing dwelling units or dwelling units under construction(closing costs, L I r down payment assistance, interest buy downs,similar activities resulting in transfer of title)Affordable housing pre- development costs(legal, consulting, developer and other costs related to obtaining site options,project financing, administrative costs and fees for loan commitments,zoning approvals,and other related activities with no physical impact) ❑ Affordable housing pre-development costs(e.g., legal, consulting,developer and other related costs). ❑ Acquisition, repair, improvement, reconstruction,or rehabilitation when the facilities and improvements are in place and will be retained in the same use without change in size or capacity of more than 20 percent ❑ Special projects directed to the removal of material and architectural barriers that restrict the mobility of and accessibility to elderly and handicapped persons (,) f g Rehabilitation of buildings when the following conditions are met: o 1 to 4 unit building for residential use when density is not increased beyond 4 units; land use is not changed, II- - o and footprint of building is not increased in a floodplain/wet land o Multifamily residential building when the unit density is not changed more than 20percent; project does not W � � 9 P j U L involve change from residential to non-residential W ❑ Construction of up to 4 dwelling units; maximum of 4 units on any one site(4 one-unit buildings or 1 four-unit building) ❑ Construction of 5 or more housing units on scattered sites when sites are more than 2,000 feet apart and not more than 4 housing units on any one site ❑ Acquisition(including leasing)or disposition of,or equity loans on,an existing structure ❑ Acquisition(including leasing)of vacant land provided the structure or land acquired,financed,or disposed of will be retained for the same use 0. ' ❑ Acquisition, repair, improvement, reconstruction,or rehabilitation when the facilities and improvements are in place, but will change in size or capacity of more than 20 percent ❑ Acquisition, repair,improvement, reconstruction,or rehabilitation when the facilities and improvements are in place, but }, will involve a change in land use,such as from non-residential to residential,commercial to industrial,or from one S] s industrial use to another 1 LE x ! ❑ Demolition UJ ❑ New construction that does not meet the definitions for categorically excluded but still subject to a review of the 58.5 federal environmental laws and authorities. The applicant, Weld County Government certifies acceptance of responsibility to complete the appropriate Environmental Review and certification form as required in 24 CFR 58.22. '�i\) c -' ,._ Protem JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date STATE USE ONLY: Required level of environmental review: O Exempt O CENST O CEST O EA Reviewed by: Date of Review: %ersIo4,=s i ATTACHMENT C PROCEDURE TO PREVENT DUPLICATION OF BENEFITS For activities carried out by subrecipients, the designated administrator of the activity will be contractually required to complete this procedure and submit documentation for review before the responsible State agency will release payment. PROCEDURE a. Prior to assistance i. Identify total need 1. Determine the specific purpose for the CDBG-DR request 2. Total need will be determined by project type (e.g. homeowner rehabilitation cost estimate, infrastructure reconstruction cost estimate). The total need must be documented. 3. All costs included in total need must be reasonable and necessary. ii. Identify all other potentially duplicative sources of funding received and reasonably anticipated 1. For individuals as well as entities, the application for assistance will require documentation for all sources of funding received or reasonably anticipated, and certification that all assistance is reported. 2. 3r° party verify when possible (FEMA, SBA) Hi. Determine which funding sources to include in and exclude from unmet need calculation (based upon guidance in Fed. Reg. 71,060 - 71,066 (November 16, 2011)) and deduct assistance determined to be duplicative iv. Apply program cap, if applicable v. Arrive at maximum award vi. Execute grant/loan agreement with recipient, including provision that all additional funds received will be reported to the State or subrecipient program administrator within 15 calendar days. If the additional funds are determined to be duplicative, the award will be reduced and/or the recipient will be required to repay any disbursed duplicative benefit. b. Upon completion of activity for which funds were awarded i. Require recipient to report and certify whether additional funds were received for disaster- related expenses, the amount, and when funds were received. If additional funds were received that are determined to be duplicative, require repayment. c. One year after completion of activity for which funds were awarded i. Require recipient to report and certify whether additional funds were received for disaster- related expenses, the amount, and when funds were received. If additional funds were received that are determined to be duplicative, require repayment. RESPONSIBLE PERSONNEL a. The Department of Local Affairs, Executive Director's Office i. CDBG DR Program Manager—overall program management H. Accounting and Financial Services—fiscal control Hi. Communications b. Housing i. Department of Local Affairs, Division of Housing 1. Activities carried out through subgrantees A. Housing development specialists — initial calculation v,rsior,3 z B. Contract managers —follow-up P 2. Activities carried out through subrecipients A. Subrecipient program administrator— initial calculation and follow-up B. Contract managers — review subrecipient-submitted calculations and documentation and monitor for compliance The applicant, Weld County Goverment , certifies acceptance of responsibility to adhere to the Procedure for the Prevention of Duplication of Benefits, and assumes responsibility for adherence by any and all subcontractors or sub-subrecipients to the program. 111641--c. ��_ Profem JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date iersior. 8 I _ ATTACHMENT D RESIDENTIAL ANTIDISPLACEMENT AND RELOCATION ASSISTANCE PLAN The Weld County Government will replace all occupied and vacant occupy-able low/moderate income dwelling units demolished or converted to a use other than as low/moderate income housing as a direct result of activities assisted with CDBG funds, as required by Section 104(d) of the Housing and Community Development Act of 1974, as amended (the Act), and implementing regulations at 24 CFR 570.496a. All replacement housing will be provided within three years of the commencement of the demolition or rehabilitation relating to conversion. Before obligating or expending funds that will directly result in such demolition or conversion, the Weld County Government will make public and submit to the State the following information in writing: 1. Description of the proposed assisted activity; 2. The general location on a map and approximate number of dwelling units by size (number of bedrooms) that will be demolished or converted to a use other than as low/moderate dwelling units as a direct result of the assisted activity; 3. A time schedule for the commencement and completion of the demolition or conversion; 4. The general location on a map and approximate number of dwelling units by size (number of bedrooms)that will be provided as replacement dwelling units; 5. The source of funding and a time schedule for the provision of replacement dwelling units; and, 6. The basis for concluding that each replacement dwelling unit will remain in a low/moderate income dwelling unit for at least 10 years from the date of initial occupancy. The Weld County Goverment will provide relocation assistance, as described in 570.496a(b)(2), to each low/moderate income household displaced by the demolition of housing or by the conversion of a low/moderate income dwelling to another use as a direct result of assisted activities. Consistent with the goals and objectives of activities assisted under the Act, the (City, Town or County) will take the steps indicated below to minimize the displacement of persons from their homes:* * The following are examples of steps to minimize displacement. The first two are required. The others are optional. Only check those which are appropriate for the project and local circumstances. Add other steps as necessary or appropriate. X Consider all practical alternatives to any proposed project that may result in residential displacement. Alternatives to be considered include other sites for the proposed facilities/project. Also to be considered are the costs and benefits, both financial and nonfinancial, of each alternative. X Provide counseling and referral services to assist displacees find alternative housing in the community. X Work with area landlords and real estate brokers to locate vacancies for households facing displacement. Stage rehabilitation of assisted housing to allow tenants to remain during and after rehabilitation, working with empty buildings or groups of empty units first so they can be rehabilitated first and tenants moved in before rehab on occupied units or buildings is begun. Establish temporary relocation facilities in order to house families whose displacement will be of short duration, so they can move back to their neighborhoods after rehabilitation or new construction. Evaluate housing codes and rehabilitation standards in reinvestment areas to prevent their placing undue financial burden on long-established owners or on tenants of multi-family buildings. Develop displacement watch systems in cooperation with neighborhood organizations to continuously review neighborhood development trends, identify displacement problems, and identify individuals facing displacement who need assistance. , rev Protem JUN 10 2014 Signature of Chief Elected Official Date NOTE: EACH MUNICIPALITY AND COUNTY DIRECTLY PARTICIPATING IN A MULTI-JURISDICTIONAL APPLICATION IS REQUIRED TO HAVE A RESIDENTIAL ANTIDISPLACEMENT AND RELOCATION ASSISTANCE PLAN. iers,n 8-I? ATTACHMENT E ACQUISITION OF LAND AND/OR BUILDINGS SUGGESTED FORMAT FOR LETTER TO OWNER (Replace this form with your signed letter on agency letterhead) Date: Owner Name: Owner Address: Re: Property at: (list address here) Purchase Price: Buyer: (agency, developer, or community name) This is to inform you that (buyer)would like to purchase the property listed above. We have offered you the purchase price listed above for clear title to the property under the conditions described in the contract of sale. Because Federal funds may be used in the purchase, however, we are required to disclose to you the following information: 1. This sale is voluntary. If you do not wish to sell, (buyer) will not acquire your property. (Insert buyer's name) does not have the authority to acquire your property by force. 2. We estimate the fair market value of the property to be$ : (value). Since the purchase would be a voluntary, arm's length transaction, you would not be eligible for relocation payments or other relocation assistance under the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (URA), or any other law or regulation. If you have any questions about this matter, please contact (contact person)at(phone number). Sincerely, Applicant signature: Date: I have read the above and agree with the statements therein: Owner signature: Date: Check here if this is not applicable to your project Reason: _No Property is to be purchased ATTACHMENT F DAVIS-BACON EXCEPTION CHECKLIST EXCEPTIONS The Applicant Weld County Government affirms that(part/all)of its CDBG/HOME project is excepted from Davis-Bacon Prevailing Wage Rate Provision because: (a) The prime construction contract funded in whole or in part with CDBG/HOME funds is less than $2,000. (b) The entire project consists solely of demolition. (CDBG Only) x (c) CDBG funds will be used for rehabilitating property that was designed for fewer than eight(8) households (See Note* Below) (d) HOME funds will be used for construction or rehabilitating property that was designed for fewer than 12 HOME-designated units (See Note ** Below) (e) Part/all of the project consists solely of delivery of goods or services. (No construction contract.) (f) ParUall of the project will be done through a force account. (See Note* Below) (g) There are no federal monies in the construction contract. (h) All or a portion of the CDBG/HOME funds shall be used for the purchase of equipment: 1) Installation of equipment is incidental (less than 13%) of the total cost(equipment PLUS installation -this requires a separate quote for equipment and the installation); 2) NO installation costs are included in the purchase of equipment. (i) Proceeds of the CDBG/HOME loan shall be used for working capital ONLY. Q) The CDBG funds are used for acquisition ONLY and there is no construction. NOTE: *Any employees hired through a force account for a CDBG funded project will be considered Section 3 employees. **Grantee should confirm with their state monitor regarding this option. Clarification is necessary because some housing type projects will qualify as PUBLIC facilities and not as HOUSING. NO EXCEPTIONS-DAVIS BACON APPLICABLE If there is no exception, check here if Davis-Bacon is applicable to your project Reason Davis-Bacon is triggered: Are Davis-Bacon wages included in construction cost estimates? ❑ YES ® NO Lead Agency to monitor compliance with Davis- Bacon ry - •r -1 I6fr� JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date ATTACHMENT G IMMIGRATION POLICY Federal and State laws require Grantees to verify lawful presence of beneficiaries of public funds. The requirements to ensure lawful presence vary by the funding sources used to finance projects, as follows: Federal HOME Investment Partnership or Community Development Block Grant Programs If the funding is HOME or CDBG, including CDBG-DR, the Welfare Reform Act does not require a non-profit charitable organization to determine, verify or otherwise require proof of lawful presence. If the managing member is a non-profit or if the general partner of a LIHTC ownership entity is a non-profit, this also applies. If the funding is provided to a for-profit, government, or quasi-government entity, all adult family members will have to sign a Declaration of Residency form. SAMPLE FORM DECLARATION OF RESIDENCY In order to be eligible to receive the housing assistance you seek, you, as an applicant or current recipient of housing assistance must be lawfully within the United States. Please read this Declaration carefully. Please feel free to consult with an immigration lawyer or other expert of your choosing. , swear or affirm under penalty of perjury that (check one): I am a United States citizen, or I am a non-citizen national of the United States, or I have an immigration status that makes me a "qualified alien" I hereby agree to provide any documentation which may be required pursuant to Federal law, Interim Guidelines published by the United States Department of Justice (62 FR 61344) or, if applicable, Colorado laws and regulations, if the Colorado laws are not inconsistent with Federal law. I acknowledge that making a false, fictitious, or fraudulent statement or representation in this Declaration is punishable under the criminal laws of Colorado as perjury in the second degree under Colorado Revised Statute 18-8-503 and shall constitute a separate criminal offense each time a public benefit is fraudulently received. Signature Date Name (please print) The applicant agrees to provide and maintain the legal resident requirements as described above. Protein JUN 10 2014 rrOafY_ rw Signature, Chief Elected Official/Executive Director/President Date ATTACHMENT H STANDARD INSURANCE REQUIREMENTS State of Colorado insurance requirements are as follows and apply to all DOH-funded projects. Grantee and its Subgrantees shall obtain and maintain insurance as specified in this section at all times during the term of this Grant: All policies evidencing the insurance coverage required hereunder shall be issued by insurance companies satisfactory to Grantee and the State. Grantee Public Entities If Grantee is a "public entity"within the meaning of the Colorado Governmental Immunity Act, CRS §24- 10-101, et seq., as amended (the "GIA"), then Grantee shall maintain at all times during the term of this Grant such liability insurance, by commercial policy or self-insurance, as is necessary to meet its liabilities under the GIA. Grantee shall show proof of such insurance satisfactory to the State, if requested by the State. Grantee shall require each subgrant with Subgrantees that are public entities, providing Goods or Services hereunder, to include the insurance requirements necessary to meet Subgrantee's liabilities under the GIA. Non-Public Entities If Grantee is not a "public entity" within the meaning of the GIA, Grantee shall obtain and maintain during the term of this Grant insurance coverage and policies meeting the same requirements set forth in §13(B) with respect to Subgrantees that are not"public entities." Subgrantees and Subcontractors Grantee shall require each subgrant with Subgrantees and each contract with Subcontractors, other than those that are public entities, providing Goods or Services in connection with this Grant, to include insurance requirements substantially similar to the following: Workers' Compensation Workers' Compensation Insurance as required by State statute, and Employer's Liability Insurance covering all of Grantee, Subgrantee and Subcontractor employees acting within the course and scope of their employment. General Liability Commercial General Liability Insurance written on ISO occurrence form CG 00 01 10/93 or equivalent, covering premises operations, fire damage, independent contractors, products and completed operations, blanket contractual liability, personal injury, and advertising liability with minimum limits as follows: (a) $1,000,000 each occurrence; (b) $1,000,000 general aggregate; (c) $1,000,000 products and completed operations aggregate; and (d) $50,000 any one fire. Automobile Liability Automobile Liability Insurance covering any auto(including owned, hired and non-owned autos)with a minimum limit of$1,000,000 each accident combined single limit. Malpractice/Professional Liability Insurance Grantee, Subgrantees and Subcontractors may be required to maintain in full force and effect a Professional Liability Insurance Policy in the minimum amount of$1,000,000 per occurrence and $3,000,000 in the aggregate, written on an occurrence form that provides coverage for its work undertaken pursuant to this Grant. If a policy written on an occurrence form is not commercially available, the claims-made policy shall remain in effect for the duration of this Grant and for at least two years beyond the completion and acceptance of the work under this Grant, or, alternatively, a two year extended reporting period must be purchased. The Grantee, Subgrantee or Subcontractor shall be responsible for all claims, damages, losses or expenses, including attorney's fees, arising out of or resulting from such party's performance of professional services under this Grant, a subcontract or subgrant. Umbrella Liability Insurance For construction projects exceeding $10,000,000, Grantee, Subgrantees and Subcontractors shall maintain umbrella/excess liability insurance on an occurrence basis in excess of the underlying insurance described in §13(B)(i)-(iv) above. Coverage shall follow the terms of the underlying insurance, included the additional insured and waiver of subrogation provisions. The amounts of insurance required in subsections above may be satisfied by the Grantee, Subgrantee and Subcontractor purchasing coverage for the limits specified or by any combination of underlying and umbrella limits, so long as the total amount of insurance is not less than the limits specified in each section previously mentioned. The insurance shall have a minimum amount of$5,000,000 per occurrence and $5,000,000 in the aggregate. erion i._ Property Insurance This subsection shall apply if Grant Funds are provided for the acquisition, construction, or rehabilitation of real property. Insurance on the buildings and other improvements now existing or hereafter erected on the premises and on the fixtures and personal property included in the Subject Property against loss by fire, other hazards covered by the so called "all risk"form of policy and such other perils as State shall from time to time require with respect to properties of the nature and in the geographical area of the Subject Properties, and to be in an amount at least equal to the replacement cost value of the Subject Property. Grantor will at its sole cost and expense, from time to time and at any time, at the request of State provide State with evidence satisfactory to State of the replacement cost of the Subject Property. Flood Insurance If the Subject Property or any part thereof is at any time located in a designated official flood hazard area, flood insurance insuring the buildings and improvements now existing or hereafter erected on the Subject Property and the personal property used in the operation thereof in an amount equal to the lesser of the amount required for property insurance identified in §vi above or the maximum limit of coverage made available with respect to such buildings and improvements and personal property under applicable federal laws and the regulations issued thereunder. Builder's Risk Insurance This subsection shall apply if Grant Funds are provided for construction or rehabilitation of real property. Grantee, Subgrantee and/or Subcontractor shall purchase and maintain property insurance written on a builder's risk"all-risk" or equivalent policy form in the amount of the initial construction/ rehabilitation costs, plus value of subsequent modifications and cost of materials supplied or installed by others, comprising total value for the entire Project at the site on a replacement cost basis without optional deductibles. Such property insurance shall be maintained, unless otherwise agreed in writing by all persons and entities who are beneficiaries of such insurance, until final payment has been made or until no person or entity other than the property owner has an insurable interest in the property. a) The insurance shall include interests of the property owner, Grantee, Subgrantee, Subcontractors in the Project as named insureds. b) All associated deductibles shall be the responsibility of the Grantee, Subcontractor and Subgrantee. Such policy may have a deductible clause but not to exceed $10,000. c) Property insurance shall be on an "all risk" or equivalent policy form and shall include, without limitation, insurance against the perils of fire (with extended coverage)and physical loss or damage including, without duplication of coverage, theft, vandalism, malicious mischief, collapse, earthquake, flood, windstorm,falsework, testing and startup, temporary buildings and debris removal including demolition occasioned by enforcement of any applicable legal requirements, and shall cover reasonable compensation for Grantee's, Subgrantee's and Subcontractor's services and expenses required as a result of such insured loss. d) Builders Risk coverage shall include partial use by Grantee and/or property owner. e) The amount of such insurance shall be increased to include the cost of any additional work to be done on the Project, or materials or equipment to be incorporated in the Project, under other independent contracts let or to be let. In such event, Subgrantee and Subcontractor shall be reimbursed for this cost as his or her share of the insurance in the same ratio as the ratio of the insurance represented by such independent contracts let or to be let to the total insurance carried. Pollution Liability Insurance If Grantee and/or its Subgrantee or Subcontractor is providing directly or indirectly work with pollution/environmental hazards, they must provide or cause those conducting the work to provide Pollution Liability Insurance coverage. Pollution Liability policy must include contractual liability coverage.The policy limits shall be in the amount of$1,000,000 with maximum deductible of$25,000 to be paid by the Grantee's Subcontractor and/or Subgrantee. Miscellaneous Insurance Provisions Certificates of Insurance and/or insurance policies required under this Grant shall be subject to the following stipulations and additional requirements: Deductible Any and all deductibles or self-insured retentions contained in any Insurance policy shall be assumed by and at the sole risk of the Grantee, its Subgrantees or Subcontractors, In Force If any of the said policies shall fail at any time to meet the requirements of the Grant as to form or substance, or if a company issuing any such policy shall be or at any time cease to be approved by Jeisi0,1 ;- _ the Division of Insurance of the State of Colorado, or be or cease to be in compliance with any stricter requirements of the Grant, the Grantee, its Subgrantee and its Subcontractor shall promptly obtain a new policy. Insurer All requisite insurance shall be obtained from financially responsible insurance companies, authorized to do business in the State of Colorado and acceptable to Grantee, Additional Insured Grantee and the State shall be named as additional insureds on the Commercial General Liability and Automobile Liability Insurance policies (leases and construction Grants require additional insured coverage for completed operations on endorsements CG 2010 11/85, CG 2037, or equivalent). Primacy of Coverage Coverage required of Grantee, Subgrantees and Subcontractors shall be primary over any insurance or self-insurance program carried by Grantee or the State. Cancellation The above insurance policies shall include provis'ms preventing cancellation or non-renewal without at least 45 days prior notice to the Grantee and Grantee shall forward such notice to the State in accordance with §16 (Notices and Representatives)within seven days of Grantee's receipt of such notice. Subrogation Waiver All insurance policies in any way related to this Grant and secured and maintained by Grantee or its Subgrantees and Subcontractors as required herein shall include clauses stating that each carrier shall waive all rights of recovery, under subrogation or otherwise, against Grantee or the State, its agencies, institutions, organizations, officers, agents, employees, and volunteers. Certificates Each of Grantee's subcontractors and subgrantees shall provide certificates showing insurance coverage required hereunder to Grantee within seven business days of the Effective Date, but in no event later than the commencement of the Services or delivery of the Goods under the subcontract or subgrant. No later than 15 days prior to the expiration date of any such coverage, each subcontractor or subgrantee shall deliver to Grantee certificates of insurance evidencing renewals thereof upon request by the Department or at any other time during the term of a subcontract or subgrantee, Grantee may request in writing, and the subcontractor or subgrantee shall thereupon within 10 days supply to Grantee, evidence satisfactory to Grantee and the Department of compliance with the provisions of this section. I agree to provide proof of, and maintain the insurance as described above Pmtem JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date ATTACHMENT I PROCEDURES TO DETECT FRAUD, WASTE, AND ABUSE OF FUNDS The Department of Local Affairs Accounting and Financial Services unit will ensure that anti-fraud communications-- brochures and posters--are distributed and prominently displayed throughout the department and regional offices. The communications will include a fraud tip line to the State Auditor's Office. All contracts will require any fraud, waste or abuse be immediately reported to the State. At a minimum, the State will require that all CDBG-DR applicants submit documentation supporting their funding request and certify that all reported information is complete and accurate. State application review staff will work closely with applicants to review project budgets, financial projections, and other supporting documentation; conduct preliminary site visits; and complete other tasks to fully vet the application and ensure that CDBG-DR funds are responsibly awarded to projects that are necessary and feasible. a. The State conducts monitoring in a number of ways throughout the term of a contract. DOH Contract managers have the primary responsibility to monitor on behalf of the State. Desk monitoring includes review of supporting documentation and recipient certifications and occurs on an on-going basis during the term of a contract. A full on-site monitoring including a site visit and inspections (if applicable),file review, and administrative review will occur at least once for every contract, and more frequently for higher risk awards or to monitor specific requirements, such as Davis Bacon. Additionally, long-term monitoring and reporting will be required to ensure no duplication of benefits occurred and that any long-term affordability requirements are met. All subrecipients, sub-contractors, sub-subrecipients and developers certify their agreement to the State's Monitoring Policies and Procedures in their acceptance of the grant or loan terms. b. DOH Contract managers will complete desk monitoring at least quarterly for every contract. On-site monitoring will occur at least annually during the term of the contract, or as often as quarterly for high risk or troubled projects as defined in the grant or loan contract. Long term monitoring will occur annually. The CDBG monitoring checklists will be received by and agreed to by the applicant in conjunction with their acceptance of the grant or loan terms. c. DOH monitors its recipients via monthly performance, financial, and beneficiary reports. Requests for payment are reviewed and approved by contract managers, the CDBG-DR Manager, and Accounting and Financial Services prior to disbursement of funds to verify the payment is documented as eligible. Contract managers conduct on-site monitoring, which includes a review of the recipient's administration to ensure all federal and State requirements were met, including program-specific and cross cutting requirements(e.g. Davis Bacon, Section 3); a file review to confirm all beneficiaries of funds were documented as eligible; and a site visit and inspections to determine that any construction or rehabilitation adhered to the required standards, as agreed to by the applicant in conjunction with their acceptance of the grant or loan terms. DOH contract managers will follow internal review procedures described above and in greater detail in the Monitoring Procedure, to ensure every payment disbursed is documented as eligible and reasonable. These same procedures will be applied by Responsible Administrators of executed grant or loan agreements. Following contract manager approval, the DR Manager will review requests for payment and enter them into HUD's Disaster Recovery and Grant Reporting (DRGR) System, as required for all disaster programs. DOLA Accounting and Financial Services will review payment requests for eligibility and appropriateness, and must approve each disbursement of funds. The State will contract with a third party auditor to review 10% of CDBG-DR contracts to ensure no fraud, waste or abuse of CDBG- DR funds. Contracts for review by the third party auditor will be randomly selected. Any such activity uncovered at any level of review will be immediately reported to HUD, by the State, subrecipient, subcontractor, sub-subrecipient or developer. The applicant, Weld County , certifies acceptance of responsibility to adhere to the Procedures to Detect Fraud, Waste, and Abuse of Funds, and assumes responsibility for adherence by any and all subcontractors or sub- subrecipients to the program. Protem JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date Form W-9 Request for Taxpayer Give Form to the (Rev.August 2013) Identification Number and Certification requester.Do not Interned• ant of Revenue Treasury send to the IRS. Name(as shown on your Income tax return) County of Weld of Business namelthsregarded entity name,if different from above Check appropriate box for federal tax classification: Exemptions(see Instructions): ❑IndividuaVsola proprietorC Corporation a p p 0 ❑S Corporation 0 Partnership 0 Trust/estate IExempt payee code(If any) 0 Limited liability company.Enter the tax classification(C=C corporation,S=S corporation,P=partnership)► Exemption from FATCA reporting g code(if any) .e l= Other(see instructions)► Government o. a • 'Fa Address(number,street,and apt,or suite no.) Requests name and address(opticna6 & 1150"O"Street,P.O. Box 758 ► City,state,and ZIP code a Greeley,CO 80632 List account number(s)here(optional) • Part I Taxpayer Identification Number(TIN) Enter your TIN in the appropriate box.The TIN provided must match the name given on the"Name'line I Social security number to avoid backup withholding.For individuals,this Is your social security number(SSI).However,for a resident alien,sole proprietor,or disregarded entity,see the Part I Instructions on page 3.For other — — entities,it Is your employer identification number(EIN).If you do not have a number,see How to get a 71N on page 3. Note.If the account is in more than one name,see the chart on page 4 for guidelines on whose Employer identification number number to enter. • 8 4 - 6 0 0 0 8 1 3 Part II Certification Under penalties of perjury,I certify that: 1. The number shown on this form is my correct taxpayer identification number(or I am waiting for a number to be issued to me),and 2. I am not subject to backup withholding because:(a)I am exempt from backup withholding,or(b)I have not been notified by the Internal Revenue Service(IRS)that I am subject to backup withholding as a result of a failure to report all Interest or dividends,or(e)the IRS has notified me that I am no longer subject to backup withholding,and 3. I am a U.S.citizen or other U.S.person(defined below),and 4.The FATCA code(s)entered on this form(if any)indicating that I am exempt from FATCA reporting is correct. Certification instructions.You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all Interest and dividends on your tax return.For real estate transactions,item 2 does not apply.For mortgage • Interest paid,acquisition or abandonment of secured property,cancellation of debt,contributions to an individual retirement arrangement(IRA),and generally,payments other than interest and dividends,you are not required to sign the certification,but you must provide your correct TIN.See the instructions on page 3. ^^-- ����ee nn Sign Signature ofe.--g ' /at4Y �O/3 l�3 Here M.S.person loDate► General Instructions w thhoding tax on foreign partners'share of effectively connected income,and 4.Certify that FATCA code(s)entered on this form Qf any)indicating that you are Section references are to the Internal Revenue Code unless otherwise noted. exempt from the FATCA reporting,is correct. Future developments.The IRS has created a page on IRS.gov for information Note,It you are a U.S.person and a requester gives you a form other than Form about Form W-9,at www.lrs.govAv9 Information about any future developments W-9 to request your TIN,you must use the requester's form if it is substantially effecting Form W-9(such as legislation enacted after we release it)will be posted similar to this Form W-9. on that page. Definition of s U.S.person.For federal tax purposes,you are considered a U.S. Purpose of Form person ifyou are: A person who is required to file an information return with the IRS must obtain your •Ni IndNldual who Is a U.S.citizen or U.S.resident alien, • correct taxpayer identification number(Rf')to report,for example,Income paid to •A partnership,corporation.company,or association created or organized in the you,payments made to you In settlement of payment card and third party network United States or under the laws of the United States, transactions,real estate transactions,mortgage interest you paid,acquisition or • abandonment of secured property,cancellation of debt,or contributions •An estate(other than a foreign estate),or you made to an IRA. •A domestic trust(as defined in Regulations section 301.7701-7). Use Form W-9 only if you area U.S.person(including a resident alien),to Special rules for partnerships.Partnerships that conduct a trade or business in provide your correct TIN to the person requesting it(the requester)and,when the United States are generally required to pay a withholding tax under section applicable,to: 1446 on any foreign partners'share of effectively connected taxable income from 1.Certify Met the TIN you are giving is correct(or you are waiting for a number such business.Further,in certain cases where a Form W-9 has not been received, the rules under section 1446 require a partnership to presume that a partner is a • to be issued), foreign person,and 2.Certify thatpay the section pn 1446 conducting d Therefore,if you are a y you are not subject to backup withholding,or U.S.person that Is a partner in- partnership rshipt a trade or business In the 3.Claim exemption from backup withholding if you are a U.S.exempt payee.ff United States,provide Form W-g to the partnership to establish your U.S.status applicable,you are also certifying that as a U.S. and avoid section 1446 withholding on your share of partnership income. PP ty B person,your allocable share of any partnership income from a U.S.bade or business is not subject to the Cat.No.10231X Form W-9(Rev.6-2013) WELD COUNTY 1861 PHONE: 970-353-7437 r ; FAX: 970-353-7463 ,j �' „ 903 6TH STREET T �I P.O. BOX 130 1 p U N T YA GREELEY, COLORADO 80632 ATTACHMENT K Date: WHEREAS, the Weld County Government has approved an application to the Colorado Department of Local Affairs/Division of Housing for funds for CDBG-DR Flood Recovery ; and WHEREAS, the Weld County Government certifies by x Board Resolution Bylaws Policy Other: (please attach backup documentation) that the person named below has full signatory authority in regard to all contracts and corresponding documents associated with agreements entered into by Weld County Government_ Mike Freeman Name of Authorized Signatory Chair_PRO-TEM Title � rlaprr o, JUN 10 2014 Signature Furthermore, if applicable, this statement certifies and hereafter delegates Thomas Teixeira Executive Director WCHA , an agent of Weld County for the purpose of authorizing and signing: x Payment Requests x Monthly/Quarterly Financial Status Reports x Monthly/Quarterly Project Performance Reports x Monitoring Documents Other DOH Asset Manager will complete the following The above designation will commence on the date of this statement and will apply for the duration of the Contract(s): Contract Encumbrance Number or Reference ATTACHMENT L MODEL CHECKLIST SECTION 504 - SELF-EVALUATION A self-evaluation plan is required of all recipients and subrecipients of federal funds. It also applies to any person to whom federal financial assistance is extended for any program or activity directly or through another recipient, including any successor, assignee, or transferee of a recipient, but excluding the ultimate beneficiary of the assistance. Through the self-evaluation, the agency identifies and changes policies or practices that discriminate against qualified individuals with handicaps so that individuals with handicaps can participate fully in the agency's programs and activities. The process itself should: A) Review the inventory of programs and activities conducted by the agency. B) Collect and document the policies and practices that govern the administration of the agency's programs and activities. An agency's policies may be in the form of regulations, administrative manuals, memoranda, or simply be a matter of customary practice. Some policies may not be written down at all. It is important that this review be complete, both to ensure that all relevant policies are identified and to enable the agency to identify potential problem areas when no policy exists. C) Analyze how the agency's policies and practices affect individuals with handicaps who seek to participate in the agency's programs and activities. In this analysis, the agency must take into account the fact that discrimination can happen not only as a result of what is in its policies, but also as a result of what is not in its policies. D) Make and document changes and additions to agency policy. The changes required by the self-evaluation process should not require an extended period of time to complete. E) Obtain comments on the draft self-evaluation from individuals with handicaps and other interested persons. Based on these comments, the self-evaluation should be revised as necessary, put in final form, and fully implemented. Periodically, it should be reviewed and updated to ensure that new policies are not discriminatory and handicapped individuals continue to be able to participate fully in the agency's programs. The following checklist was designed to assist smaller agencies in fulfilling the self-evaluation requirement. In developing answers to the following questions, your agency will be preparing most of the information that Section 504 requires. It should assist you in pinpointing areas where action is likely to be required to achieve compliance with Section 504. It should be emphasized, however, that this checklist is not intended as a substitute for individual judgment or analysis of the pertinent regulations issued pursuant to Section 504. Any information in this checklist cannot be used as a sole basis for determining compliance with Section 504. For more detailed information on accessibility standards, please visit the Americans with Disabilities Act, ADA Title III Technical Assistance Manual Covering Public Accommodations and Commercial Facilities http://www.ada.gov/taman3.html or the Uniform Federal Accessibility Standards website at http://www.access-board.qov/ufas/ufas-html/ufas.htm If you have further questions, please contact: Justin A. Hamel Federal Grants Program Manager Colorado Department of Local Affairs Division of Local Government 1313 Sherman Street, Room 521 Denver, CO 80203-2244 303-864-7745 lustin.hamel(&state.co.us ATTACHMENT M ACTIONS TO AFFIRMATIVELY FURTHER FAIR HOUSING Grantees are required to and must certify that they will "affirmatively further fair housing" at the time of application. This means that grantees are not only prohibited from discriminating with respect to employment, program benefits and housing, but are also required to take "affirmative action" to promote fair housing for minorities and women in their communities. x § Post "equal housing opportunity" posters and/or decals in conspicuous places. (In the case of a housing rehabilitation program, these posters/decals shoulu be placed at the location(s) where applications for assistance are received.) x § include information about fair housing in materials used to familiarize the community with local CDBG program services. The following are some suggested actions that Grantees may take as ways to promote fair housing in their communities and thereby comply with the certification/requirement to take affirmative action in this regard. Please indicate the actions your agency took that are considered to"affirmatively further fair housing:" When conducting outreach both English and Spanish written materials are used Radio outreach is conducted on both English and Spanish Radio Stations We are members and participate in the Weld County Apartment Association. Two meeting ago a presentation was made by two HUD employees from HUD office of Civil Rights We work with the East Africa Community in their efforts to assist Somalia refugees in our community. x§ include statements of fair housing policies in local CDBG program goals, objectives and administrative procedures. x § Use "equal housing opportunity" slogan and logo on official letterhead and in all printed materials related to the local CDBG program. ❑ § Publish a summary of the provisions of Title VIII of the Civil Rights Act of 1968 (the "Fair Housing Act") in local newspapers. x§ Sponsor fair housing seminars and campaigns. The State Civil Rights Division (303-894-2997) can provide experienced trainers, as well as slide and video tape presentations, for local or regional fair housing workshops. ❑ § Work with local real estate brokers to end any identified discriminatory practices and to post "equal housing opportunity" notices or decals. ❑ § Work with local lending institutions to end identified "redlining" practices and to post "equal lending opportunity" notices. ❑ § Work with minority and women leaders in the community to promote housing development and increase minority and female participation. x § Assist local Housing Authorities, builders, developers and property owners in developing outreach programs to attract minorities and females. ❑ § Create and/or provide financial support for a local Housing Authority. ❑ § Conduct special studies to ensure that minority and female housing needs are adequately identified. ❑ § Review zoning ordinances and comprehensive plans to ensure that they promote spatial de-concentration of assisted housing units. ❑ § Make local government-owned property outside of areas of concentration available for the construction of assisted housing, particularly for large families. O § Designate a fair housing coordinator and publicize that the local government will assist persons experiencing discrimination in housing. Such assistance can be in the form of facilitating the filing of a complaint with the State Civil Rights Commission/Division or the State Real Estate Commission. x § Provide housing counseling services which assist minorities and women seeking housing outside areas of concentration. ❑ § Develop and adopt a Fair Housing Ordinance with identification of methods of enforcement ❑ § Support fair share housing allocation plans. ❑ § Adopt a code enforcement ordinance that compels landlords to keep their housing in safe and sanitary condition. ❑ § If fair housing programs or services were previously instituted and are still available, publicize that these programs or services are available. Other Comments: To the best of my knowledge and belief, the statements made in this self-evaluation are true and correct and its submission has been authorized by the board of the agency I represent. Signature of erson CoMpleting Form Attachment N AFFIRMATIVE FAIR HOUSING MARKETING GUIDE 2014 A E0lll1 HOUSING OPPORTUNITY Greeley/Weld Housing Authorities 903 6th Street Greeley,CO 80631 (970)353-7437(phone) (970)353-7463(fax) TABLE OF CONTENTS Affirmative Fair Housing Marketing Policy • Overview • Greeley/Weld Housing Authorities Minimum Affirmative Fair Housing Marketing Plan Requirements • Implementation of Affirmative Fair Housing Marketing Plan • Exhibit A - Legal Basis for Affirmative Fair Housing Marketing • Exhibit B —Affirmative Fair Housing Marketing (AFHM) Plan— Multifamily Housing - Form HUD-935.2A AFFIRMATIVE FAIR HOUSING MARKETING POLICY OVERVIEW OF AFFIRMATIVE FAIR HOUSING MARKETING Provisions to affirmatively further fair housing (AFFH) are key, long-standing components of the U. S. Department of Housing and Urban Development's (HUD's) housing and community development programs. These provisions came from a mandate of the Fair Housing Act, which requires the Secretary of HUD to administer the Department's housing and urban development programs in a manner that "affirmatively furthers fair housing". Affirmatively furthering fair housing means promoting access to fair housing and housing choices for all persons equally, and without the threat of housing discrimination. An Affirmative Fair Housing Marketing Policy provides information, through marketing efforts, about the availability of housing in a way that does not discriminate on the basis of race, color, national origin, sex, religion, familial status (persons with children under the age of 18 and pregnant women included), or disability. This marketing typically consists of a good faith effort to attract persons identified as "least likely to apply" or who may be under-represented in a neighborhood or community in a particular housing development. Authorities must adopt and implement such a policy and plan to address the actions that will be taken to ensure that marketing is done in a fair and unbiased manner, and that it provides choices to persons seeking housing. The policy and plan must also apply to housing projects that are targeted to serve persons with special needs. Affirmative marketing should be an integral part of the overall marketing plan for a housing project. Through such a plan, a property owner commits to special efforts to attract targeted populations who might not otherwise seek housing in their project and give them greater housing choices. Affirmative marketing adds little to the cost of a project, since most of the cost associated with affirmative marketing is already reflected in the project's overall marketing budget. All housing programs with, projects receiving federal funds (including Housing Choice Vouchers (Section 8), Low Rent Public Housing projects funded by the Community Development Block Grant, HOME, and the Neighborhood Stabilization Program) are required to affirmatively market their project. This requirement is intended to ensure that the Housing Authority, design and implement a marketing plan that promotes fair housing by ensuring outreach to all potentially eligible households,particularly those least likely to apply for assistance The Greeley/ Weld Housing Authorities, a recipient of Housing Choice Voucher Funding, Low Rent Public Housing rent subsidy, Community Development Block Grant funds, and HOME funds sets forth its policy and procedures in this guide to meet the requirements of the U. S. Department of Housing and Urban Development's housing and community development programs and support its commitment to non-discrimination and equal opportunity in housing. GREELEY/WELD HOUSING AUTHORITIES MINIMUM AFHM PLAN REQUIREMENTS The Greeley/Weld Housing Authorities are committed to meeting the goals of affirmative marketing and will therefore require an implement of this policy to inform the public, potential tenants, homebuyers, homeowners, and rental property owners of the Greeley/Weld Housing Authorities AFHM Plan. All AFHM Plans are required to address and provide the following items: 1. A description of how the public, owners, and potential tenants will be informed about Federal Fair Housing Laws and the Authority's affirmative marketing policy; 2. The requirements and practices that must adhere to in order to carry out the Authority's affirmative marketing procedures and requirements; 3. A statement of procedures to be used to inform and solicit applications from persons in the housing market area who are least likely to apply for the housing without special outreach; 4. A list of what records the Authority will keep about efforts made to affirmatively market housing, and to asses the results of these actions; and 5. A description of how the Authority will annually assess the success of affirmative marketing actions and what corrective actions will be taken where affirmative marketing requirements are not met. The Authority A. At a minimum, the Greeley/ Weld Housing Authorities, as recipient or sub- recipient of these funds, and any other recipient of funds shall: 1. Commit to including the Equal Housing Opportunity logotype in press releases and solicitations for participation in the program, including the public advertisement of rental units throughout the period of affordability; 2. Display the HUD Fair Housing Poster(Exhibit B) in an area accessible to the public—such as the Authority's office; 3. Have a written policy for referrals of housing questions and complaints to its fair housing provider, agency or organization that can provide advice on the state and federal fair housing laws; 4. Prior to sales or rental activity(or marketing of a TBRA, homebuyer assistance, or rehabilitation program), the Authority shall identify a minimum of three (3) community contacts (individuals, organizations, or agencies) actively involved with serving low-income persons who would benefit from special outreach efforts. Information on federally-assisted units shall be provided to the identified groups upon request throughout out any period of affordability. a. Specific to rental projects: Conduct public outreach, identifying that the rental property receiving federal assistance. This information must include the address of the units and the address and phone number of the Authority. b. Specific to homebuyer projects: Conduct public outreach that specifically targets residents of public housing, Section 8 and manufactured housing in the housing market area. 5. Identify populations that are least likely to apply for housing without special outreach and tailor affirmative requirements to project owners accordingly. Because there is a growing limited English proficient (LEP) population in Weld County, the following steps will be taken to serve the LEP population: a. Translate marketing materials to serve LEP populations, including populations whose primary language is Spanish or other non- English languages; b. Work with minority-owned print media, radio and television stations; c. Provide marketing materials in locations that provide free public service announcements, such as theaters, major shopping areas, schools, libraries, and other public locations; d. Partner with faith-based and community organizations that serve newly arrived immigrants; and e. Conduct marketing activities at adult-education centers or during "English as a second language" classes. 6. The Greeley/Weld Housing Authorities must collect and maintain information on the sex, race, and ethnicity of program applicants to demonstrate the results of the owner's affirmative marketing efforts. For programs, the Authority(or its agent, if applicable) must, for the entire period of affordability, maintain information demonstrating compliance with items 1 and 4 (A) above. B. In developing an Affirmative Marketing Plan (Form HUD-935.2A), the Greeley /Weld Housing Authorities must accomplish the following: 1. Targeting: Identify the segments of the eligible population which are least likely to apply for housing without special outreach efforts. Targeted populations may include persons that are limited English proficient (LEP). 2. Outreach: Outline an outreach program which includes special measures designed to attract those groups identified as least likely to apply and other efforts designed to attract persons from the total population. 3. Indicators: State the indicators to be used to measure the success of the marketing program. The effectiveness of the marketing program can be determined by noting if the program effectively attracted buyers or renters who are: • from the majority and minority groups, regardless of gender, as represented in the population of the housing market area; • persons with disabilities and their families; and • families with children, if applicable. 4. Staff Training: Demonstrate the capacity to provide training and information on fair housing laws and objectives to project or rental staff. 5. Good Faith Effort: The Authorities are required to make a good faith effort to carry out the provisions of their approved plan. Good faith efforts are recorded activities and documented outreach to those individuals identified as least likely to apply. Examples of such efforts include: • Advertising in print and other media used by those identified as least likely to apply, including newspapers, brochures, and other publications; websites; radio; and television; • Marketing housing to specific community groups or organizations frequented by those least likely to apply, such as Weld County Human Services, United Way of Weld County, and area non-profit agencies that provide referral and/or other social and housing services; • Developing brochures or handouts that describes the -assisted facility or facilities and how it will be accessible to persons with disabilities; • Ensuring that the Authority staff has read and understood the Fair Housing Act, and the purpose and objectives of the AFHM Plan; and • Developing a referral network with the local fair housing agency: Department of Housing and Urban Development Region Denver Regional Office of FHEO U.S. Department of Housing and Urban Development • 1670 Broadway Denver, Colorado 80202-4801 (303) 672-5437 1-800-877-7353 TTY (303) 672-5248 (specify who the local agency is - HUD?). Exhibit A LEGAL BASIS FOR AFFIRMATIVE FAIR HOUSING MARKETING The Fair Housing Act prohibits discrimination in the sale, rental, financing, or other services related to housing on the basis of race, color, religion, sex, disability, familial status or national origin. Section 808(e)(5) of this law mandates that HUD administers its programs in a manner to affirmatively further fair housing. Section 804(f) of this law prohibits discrimination because of the disability of individual buyers, renters and persons associated with such buyers or renters; discrimination in the terms, conditions, privileges and services connected with the sale or rental of dwelling units; refusal to allow the tenant to make reasonable accommodations of existing dwellings to enable a disabled person to fully enjoy the dwelling unit; refusal to make reasonable accommodations in rules,policies, practices or services, when such accommodations may be necessary to afford such persons with equal opportunity to use and enjoy the dwelling; and failure to make covered multi-family dwellings first occupied after March 13, 1991 accessible to disabled persons. The law defines "covered multi-family dwellings" as buildings consisting of four(4) or more units if such building has one (1) or more elevators; and ground floor units in other buildings consisting of four(4) or more units. Executive Order 11063, as amended, provides that no person in the United States because of race, color, religion(creed), sex or national origin, shall be denied equal opportunity in housing or related facilities owned, operated or insured by the Federal Government or provided with federal financial assistance; and that all Federal Executive Departments and agencies shall take action to promote the abandonment of discriminatory practices for: Residential property and related facilities endowed with federal financial assistance, and The lending practices connected with such property and facilities insofar as such practices relate to loans insured or guaranteed by the Federal Government. Section 504 of the Rehabilitation Act of 1973, as amended,provides that no otherwise qualified individual with disabilities in the United States shall, solely by reason of disability, be excluded from participation, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal assistance. "AFHM Regulations" (24 CFR Part 200, Subpart M) sets forth requirements for AFHM under HUD-subsidized and unsubsidized housing programs that received a conditional commitment after February 15, 1972. These regulations require submission of a Plan and outline the components of the AFHM Program(see Section 200.600 of the AFHM Regulations). The Greeley/Weld Housing Authorities. The Authority has adopted a requirement for affirmative marketing of housing for all activities. ATTACHMENT 0 EXCESSIVE FORCE POLICY WELD COUNTY SHERIFF DEPARTMENT USE OF FORCE 400.3 CROWDS, EVENTS AND GATHERINGS Deputies may encounter gatherings of people, including but not limited to,civil demonstrations, civic,social and business events, public displays,parades and sporting events. Deputies should monitor such events as time permits in an effort to keep the peace and protect the safety and rights of those present. A patrol supervisor should be notified when it becomes reasonably foreseeable that such an event may require increased monitoring,contact or intervention. Deputies responding to an event or gathering that warrants law enforcement involvement should carefully balance the speech and association rights of those present with applicable public safety concerns before taking enforcement action. Deputies are encouraged to contact organizers or responsible persons to seek voluntary compliance that may address relevant public safety/order concerns. It is policy of the Weld County Sheriffs Office that law enforcement officers shall not use excessive force against individuals engaged in lawful and nonviolent civil rights demonstrations. Deputies should consider enforcement of applicable state and local laws when the activity blocks the entrance or egress of a facility or location and when voluntary compliance with the law is not achieved. ATTACHMENT P PROCEDURE TO ENSURE TIMELY EXPENDITURE OF FUNDS PROCEDURE a. Application i. Assess applicant capacity to carry out proposed project and complete on time H. Project readiness to proceed as condition of award iii. Other funding sources committed as condition of award iv. Schedule of expenditures b. Award letter i. Timely expenditure as condition of award c. Contract— 1 year term i. Budget and payment schedule — projected use and timeline for expenditure of funds ii. Performance measures 1. Project Performance Plan — milestones and target dates iii. Penalties 1. If PPP milestones are missed, State may determine that project is not proceeding timely and a. Provide technical assistance to get the project on track, b. De-obligate the remainder of funds, or c. Terminate the contract, de-obligate the remainder of the funds, and potentially recapture funds d. Monitoring i. Quarterly or monthly performance reports 1. Financial status report—funds expended and projected to be drawn in the following quarter/month 2. Project performance plan — milestones accomplished and target dates ii. Risk-based on-site monitoring (based on award amount, recipient capacity, adherence to performance measures and timeline) iii. On-site monitoring prior to project completion e. Internal expenditure tracking i. The following tracking methods are used and reconciled monthly 1. Monthly review and tracking of recipient expenditures in internal database a. Quarterly or monthly recipient reports i. Financial status reports ii. Project performance plans iii. Requests for payment 2. Quarterly reports to HUD submitted in DRGR 3. Independent tracking mechanisms to record and track monthly expenditures, receipts, and progress toward the budgeted goals for each contract, and for the grant as a whole f. Recapture and reprogramming i. Upon full obligation of CDBG-DR funds, the State will maintain a prioritized queue of eligible projects to be assisted if funds are reprogrammed or recaptured or additional funds are received 1. The State will maintain separate lists, by jurisdiction, for each eligible category of housing, infrastructure, or economic development 2. Upon reprogramming funds, the State will attempt to award funds to projects within the same category and jurisdiction in which the reprogrammed funds were originally awarded a. At a minimum, the State will ensure the three most impacted counties receive 80% of the total CDBG-DR allocation, as required Version 8-12 b. If funds are reprogrammed between categories or in any other way that will require an Action Plan amendment, the State will follow the required process RESPONSIBLE PERSONNEL a. State of Colorado allocation oversight i. The Department of Local Affairs, Executive Director's Office 1. CDBG DR Program Manager—overall program management including PPP 2. Accounting and Financial Services —fiscal control 3. Communications b. Housing i. Department of Local Affairs, Division of Housing 1. Housing development specialists—application review and underwriting 2. Contract managers—contract monitoring and completion 3. Program manager—oversight and tracking progress toward overall grant expenditure goals The applicant, Weld County Government , certifies acceptance of responsibility to adhere to the Procedures to Ensure the Timely Expenditure of Funds, and assumes responsibility for adherence by any and all subcontractors or sub-subrecipients to the program. ` � � Wei n JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date iersion a-12 ATTACHMENT Q TEMPORARY RENTAL ASSISTANCE AND RELOCATION POLICIES AND PROCEDURES The Rental Certificate model for Temporary Rental Assistance assumes (1) a fixed tenant payment, and (2)a fixed maximum rent the owner may charge for an eligible unit. In this model, the household's share of housing costs (called the Total Tenant Payment or TTP) is calculated by formula. The household pays the greatest of 30 percent of monthly-adjusted income or 10 percent of monthly gross income. The Contractor pays the difference between the Total Tenant Payment and the approved gross rent and utilities for the unit. Exhibit 1 demonstrates this method. The program is available to renter and homeowner households. The calculation of adjusted monthly income will be completed for all households using the Section 8 Part 5 calculation method. For any impacted household with p a home loan the amount of the monthly mortgage payment will be factored in AFTER the adjusted sled income calculation so as to inclu de ude the cost of the mortgage in cost for the family to maintain residence. The amount of the mortgage payment will be added to the cost of monthly living expense in concert with any temporary rental payment. The maximum assistance amount cannot exceed the cost of the temporary rent. Exhibit 1 —Calculating Tenant and Contractor Payments Using Rental Certificate Model The Smiths have been awarded Temporary Rental Assistance toward a two-bedroom unit. Their annual adjusted income is $18,300. They find a unit that rents for$725 and includes all utilities. The Contractor must use CDBG-DR funds to pay the The Smiths must pay the greater of: difference between the tenant's share and the approved rent. $458 30% of adjusted monthly Approved Rent $725 income Less Total Tenant Payment $458 ($18,300 divided by 12 x 0.30) Contractor/CDBG-DR Share of the Rent $267 $188 10% of gross monthly income ($22,500 divided by 12 x 0.10) The tenant is limited to choosing units that do not exceed the Division of Housing Payment Standards which are based on 90-110% of Fair Market Rents developed by the Department of Housing and Urban Development, and as specified in the State of Colorado CDBG-DR Action Plan. The Contractor must determine that the rent is reasonable in comparison to the rent charged for comparable, unassisted units in the area. The gross rent(contract rent plus utility allowance)cannot exceed the payment standard for the appropriate unit size. This model is based on an assumption that an appropriate contribution toward housing costs is 30 percent of monthly-adjusted income for all households. The household's share of the rent will never exceed the amount required by the formula. If the household finds a unit that rents for more than the payment standard, the unit must be rejected unless an exception is approved. Households do not have the choice of paying an amount higher than is required by the formula in order to rent a more expensive unit. Exhibit 2—Calculating Tenant and Contractor Payments Where Tenant Is a Mortgaged Homeowner The Davis family owns a home that has been flooded and is being repaired with a combination of FEMA and CDBG-DR funds. The family has been awarded Temporary Rental Assistance toward a two- bedroom unit. Their annual adjusted income is $18,300. Their monthly mortgage payment is$300. They find a unit that rents for$725 and includes all utilities. The Contractor must use CDBG-DR funds to pay the The Smiths must pay the greater of: difference between the tenant's share and the approved rent. $158 30% of adjusted monthly income Approved Rent $725 minus mortgage payment Less Total Tenant Payment 158 ($18,300 divided by 12 x 0.30 - Contractor/CDBG-DR Share of the Rent $567 $300) $0 10% of gross monthly income minus mortgage payment ($22,500 divided by 12 x 0.10 - $300) Impact of Unit Size on the Subsidy Under the Rental Certificate model, the payment standard for the bedroom size authorized is used if the participant selects a larger unit, and if they select a smaller unit. When a Larger Unit is selected: The Smith family has been authorized assistance for a two-bedroom unit(payment standard $350); 30 percent of the household's adjusted monthly income is $150. The family selects a three-bedroom unit that rents for$375. The family would be unable to select this unit unless the Contractor approved an exception rent. Exceptions may be approved for rents up to 120% of the area FMR. If the Contractor approved an exception, the family would pay$150 and the Contractor would pay$225. When a Smaller Unit is selected: The Jones family has been authorized assistance for a two-bedroom unit(payment standard $350); 30 percent of the household's adjusted monthly income is $150. The family selects a one-bedroom unit that rents for$275 (payment standard $300). Using the Certificate model, the family would pay$150 and the Contractor would pay$125. Utility Allowances The Contractor must consider how utilities will be paid. The household's contribution is intended to cover both rent and utilities. If all utilities are included in the rent, the household's entire contribution goes to the owner. However, this is rarely the case. Most households pay separately for at least some utilities. In such cases, the Contractor must determine how much of the household's contribution should go to pay utilities and how much to the owner. Contractors must apply the utility allowance schedule of the Colorado Division of Housing utility allowance schedule, which estimates the average cost of utilities for typical types of housing (single family, row house, high rise, etc.) by unit size and for various utilities (natural gas, propane, electricity, etc.). Utilities included in the schedule are those required for water/sewer, cooking, heating, lighting, and trash collection. Telephone, internet and cable/satellite TV are not considered utilities for this purpose. Exhibit 4 illustrates how the utility allowance is used. Exhibit 3—Using Utility Allowances The Brown family's annual adjusted income is $12,000; their Total Tenant Payment(TTP) is $300 (12,000 divided by 12 months x .30). The family selects a unit that rents for$575; the Contractor determines the rent for the unit is reasonable and the gross rent(rent plus utility allowance) meets the payment standard. Gas and electricity must be paid separately. 1. The utility allowance schedule shows the average cost of electricity and gas for the unit size and housing type selected is $75. 2. The family makes its tenant contribution as follows: $300 Total Tenant Payment(30% of adjusted income) -$75 Utility Allowance $225 Tenant Rent 3. The Contractor pays the difference between the rent the owner is charging and the amount paid by the tenant: $575 Rent to Owner -$225 Tenant Rent $350 Contractor subsidy Utility Reimbursements Sometimes Contractors must make a utility reimbursement to the household, as well as a payment to the owner. This occurs whenever the household's share of housing costs is insufficient to cover expected utility costs. Exhibit 5 illustrates this situation. Exhibit 4—Utility Reimbursements Sally Green's annual adjusted income is$2,000; the monthly-required contribution is$50(2,000 divided by 12 months x .30). She selects a unit that rents for$575; the Contractor determines the rent for the unit is reasonable and the gross rent(rent plus utility allowance) meets the payment standard. Gas and electricity mus be paid separately. The Contractor's utility allowance schedule shows the average cost of electricity and gas for the unit size and housing type selected as $75. The full tenant contribution or household's share of housing costs is used to pay gas and electricity. The tenant makes no contribution to contract rent. The Contractor pays: $575 Rent to owner 25 Utility reimbursement to tenant(175 utilit allowance less $50 required contribution) I $600 Contractor subsidy Deposit Assistance Deposits may be provided as a grant to households at or below 80% of Area Median Income (AMI). Contractors can decide to provide security and utility deposit assistance Y p to all eligible participants of Temporary Rental Assistance or require a separate determination of need. Security deposit payments may be made to the household or to the owner; utility deposits to the household or the appropriate utility company. Security Deposits The amount of security deposit paid should be based upon local market practice. However, the maximum amount of a security deposit is the equivalent of two months' rent for the unit. Only the prospective tenant, not the owner, may apply for security deposit assistance. Utility Deposits Utility deposits may be made in conjunction with the provision of Temporary Rental Assistance or security deposit programs, but cannot be operated separately as a "stand alone" program. Utility deposits may be paid for any of the tenant-paid utility services included on the utility allowance schedule. This includes fuel for cooking, heating and lighting (electric, gas, propane, etc.), and water/sewer and trash collection, if not provided as a city service, but does not include telephone or cable deposits. Limitations on the Amount of Subsidy Provided 1. The rent assistance provided by the Contractor may not exceed the difference between the Fair Market Rent payment standard and 30 percent of the household's monthly-adjusted income. 2. Contractors may establish a minimum household contribution, expressed as 30% of adjusted monthly income, 10% of gross monthly income, or a flat rate. 3. Security and utility deposits must be "reasonable" (e.g. not more than two months of rent) and consistent with local market practices. 4. Each subsidy contract cannot exceed 12 months. However, assistance on behalf of an individual household can be extended up to 24 months, within the timeframe of availability of CDBG-DR funds, at the contractor's option, if the participant has not utilized the full amount of their awarded Temporary Rental Assistance. The applicant, (name) , certifies acceptance of responsibility to adhere to the Temporary Rental Assistance and Relocation Policies And Procedures, and assumes responsibility for adherence by any and all subcontractors or sub-subrecipients to the program. p/Ctmm JUN 10 2014 Signature, Chief Elected Official/Executive Director/President Date Hello