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HomeMy WebLinkAbout981237.tiff RESOLUTION RE: APPROVE EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT BETWEEN WELD COUNTY DEPARTMENTS OF SOCIAL SERVICES AND HUMAN SERVICES AND AUTHORIZE CHAIR TO SIGN WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of administering the affairs of Weld County, Colorado, and WHEREAS, the Board has been presented with an Employment First Program Intra- Governmental Agreement between the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, on behalf of the Department of Social Services, and Weld County Division on Human Services, commencing July 1, 1998, and ending June 30, 2001, with further terms and conditions being as stated in said agreement, and WHEREAS, after review, the Board deems it advisable to approve said agreement, a copy of which is attached hereto and incorporated herein by reference. NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of Weld County, Colorado, ex-officio Board of Social Services, that the Employment First Program Intra-Governmental Agreement between the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, on behalf of the Department of Social Services, and Weld County Division on Human Services be, and hereby is, approved. BE IT FURTHER RESOLVED by the Board that the Chair be, and hereby is, authorized to sign said agreement. The above and foregoing Resolution was, on motion duly made and seconded, adopted by the following vote on the 15th day of July, A.D., 1998, nunc pro tunc July 1, 1998. BOARD OF COUNTY COMMISSIONERS WELD COUNTY, COLORADO ATTEST: I Is.'•f/;.^tI % EXCUSED DATE OF SIGNING o C J , Constance L. Harbert, Chair Weld County Clerk • the ' �+;+ f / / .1411�' 1 - I um it. 3 V(,),e/(47' � �• � W. H. ebster, Pro T m BY: �� •% ��._�.;'`1, t Deputy Clerk to t'ri i �\f ��� Geor E. Baxter _ g OV S FORM. ) j/ Dale K. Hall unty Att ney EXCUSED DATE OF SIGNING Barbara J. Kirkmeyer 981237 O6 •° SS f SS0024 410. 141T:1111" DEPARTMENT OF SOCIAL SERVICES P.O. BOX A - GREELEY, COLORADO 80632 ' Administration and Public Assistance (970) 352-1551 Child Support(970) 352-6933 O Protective and Youth Services (970) 352-1923 • MEMORANDUM Food Stamps(970) 356-3850 COLORADO Fax (970) 353-5215 TO: Constance L. Harbert, Chair Date: July 5, 1998 Board of County Commissioners FR: Judy A. Griego,Director, Social Services / RE: Employment First Program Intra-Governm. tal Agreement Between the Weld County Department of Social Services and the Weld County Division of Human Services Enclosed for Board approval is an Employment First Program Intra-Governmental Agreement between the Weld County Department of Social Services and the Weld County Division of Human Services. The major provisions of the Agreement are as follows: 1. The term of the agreement is July 1, 1998 through June 30, 2001. 2. The Employment Services of Weld County of the Weld County Division of Human Services will assess Food Stamp recipients,recommend supportive services for participants, and provide Food Stamp Job Search activities for Food Stamp recipients of Social Services. These activities will be under the Employment First Program. 3. Social Services agrees to reimburse the Employment Services yearly a maximum of$80,000 in 100%Federal funds and $40,000 in 80%Federal/State funds and 20% local funds. The funding levels will be subject to the final allocation amounts determined by the Colorado Department of Human Services in our annual application or update. 4. Employment Services agrees to provide to Social Services a total of$35,000 in 100% local in- kind match in operating and personnel costs; $15,000 in Workfare in-kind; and $15,000 in enhanced funding from the Food Stamp Workfare savings. If you have any questions, please telephone me at extension 6510. qgj3 7 CONTRACT NO: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT BETWEEN WELD COUNTY DEPARTMENT OF SOCIAL SERVICES AND WELD COUNTY DIVISION OF HUMAN SERVICES This Agreement,made and entered into this 1st day of July 1998,by and between the Weld County Department of Social Services,hereinafter referred to as "Social Services," and the Weld County Division of Human Services, on behalf of the Employment Services of Weld County, hereinafter referred to as "Employment Services." WITNESSETH; WHEREAS,authority exists in the Law and funds have been budgeted,appropriated and otherwise made available,and a sufficient unencumbered balance thereof remains available for payment in Contract Encumbrance Number FY98-2000-EY-2003; and WHEREAS,required approval,clearance and coordination have been accomplished from and with appropriate agencies; and WHEREAS,the Federal Hunger Act of 1988 Public Law 100-435 created the Employment First program also know as the Food Stamp Job Search program to assist food stamp recipients to locate employment for purposes of self-sufficiency; and WHEREAS,the Employment First program is administered nationally by the Food and Nutrition Service of the United States Department of Agriculture,through Colorado Departments of Human Services and its county departments of social services; and WHEREAS, Employment Services prepares an annual application or update for review and approval by Social Services; and WHEREAS, The Colorado Department of Human Services and the Board of Weld County Commissioners approves an annual application or update for each Fiscal Year 1998 through Fiscal Year 2000 for the Weld County Employment First Program, submitted by the Weld County Department of Social Services,and WHEREAS,Social Services has selected Employment Services as a service provider because of past performance in providing similar services,demonstrated effectiveness,fiscal accountability,cost efficiency, and ability to meet performance standards as set forth in the Agreement; and 1 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT WHEREAS,Social Services has ensured that such services or activities provided under this contract are not otherwise available to Employment First participants on a non-reimbursable basis; and WHEREAS, Social Services and Employment Services are both governed by the Board of Weld County Commissioners. NOW THEREFORE, in consideration of the premises and covenants and agreements contained herein,the parties hereto covenant and agree as follows: 1. Term This Agreement shall remain in effect indefinitely and is subject to the availability of funding. The Agreement will be reviewed annually or as needed by both parties and is subject to paragraphs 16 and 20 herein. The term for funding by Social Services to Employment Services shall be for July 1, 1998, and ending June 30,2001. The term for funding is subject to the provisions of paragraph 5,6,7, 10,and 16 herein. 2. Geographic Areas to be Served Employment First Program services shall be provided to food stamp recipients who reside in Weld County and are determined eligible by Social Services, to participate in the Weld County Employment First Program. 3. Employment Services Functions A. Determine the time and dates for assessment and Food Stamp Job Search component activities so Social Services may refer participants to the Food Stamp Job Search Program. B. Provide an initial assessment of Food Stamp Job Search participants to determine the best component based on their employment needs. C. Develop,monitor,and implement Food Stamp Job Search components as described in the Weld County Food Stamp Job Search Plan. D. Complete all necessary client agreements and related paperwork for job component 2 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT activities. E. Assess and recommend additional supportive services for participants needed to continue the program. Provide participants with the required transportation vouchers or bus tokens needed to participate in Employment First. F. Determine and evaluate if participants are progressing satisfactorily in the program components,by conducting follow-up appointments with participants. G. Issue necessary documentation to support participant non-cooperation to Food Stamp Department of Social Services. H. Provide proper invoices and verification of services performed for costs incurred in the performance of this agreement. Billings must be submitted on a quarterly basis as per the requirements of the funding grants. I. Issue necessary change form information or information requests to the Food Stamp Department of Social Services. J. Determination of exemption status after referral to the Employment First program,based on Volume IV-B Manual regulations. K. Provide a quarterly report identifying total number of referred,enrolled,sanctions,cured through process and cost of supportive services(transportation and day care). Reports will be provided by the Colorado Department of Human Services and forwarded to Weld County Employment Services. L. Provide Employment First Program services in South County on a weekly basis. M. Attend Employment First meetings with Social Services as needed. N. Provide 100%in-kind match and submit a quarterly report identifying the type and total in-kind amounts. 4. Social Services Functions A. Provide overall program administration of the Weld County Food Stamp Job Search Program as outlined in Volume IV-B Section B-4215 of the Colorado Department of Social 3 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT Services Food Stamp regulations. B. Implement actions involving Food Stamp applicants and recipients,including: 1. Determination of mandatory status 2. Determination of good cause for failure or refusal to participate 3. Determination of exemption status prior to referral 4. Providing notice of actions affecting eligibility for Food Stamps 5. Providing fair hearings and final agency action C. Referral of Food Stamp applicants and recipients to Employment Services for purposes of Food Stamp Job Search participation. D. Provide training to Employment Services in the operation of the Food Stamp Job Search Program and related activities through the Colorado Department of Human Services. E. Process vouchers and billing submitted and provide funding to Employment Services for services rendered. F. Provide the initial information and orientation material for Food Stamp Job Search participants as prescribed in Volume IV-B. Fill out JSSU 102 and schedule appointment date with Employment First Program. Hand out an explanation of form FS 62 Colorado Food Stamp Job Search work registration rights and responsibilities. G. Provide to Employment Services unit information regarding address and income changes. H. Provide same level of referral services to Employment Services program within southern Weld County. I. Attend,at a minimum,monthly Employment First meetings with the Employment Services unit. J. Provide for transportation and day care expenses associated with client participation. 5. Scope of Services and Payment Schedule Employment Services will continue to amend the Social Services' Employment First plan, in 4 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT accordance with policies and procedures developed by the Weld County Department of Social Services and as requested by the Colorado Department of Human Service. In consideration for the monies and negotiated funding and programmatic criteria to be received from Social Services, Employment Services shall do, perform and carry out, in a satisfactory and proper manner, as determined by Social Services, all work elements as indicated in paragraphs 3 and 8. Work performed prior to the execution of this Contract shall not be considered part of this Project. 6. Funding and Method of Payment Social Services agrees to reimburse to Employment Services, in consideration for the work and services performed during FY1998-2000 under the Weld County Employment First Program,a total amount not to exceed as follows: An amount per year not to exceed the lesser of the amount allocated from the Colorado Department of Human Services or Eighty Thousand Dollars and Zero Cents($80,000.00)in 100%federal funds and Fifty Thousand Dollars and Zero Cents($50,000.00)in 80% federal and state funds and 20% in local funds. The funding levels will be modified in the fourth quarter to reflect the final allocation amount determined by the Colorado Department of Human Services. Expenses incurred by Employment Services,in association with said project prior to the term of this Agreement,are not eligible Employment First expenditures and shall not be reimbursed by Social Services. Payment pursuant to this Contract, if in federal or state funds, whether in whole or in part, is subject to and contingent upon the continuing availability of federal or state funds for the purposes hereof. In the event that said funds, or any part thereof, become unavailable as determined by Social Services,Social Services may immediately terminate this Contract or amend it accordingly. 7. In-Kind Match Employment Services agrees to provide to Social Services total of Thirty-Five Thousand Dollars and Zero Cents ($35,000.00) in 100% local in-kind in the form of operating and personnel costs. Employment Services also agrees to provide Fifteen Thousand Dollars and Zero Cents($15,000.00) in Workfare in-kind and Fifteen Thousand Dollars and Zero Cents($15,000.00)will be in enhanced funding from the Food Stamp Workfare savings. Modification to this amount may occur during each program year and Employment First will be responsible for a submitting a plan modification 5 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT to Social Services no later than June 30,of that program year. Employment Services agrees to submit the specific forms,provided by Social Services,for billing and in-kind documentation. All in-kind match and its appropriate documentation must be provided to and received by Social Services no later than September 30th,for the next three years 1998, 1999 and 2000. 8. Program Services/Components Employment Services shall provide/and or approve the following activities: Components A. English as a Second/Literacy B. Adult Basic Education C. GED E. Post Secondary Education F. Food Stamp Workfare G. Employability Classes H. Vocational Training I. Other Components Employment Services agrees to meet,to the best of its ability,the performance measures and weights to measure success with clients,as determined by the United States Department of Agriculture and the Colorado Department of Human Services. The definition and scope of services to be delivered under the program components are established, through the rule making process,by the Colorado Department of Human Services. 9. Financial Management At all times from the effective date of this Contract until completion of this Contract,Employment Services shall comply with the administrative requirements,cost principles and other requirements set forth in the Financial Management Manual adopted by the State of Colorado. The required annual audit of all funds expended under the Employment Services must conform to the Single Audit Act of 1984 and OMB Circular A-128. 10. Payment Method 6 of 10 q8/ 37 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT Unless otherwise provided in the Scope of Services and Payment Schedule: A. The Contractor shall provide proper quarterly invoices and verification of services performed for costs incurred in the performance of this agreement. B. Social Services may withhold any payment if the Contractor has failed to comply with the Financial Management Requirements,program objectives,contractual terms,or reporting requirements. 11. Program Reports Monthly Programmatic Status Report. provided by the Colorado Department of Human Services, shall be submitted by Employment Services to the Department one (1) copy of the Monthly Programmatic Status Report in the manner and method prescribed by Social Services. 12. Assurances Employment Services shall abide by all assurances as set forth in the attached Exhibit A,which is attached hereto and incorporated herein by reference. 13. Applicable Laws Employment Services shall at all times during the execution of this Agreement strictly adhere to all applicable federal and state laws and implementing regulations as they currently exist and may hereafter be amended. This includes protection of the confidentiality of all applicant/recipient records, papers, documents, tapes and any other materials that have been or may hereafter be established which relate to this Agreement. Employment Services acknowledges that the following laws are included. Title VI of the Civil Rights Acto of 1964, 42 U.S.C. Sections 1000d-1 et. seq. and its implementing regulation,45 C.F.R.Part 80 et.seq.; and Section 504 of the Rehabilitation Act of 1973,29 U.S.C.,Section 794,and its implementing regulation,45 C.F.R.Part 84; and the Age Discrimination Act of 1975,42 U.S.C.Sections 6101 et.seq.and its implementing regulation,45 C.F.R.Part 91; and Title VII of the Civil Rights Action of 1964; and The Age Discrimination in Employment Act of 1967; and The Equal Pay Act of 1963; and 7 of 10 9,?/ a 31 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT the Education Amendments of 1972; and Immigration Reform and Control Act of 1986,P.L.99-603 Employment Services shall at all times during the execution of the Agreement strictly adhere to all regulations applicable to these laws prohibiting discrimination because of race, color, national origin,age,sex,religion and disability,including Acquired Immune Deficiency Syndrome(AIDS) or AIDS related conditions,covered under Section 504 of the Rehabilitation Act of 1973,as amended cited above. Included is 45 CFR,Part 74,Appendix G 9,which requires that affirmative steps be taken to assure that small and minority businesses are utilized,when possible,as sources of supplies, equipment, construction and services. This assurance is given in consideration of and for the purpose of obtaining any and all federal and/or state financial assistance. 14. Licenses/Approvals/Insurance Employment Services certifies that,at the time of entering into this Agreement,it has currently in effect all necessary licenses,approvals,and/or supplies covered by this Agreement. 15. Monitoring and Evaluation The Employment Services and Social Services agree that monitoring and evaluation of the performance of this Agreement shall be conducted by the Colorado Department of Human Services other appropriate funding sources,the Employment Services,and Social Services. The results of the monitoring and evaluation shall be provided to the Board of Weld County Commissioners. The Employment Services shall permit the Colorado Department of Human Services, the U.S. Department of Agriculture, and any other duly authorized agent or governmental agency, to monitor all activities conducted by and pursuant to the terms of this Agreement. As the monitoring agency may in its sole discretion deem necessary or appropriate,such monitoring may consist of internal evaluation procedures,examination of program data,special analyses, on-site checking, formal audit examinations, or any other reasonable procedures. All such monitoring shall be performed in a manner that will not unduly interfere with agreement work. 16. Modification of Agreement All modifications of this Agreement shall be in writing and signed by both parties. 17. Representatives 8 of 10 Qyi237 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT For the purposes of this Agreement, the individuals identified below are hereby designated representatives of the respective parties. Either party may from time to time designate in writing a new or substitute representative(s): For Social Services: For Employment Services: Rich Rowe,Assistance Payments Admin.VI. Linda Perez.Director Name Title Name Title 18. Notice All notice required to be given by the parties hereunder shall be given by certified or registered mail to the individuals at the addresses set forth below. Either party may from time to time designate in writing a substitute person(s)or address to whom such notices shall be sent: To Social Services To Employment Services: Judy A.Griego,Director Walter Speckman,Executive Director P.O.Box A P.O.Box 1805 Greeley,CO 80632 Greeley,CO 80632 19. Litigation Employment Services shall promptly notify Social Services in the event that Employment Services learns of any actual litigation in which it is a party defendant in a case that involved services provided under this Agreement. Employment Services,within five(5)calendar days after being served with a summons, complaint,or other pleading which as been filed in any federal or state court or administrative agency, shall deliver copies of such document(s) to the Social Services Director. The term "litigation" includes an assignment for the benefit or creditors, and filing in bankruptcy,reorganization and/or foreclosure. 20. Remedies The Director of Social Services or designee may exercise the following remedial actions should she/he find Employment Services substantially failed to satisfy the scope of work found in this Agreement. Substantial failure to satisfy the scope of work shall be defined to mean incorrect or improper activities or inaction by Employment Services. These remedial actions are as follows: a. withhold payment to Employment Services until the necessary services or corrections in performance are satisfactorily completed; 9 of 10 Qi; 37 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT b. deny payment or recover reimbursement for those services or deliverable which have not been performed and which due to circumstances caused by Employment Services cannot be performed or if performed would be of no value to Social Services. Denial of the amount of payment shall be reasonable related to the amount of work or deliverable lost to Social Services. c. incorrect payments to Employment Services due to omission, error, fraud, and/or defalcation shall be recovered from Employment Services by deduction from subsequent payments under this Agreement or other agreements between Social Services and Employment Services,or by Social Services as a debt due to Social Services or otherwise as provided by law. 21. Entire Agreement This Agreement together with all attachments hereto,constitutes the entire understanding between the parties with respect to the subject matter hereof,and may not be changed or modified except as stated in Paragraph 16 herein. IN WITNESS HEREOF, the parties hereto have duly executed the Agreement as of the day, willmonth,and ye.ii 1'i` ••�•'kn. 4) 4, t, ATTEST: ,',PI j� �% / BOARD OF WELD COUNTY COMMISSIONERS Weld ' 1 % et. t 1 A 7 i 1 WELD COUNTY,COLORADO 1 '• 1'%-,is;' - i By: aii . ..►�►.al�i►..•. .4,. _� By: , Deputy �_: ✓ _ Constance L.Harbert,Chair t./I g WELD COUNTY DIVISION OF WELD COUNTY DEPARTMENT OF HUMAN SERVICES SOCIAL SERVICES W . peckman,Executive Director Judy .Grieg Directo 10 of 10 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT EXHIBIT A ASSURANCES 1. No portion of this Agreement shall be deemed to constitute a waiver of any immunities the parties or their officers or employees may possess,nor shall any portion of this Agreement be deemed to have treated a duty of care with respect to any persons not a party to this Agreement. 2. No portion of this Agreement shall be deemed to create an obligation on the part of the County of Weld,State of Colorado,to expend funds not otherwise appropriated in each succeeding year. 3. If any section,subsection,paragraph,sentence,clause,or phrase of this Agreement is for any reason held or decided to be unconstitutional,such decision shall not affect the validity of the remaining portions. The parties hereto declare that they would have entered into this Agreement and each and every section,subsection, paragraph,sentence,clause,and phrase thereof irrespective of the fact that any one or more sections, subsections, paragraphs, sentences, clauses, or phrases might be declared to be unconstitutional or invalid. 4. No officer, member or employee of Weld County and no member of their governing bodies shall have any pecuniary interest,direct or indirect,in the approved Agreement or the proceeds thereof. 5. The Employment Services assures that they will comply with the Title VI of the Civil Rights Act of 1986 and that no person shall, on the grounds of race, creed, color, sex, or national origin, be excluded from participation in,be denied the benefits of,or be otherwise subjected to discrimination under this approved Agreement. 6. The Employment Services assures that sufficient,auditable,and otherwise adequate records that will provide accurate,current,separate,and complete disclosure of the status of the funds received under the Agreement are maintained for three (3) years or the completion and resolution of an audit. Such records shall be sufficient to allow authorized local,Federal,and State auditors and representatives to audit and monitor the Contractor. 7. All such records,documents,communications,and other materials shall be the property of Social Services and shall be maintained by Employment Services,in a central location and custodian,in behalf of Social Services,for a period of three(3)years from the date of final payment under this Contract, or for such further period as may be necessary to resolve any matters which may be pending,or until an audit has been completed with the following qualification; if an audit by or on behalf of the federal and/or state government has begun but is not completed at the end of the three 1 of 4 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT (3)year period,or if audit findings have not been resolved after a three(3)year period,they shall retain the materials until the resolution of the audit finding. 8. The Employment Services assures that authorized local, Federal, and State auditors and representatives shall,during business hours,have access to inspect any copy records,and shall be allowed to monitor and review through on-site visits,all contract activities,supported with funds under this Agreement to ensure compliance with the terms of this Agreement. Contracting parties agree that monitoring and evaluation of the performance of the Agreement shall be conducted by appropriate funding sources, Employment Services, and Social Services. The results of the monitoring and evaluation activities shall be provided to the appropriate and interested parties. 9. This Agreement shall be binding upon the parties hereto, their successors, heirs, legal representatives,and assigns. The Employment Services or Social Services may not assign any of its rights or obligations hereunder without the prior written consent of both parties. 10. The Employment Services certifies that Federal appropriated funds have not been paid or will be paid, by or on behalf of the Employment Services,to any person for influencing or attempting to influence an officer or employee of an agent, a Member of Congress, an officer or employee of Congress,or an employee of a Member of Congress in connection with the awarding of any Federal contract,the making of any Federal grant,the making of any Federal Loan,the entering into of any cooperative agreement,and the extension,continuation, renewal,amendment,or modification of any Federal contract,loan,grant,or cooperative agreement. 11. The Employment Services assures that it will fully comply with the Federal Hunger Act regulations promulgated,and all other applicable Federal and state laws,rules and regulations. Employment Services understands that the source of funds to be used under this Agreement is: Employment First Program funds. 12. Employment Services assures and certifies that it and its principles: a. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by a Federal department or agency; b. Have not,within a three-year period preceding this Agreement,been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining,attempting to obtain,or performing a public(Federal,State,or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement,theft,forgery,bribery, 2 of 4 92,a37 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT falsification or destruction of records,making false statements,or receiving stolen property; c. Are not presently indicated for or otherwise criminally or civilly charged by a government entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph 11(b)of this certification; and d. Have not within a three-year period preceding this Agreement, had one or more public transactions(Federal,State,and local)terminated for cause or default. 13. The Appearance of Conflict of Interest applies to the relationship of a contractor with Social Services when the contractor also maintains a relationship with a third party and the two relationships are in opposition. In order to create the appearance of a conflict of interest,it is not necessary for the contractor to gain form knowledge of these opposing interests. It is only necessary that the contractor know that the two relationships are in opposition. During the term of the contract, the Employment Services shall not enter any third party relationship that gives the appearance of creating a conflict of interest. Upon learning of an existing appearance of a conflict of interest situation,Employment Services shall submit to Social Services a full disclosure statement setting forth the details that create the appearance of a conflict of interest. Failure to promptly submit a disclosure statement required by this paragraph shall constitute grounds for Social Services' termination,for cause,of its contract with the Employment Services. 14. Employment Services shall protect the confidentiality of all applicant records and other materials that are maintained in accordance with this Contract. Except for purposes directly connected with the administration of the Employment First Program,no information about or obtained from any applicant/recipient in possession of Employment Services shall be disclosed in a form identifiable with the applicant/recipient or a minor's parent or guardian. Employment Services shall have written policies governing access to, duplication and dissemination of, all such information. Employment Services shall advise its employees,agents and subcontractors, if any, that they are subject to these confidentiality requirements. Employment Services shall provide its employees, agents, and subcontractors, if any, with a copy or written explanation of these confidentiality requirements before access to confidential data is permitted. 15. Proprietary information for the purposes of this contract is information relating to a party's research, development, trade secrets, business affairs, internal operations and management procedures and those of its customers, clients or affiliates, but does not include information (1) lawfully obtained from third parties, (2) that which is in the public domain, or(3) that which is developed independently. 3 of 4 9i ?37 CONTRACT ENCUMBRANCE NUMBER: FY98-2000-EF-2003 EMPLOYMENT FIRST PROGRAM INTRA-GOVERNMENTAL AGREEMENT Neither party shall use or disclose directly or indirectly without prior written authorization any proprietary information concerning the other party obtained as a result of this contract. Any proprietary information removed from the State's site by the Contractor in the course of providing services under this Contract will be accorded at least the same precautions as are employed by the Contractor for similar information in the course of its own business. 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