HomeMy WebLinkAbout20230645.tiffRESOLUTION
RE: APPROVE DESIGNATION OF CERTAIN BROKERS AND DEALERS FOR HANDLING
INVESTMENT TRANSACTIONS OF WELD COUNTY FUNDS
WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant
to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of
administering the affairs of Weld County, Colorado, and
WHEREAS, pursuant to C.R.S. §24-75-601.1(2.3), the Weld County Assistant Treasurer
has requested authorization for the brokers and dealers who will be investing Weld County funds,
in accordance with the statutory requirements set forth in C.R.S. §24-75-601.1(1), and
WHEREAS, the Board of County Commissioners of Weld County, Colorado, deems it
in the best interest of Weld County to hereby designate the brokers and dealers for investment
of Weld County funds, as identified in Exhibit "A," attached hereto and incorporated herein by
reference.
NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of Weld
County, Colorado, that pursuant to C.R.S. §24-75-601.1 (2.3), the brokers and dealers listed in
Exhibit "A," attached hereto and incorporated herein by reference, be, and hereby are, designated
to handle the investment transactions for the funds of Weld County, invested in accordance with
the statutory requirements set forth in C.R.S. §24-75-601.1 (1), as instructed by the Weld County
Assistant Treasurer.
The above and foregoing Resolution was, on motion duly made and seconded, adopted by
the following vote on the 6th day of March, A.D., 2023.
BOARD OF COUNTY COMMISSIONERS
WELD COUNTY, COLORADO
ATTEST: d.O XL; 4
Weld County Clerk to the Board
BY:
AP
As .-I-.Co n y Attorney
Date of signature 03 (oq /2
Tri:S473,62-
Mike eman, Chair
erg .Bu
Pro-Tem
tt K. James
Lori Saine
nTh
CC: TR(Rc) FT(RR/Ct'fyo)
03/13/23
2023-0645
TR0031
EXHIBIT A
2023 Approved Broker -Dealers List
Dealer Name
Dealer Name
Academy Securities
Amherst Pierpont Securities LLC
Bank of America Securities Inc
Bank of Nova Scotia
Bank of Oklahoma
Bank of Tokyo
Barclays Capital Inc
BBVA
BMO Capital Markets
BNY Mellon Capital Markets
Charles Schwab
Citadel Securities
Citigroup Global Markets Inc
Credit Suisse Securities (USA) LLC
Daiwa Capital Markets Americas
Fidelity Capital Markets
Fifth Third
FHN Financial Securities
FTN Financial
Goldman Sachs & Co
Great Pacific
GX Clarke/INTL FCStone
Incapital/Insperex LLC
Jane Street
Jefferies
Jefferies Equity
JP Morgan Securities LLC
Keybanc Capital Markets
Loop Capital Markets LLC
Direct CP Dealers:
Lloyds Securities Inc
LPL Financial
MarketAxess
Mischler Financial Group
Multi -Bank Securities Inc
Millennium Advisors LLC
MUFG Securities Americas Inc
Mizuho Securities USA LLC
Morgan Stanley & Co, Inc
Nomura Securities International Inc
Performance Trust
Prudential
PNC Capital Markets
Rabobank
Raymond James & Associates
RBC Capital Markets LLC
SMBC Nikko Securities America Inc
Societe Generale
Southwest Securities/Hilltop Securities
Inc
Stifel Nicolaus & Co Inc
SumRidge Partners LLC
Truist Securities Inc
Susquehanna International Group LLP
TD Securities (USA) LLC
Toyota Motor Credit Corp
UBS Securities LLC
US Bank
Wells Fargo Securities LLC
Dealer Name
Dealer Name
Bank of Tokyo
Prudential
Rabobank
Toyota Financial
US Bank
Note: Broker dealers are monitored continually by Chandler based on their performance on trade execution, security
pricing and informational data flow used for market analysis. In addition, Chandler monitors the financial press for
ongoing information concerning the broker dealers' financial strength, industry reputation, and business practices. All
broker dealers are registered with the Financial Industry Regulatory Authority (FINRA) and they all meet their minimum
regulatory requirements for capitalization.
2023-0645
TR0031
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