HomeMy WebLinkAbout20223259.tiffRESOLUTION
RE: APPROVE DESIGNATION OF CERTAIN BROKERS AND DEALERS FOR HANDLING
INVESTMENT TRANSACTIONS OF WELD COUNTY FUNDS
WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant
to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of
administering the affairs of Weld County, Colorado, and
WHEREAS, pursuant to C.R.S. §24-75-601.1(2.3), the Weld County Assistant Treasurer
has requested authorization for the brokers and dealers who will be investing Weld County funds,
in accordance with the statutory requirements set forth in C.R.S. §24-75-601.1(1), and
WHEREAS, the Board of County Commissioners of Weld County, Colorado, deems it
in the best interest of Weld County to hereby designate the brokers and dealers for investment
of Weld County funds, as identified in Exhibit "A," attached hereto and incorporated herein by
reference.
NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of
Weld County, Colorado, that pursuant to C.R.S. §24-75-601.1 (2.3), the brokers and dealers
listed in Exhibit "A," attached hereto and incorporated herein by reference, be, and hereby
are, designated to handle the investment transactions for the funds of Weld County, invested in
accordance with the statutory requirements set forth in C.R.S. §24-75-601.1 (1), as instructed by
the Weld Assistant County Treasurer.
The above and foregoing Resolution was, on motion duly made and seconded, adopted by
the following vote on the 21st day of November, A.D., 2022.
BOARD OF COUNTY COMMISSIONERS
WELD COUNTY, COLORADO
ATTEST: diatA) . �,p;,1
Scott K. James, Chair
Weld County Clerk to the Board
BY:
eputy Clerk to th\I\Wit;
e Board
APPR
Coun torney
Date of signature: 10377-2
/23/22
Mike-Preegian, Pro-Tem
erry L. Buc
teve Moreno
Lori Saine
CC:TR(RF/S1,), FI(RR/s i/GP/ )
12/15/22
2022-3259
TR0030
EXHIBIT A
Approved Brokerage and Broker List 2022
Brokerage Firm
Brokerage
CRD#
Brokers
Broker
CRD#
In
State
Years
In Biz
Disclosure
Mischler Financial group
1111 Bayside Dr., Ste 100
Corona Del Mar, CA 92625
(949) 720-0640
25027
John Baer
4611 Plettner Lane
Ste 210
Evergreen, CO 80439
(303) 601-8165
37818
Yes
34
No
FHN Financial Securities
845 Crossover Lane, Ste 150
Memphis, TN 38117
(800) 934-8913
46346
David Lowe
845 Crossover Lane
Ste 150
Memphis, TN 38117
1820964
No
25
No
Great Pacific
151 Kalmus Drive
Building H8
Costa Mesa, CA 92626
29251
Leah Belfiore
(949) 836-2638
5789203
No
12
No
Morgan Stanley
3033 E. 1st Avenue, Ste 820
Denver, CO 80206
149777
Angie Leach
Pizzichini
(303) 316-5111
1957437
Yes
31
No
LPL Financial
1603 Capitol Ave, Ste 315
Cheyenne, WY 82001
14303
Troy Hunsucker
(303) 358-3619
4661579
Yes
19
No
Wells Fargo Securities, LLC
550 South Tryon St, 6. Floor
Charlotte, NC 28020
(704) 410-1913
126292
Katiana Siatras
1700 Lincoln St, 12.
Floor
Denver, CO 80203
(303) 209-3838
5028434
Yes
16
No
2022-3259
TR0030
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