HomeMy WebLinkAbout20213114.tiff RESOLUTION
RE: APPROVE DESIGNATION OF CERTAIN BROKERS AND DEALERS FOR HANDLING
INVESTMENT TRANSACTIONS OF WELD COUNTY FUNDS
WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant
to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of
administering the affairs of Weld County, Colorado, and
WHEREAS, pursuant to C.R.S. §24-75-601.1 (2.3), the Weld County Treasurer has
requested authorization for the brokers and dealers who will be investing Weld County funds, in
accordance with the statutory requirements set forth in C.R.S. §24-75-601.1(1), and
WHEREAS, the Board of County Commissioners of Weld County, Colorado, deems it
in the best interest of Weld County to hereby designate the brokers and dealers for investment
of Weld County funds, as identified in Exhibit "A," attached hereto and incorporated herein by
reference.
NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of
Weld County, Colorado, that pursuant to C.R.S. §24-75-601.1 (2.3), the brokers and dealers
listed in Exhibit "A," attached hereto and incorporated herein by reference, be, and hereby
are, designated to handle the investment transactions for the funds of Weld County, invested in
accordance with the statutory requirements set forth in C.R.S. §24-75-601.1 (1), as instructed by
the Weld County Treasurer.
The above and foregoing Resolution was, on motion duly made and seconded, adopted by
the following vote on the 8th day of November, A.D., 2021.
BOARD OF COUNTY COMMISSIONERS
�,�,/ WELD COUNTY, COLORADO
deiticiA)
ATTEST: JC ►• EXCUS D
Steve oreno, Chair
Weld County Clerk to the Board
' ames, Pro-T
BY:
eputy Clerk to the Board
/ • Perry L. B
APP D AS T• •=� ,�';., /' =XCUSED
, �� ( ' `'k ike Freeman
County At •rney
S Lori Sai
Date of signature: I I/I5/21 .••.00.
cc;TRow/St..),Fr(Dwlso/cP) 2021-3114
12/Q3/z1 TR0030
X BTA
Approved Brokerage and Broker ist 2021
Brokerage irm Brokerage Brokers Broker n Years Disc osure
CRD # CRD # State In Biz
Mischler Financial group 25027 John Baer 37818 Yes 33 No
1111 Bayside Dr . , Ste 100 4611 Plattner Lane
Corona Del Mar , CA 92625 Ste 210
( 949 ) 720 - 0640 Evergreen , CO 80439
( 303 ) 601 - 8165
HN inancial Securities 46346 David Lowe 1820964 No 24 No
845 Crossover Lane , Ste 150 845 Crossover Lane
Memphis , TN 38117 Ste 150
( 800 ) 934 - 8913 Memphis , N 38117
Great PacTc 29251 Leah Belfiore 5789203 No 11 No
151 Ka I m us Drive ( 949 ) 836 - 2638
Building 8
Costa Mesa , CA 92626
Morgan Stanley 149777 Angie Leach 1957437 Yes 30 No
3033 . 1st Avenue , Ste 820 Pizzichini
Denver , CO 80206 ( 303 ) 316 - 5111
LPL inancial 14303 Troy Hunsucker 4661579 Yes 18 No
1603 Capitol Ave , Ste 315 ( 303 ) 358 - 3619
Cheyenne , WY 82001
Checked via F . NRA . ORG
ighlRghted brokers are currently or have done business with Weld county in the past three years
2021 - 3114
TR0030
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