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HomeMy WebLinkAbout961575.tiff RESOLUTION RE: APPROVE SUBSTITUTION OF WELD COUNTY CONTROLLED SUBSTANCE AND ALCOHOL POLICIES FOR CERTAIN "SAFETY SENSITIVE POSITIONS" AS SUPPLEMENTAL PERSONNEL POLICIES FOR WELD COUNTY WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of administering the affairs of Weld County, Colorado, and WHEREAS, pursuant to the Weld County Employee Personnel Policy Handbook, Weld County Ordinance No. 118, as amended, "in cases that are unique to a specific department or office, Departmental Supplemental Personnel Policies" may be approved by the Board of County Commissioners to apply to employees in such a department or office, and WHEREAS, pursuant to Federal regulations and specific Federal Transportation Administration grants, employees in certain "safety sensitive positions" in the Weld County Public Works Department and the Weld County Department of Human Services are required to undergo controlled substance and alcohol testing, pursuant to policies and procedures established by the County, and WHEREAS, by Resolution dated April 15, 1996, the Board approved a "Weld County Controlled Substance and Alcohol Policy for Certain 'Safety Sensitive Positions," which was designed to comply with regulations promulgated by the Federal Transit Administration and the Federal Highway Administration, and WHEREAS, after assistance by the State of Colorado compliance officers for the Colorado Department of Highways and the Federal Highway Administration, said Policy was reworked and divided into two separate policies to better comply with the regulations of the two Federal agencies, and WHEREAS, it is now necessary to repeal said "Weld County Controlled Substance and Alcohol Policy for Certain 'Safety Sensitive Positions" and replace it with the two new policies entitled: "Weld County's Policy Implementing the Federal Highway Administration Regulations on Drug Use and Alcohol Misuse" and "Weld County's Policy Implementing the Federal Transit Administration Regulations on Drug Use and Alcohol Misuse". NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of Weld County, Colorado, that the Supplemental Personnel Policy entitled "Weld County Controlled Substance and Alcohol Policy for Certain 'Safety Sensitive Positions,"" adopted by Resolution dated April 15, 1996, be, and hereby is, repealed. 961575 PE0014 Cc-. 4:7; Piv; fit 5J c'9; F/ RE: SUBSTITUTION OF SUPPLEMENTAL PERSONNEL POLICIES PAGE 2 BE IT FURTHER RESOLVED by the Board that the attached "Weld County's Policy Implementing the Federal Highway Administration Regulations on Drug Use and Alcohol Misuse" be, and hereby is, approved as Supplemental Personnel Policy for the Weld County Public Works Department. BE IT FURTHER RESOLVED by the Board that the attached "Weld County's Policy Implementing the Federal Transit Administration Regulations on Drug Use and Alcohol Misuse" be, and hereby is, approved as Supplemental Personnel Policy for the Weld County Department of Human Services. The above and foregoing Resolution was, on motion duly made and seconded, adopted by the following vote on the 11th day of September, A.D., 1996. BOARD OF COUNTY COMMISSIONERS WELD COUNTY, COLD DO IF*Barbar ,J. Kirkmeyer, Chair Jim .-�nty Clerk to the Board r ,QS® ;f� / � n E. Baxter, P o- m l . Deputy Cler t. the Board bc VIZ Dal . Hall APP V AS TO F /4, Constance L. Harbert o my Attorn W. H. We st r 961575 PE0014 WELD COUNTY'S POLICY IMPLEMENTING THE FEDERAL HIGHWAY ADMINISTRATION REGULATIONS ON DRUG USE AND ALCOHOL MISUSE OVERVIEW This policy is designed to enhance productivity and safety and to foster excellence by maintaining a safe and productive environment for employees. Weld County maintains a strong commitment to a drug-free and an alcohol-free work environment and has adopted this policy to provide guidance to supervisors and employees in dealing with drug use and alcohol misuse. This policy is applicable only to Weld County employees subject to Federal Highway Administration ("FHWA")regulations on the misuse of alcohol and the use of controlled substances. Weld County reserves the right to conduct drug and/or alcohol tests of applicants or current employees in accordance with any other state and/or federal law. To further our commitment to providing a safe, drug-free and alcohol-free environment, Weld County has adopted the following policies: • an employee and supervisor education and training program regarding drug and alcohol misuse and abuse; • a drug and alcohol testing program for drivers and applicants seeking employment as drivers who perform safety-sensitive functions; • a program for evaluating drivers who violate the drug use and alcohol misuse policy; and • administrative procedures of record keeping, reporting, releasing information and certifying compliance with the FHWA regulations EMPLOYEE CATEGORIES SUBJECT TO TESTING The FHWA regulations apply to all drivers of commercial motor vehicles in interstate or intrastate commerce who perform safety-sensitive functions and are subject to commercial driver's license ("CDL") requirements. Applicants and current employees seeking positions as drivers who will perform safety-sensitive functions also are covered by the FHWA regulations. The following categories of drivers for Weld County are subject to the policy: Service Worker II Service Worker III Lead worker Welder III Foreman Supervisor Operations Director Engineering Administrator This list is subject to amendment at any time. Participation in this drug and alcohol testing 961575 2 program is a condition of employment for each listed driver. A driver is considered to be performing a safety-sensitive function during any period in which the driver is actually performing, ready to perform, or immediately available to perform any safety-sensitive function. Therefore, an employee who is "on call" for duty is covered by this policy. The FHWA defines the following functions as safety-sensitive: (1) All time at a carrier or shipper plant, terminal, facility, or other property waiting to be dispatched, unless the driver has been relieved from duty by the employer; (2) All time inspecting equipment as required by the Federal Motor Carrier Safety Regulations (FMCSR's), or otherwise inspecting, servicing, or conditioning any commercial motor vehicle at any time; (3) All time spent at the driving controls of a commercial motor vehicle; (4) All time, other than driving time, spent on or in a commercial motor vehicle (except for time spent resting in the sleeper berth); (5) All time loading or unloading a commercial motor vehicle, supervising or assisting in the loading or unloading, attending a vehicle being loaded or unloaded, remaining in readiness to operate the vehicle or in giving or receiving receipts for shipments loaded or unloaded; and (6) All time repairing, obtaining assistance or remaining in attendance upon a disabled vehicle. PROHIBITED CONDUCT • Alcohol Drivers subject to this policy must not consume alcohol: 1) while performing a safety- sensitive function; 2) within four hours prior to performing a safety-sensitive function; and 3) for up to eight hours following an accident or until the driver undergoes a post-accident test, whichever occurs first. Drivers are prohibited from possessing alcohol while on duty or while operating a commercial motor vehicle unless the alcohol is manifested and transported as part of a shipment. As referred to in this policy, alcohol means the intoxicating agent in beverage alcohol, ethyl alcohol or other low molecular-weight alcohols including methyl and isopropyl alcohol. FHWA regulations currently prohibit drivers from reporting for duty or remaining on duty requiring the performance of safety-sensitive functions while having an alcohol concentration of 0.04 or greater.' 'A driver found to have an alcohol concentration greater than 0.02 but less than 0.04 may not perform any safety-sensitive function until the start of the driver's next regularly scheduled duty period to begin a minimum of 24 hours following administration of the test. 961575 3 • Controlled Substances Drivers subject to this policy are strictly prohibited from using or ingesting prohibited drugs at any time, except when the use is pursuant to the instruction of a physician who has advised the driver that the substance does not adversely affect the driver's ability to safely perform his or her job. Any driver taking such a substance at a physician's instruction must inform Weld County of such drug use. Weld County retains the right to verify the use with the employee's physician. Manufacturing, distributing, dispensing, possessing or using controlled substances in the work place is prohibited pursuant to the Drug-Free Workplace Act. Pursuant to Weld County policy, any driver who manufactures, distributes, dispenses, processes, sells, attempts to sell, or arranges to sell a controlled substance to any other person, whether on or off Weld County property, whether on or off duty, shall be subject to discipline up to and including discharge. As referred to in this policy, a controlled substance or prohibited drug means marijuana, cocaine, opiates, amphetamines or phencyclidine. FHWA regulations prohibit the performance of safety-sensitive functions when a prohibited level of any of the five specified drugs is detectable in the driver's urine. DRUG AND ALCOHOL TESTING PROGRAM Drivers who perform safety-sensitive functions will be subject to testing pursuant to FHWA regulations. Testing of other employees, applicants for employment and any testing of drivers who perform safety-sensitive functions over and above the requirements of FHWA regulations will be performed pursuant to separate authority of Weld County. Any testing procedures utilized by Weld County will conform with applicable federal and state requirements. Under Weld County policy, a refusal to take a test will constitute the equivalent of a positive drug test or an alcohol test of 0.04 or greater. Therefore, refusal by a driver to submit to required testing or failure to pass a drug or alcohol test will lead to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. Any driver who refuses to submit to a required drug or alcohol test will not be permitted to continue to perform safety-sensitive functions. Refusal to take a test includes: 1) outright refusal to submit to a test; 2) failure to provide sufficient quantities of saliva, breath or urine to be tested without a valid medical explanation; 3) engaging in conduct that clearly obstructs the testing process; 4)refusal to sign the certification in Step 2 of the Breath Alcohol Testing Form; or 5) leaving the scene of an accident without a valid reason before tests are conducted without notifying Weld County of where the driver can be reached for testing. Pursuant to Weld County policy, any driver who tampers with, falsifies, substitutes, or alters a urine sample, saliva or breath test, or who attempts to do so, shall be subject to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. 961575 4 Weld County will adhere to all required standards of confidentiality. Testing records and results will be released only to those authorized to receive such information. TESTING FOR CONTROLLED SUBSTANCES Drug testing of drivers who perform safety-sensitive functions is limited to the following substances: 1. Marijuana; 2. Cocaine; 3. Amphetamines; 4. Opiates (e.g., heroin, codeine); and 5. Phencyclidine (PCP). While drug testing by Weld County normally will be limited to the five substances listed above, Weld County reserves the right, pursuant to its policy and under its own authority, to require drivers to provide separate specimens for testing for other controlled substances, as permitted by law. Weld County reserves the right,pursuant to its policy and under its own authority, as permitted by law, to perform drug tests of applicants or current employees not covered by this policy using the same procedures FHWA requires for testing drivers who perform safety-sensitive functions. TESTING FOR ALCOHOL Alcohol testing of drivers will be performed pursuant to FHWA regulations. Weld County reserves the right, pursuant to its policy and under its own authority, as permitted by law, to perform alcohol tests of applicants or current employees not covered by this policy using the same procedures FHWA requires for testing drivers who perform safety-sensitive functions. TESTING PROCEDURES Weld County will select an appropriate site for the administration of drug and alcohol tests which meets the requirements specified by the U.S. Department of Transportation ("DOT"). Pursuant to Weld County policy, drug and alcohol testing will be conducted off Weld County premises. Normally, administration of alcohol tests will be performed concurrently with urine collections. Weld County reserves the right, however, to administer alcohol tests separately from urine collections and to administer alcohol tests and/or urine collections on Weld County premises. The site selected for collecting urine specimens will provide: a privacy enclosure for urination; a toilet; a suitable, clean writing surface; and a water source for hand washing, which, if practicable, will be located outside the privacy enclosure. The contractor who conducts the testing will ensure that access to the testing site is restricted during testing, that unauthorized 961575 5 persons are not present and that there are no unobserved entrance points to the testing site. Furthermore, Weld County shall ensure that the collection site personnel provided by the contractor ensure the dignity and privacy of the donor and that all collection site personnel are trained to prepare the collection site, collect specimens, examine specimens for tampering or sample adulteration, observe collections', split specimens and properly label and preserve the chain of custody of the specimens. These steps will be taken to protect the driver and the integrity of the drug testing process, safeguard the validity of the test results and ensure that the test results are attributed to the proper driver. Alcohol tests will be conducted with the use of a non-evidential screening devise and/or evidential breath testing device ("EBT") approved for use by the National Highway Traffic Safety Administration. A Screening Test Technician ("STT") will administer non-evidential screening tests including saliva tests. Only a Breath Alcohol Technician("BAT") will administer an EBT test. Alcohol tests will be administered in a location that affords visual and aural privacy to the driver being tested which is sufficient to prevent unauthorized persons from seeing or hearing test results. If the screening test reveals a blood alcohol concentration of less than 0.02, the test is negative and will be reported as such. If the screening test reveals a blood alcohol concentration of 0.02 or greater, a confirmation test will be performed. Confirmation tests will be performed using an EBT and conducted within 30 minutes of the completion of the screening test. If the driver must be transported from the screening site to the confirmation site, the driver will remain under the direct observation of a BAT, STT, or other employer representative. These steps will be taken to protect the driver and the integrity of the testing process, safeguard the validity of the test results and ensure that the test results are attributed to the proper driver. ROLE OF THE MEDICAL REVIEW OFFICER("MRO") All drug test results will be reviewed first by a specially trained physician serving as MRO. The MRO will notify Weld County directly if a driver's drug test result is negative. If the drug test result is positive, the MRO will contact the driver to discuss the test, to determine if the positive result is valid and to notify the driver that he has 72 hours to request a test of the split 2Specimen collection under the direct observation of same gender collection site personnel will only occur after consultation with a higher-level supervisor of the collection site person or a designated employer representative when: (I)the driver has presented a urine specimen that falls outside the normal temperature range and the driver declines to provide a measurement of oral body temperature or oral body temperature varies by more than 1° C/1.8°F from the temperature of the specimen; (2)the last urine specimen provided by the driver was determined by the laboratory to have a specific gravity of less than 1.003 and a creatinine concentration below 0.2g/L; (3)the collection site person observes conduct clearly and unequivocally indicating an attempt to substitute or adulterate the sample;or(4)the driver has previously been determined to have used a controlled substance without medical authorization and the particular test was conducted under a DOT agency regulation providing for follow-up testing upon or after return to service. 6 specimen.' Weld County only will be informed that an individual has tested positive or negative. The specific drug(s) involved may be disclosed to Weld County by the MRO. The levels detected will not be disclosed by the MRO to Weld County. ROLE OF THE SUBSTANCE ABUSE PROFESSIONAL("SAP") All drivers with a verified positive drug test result or a confirmed alcohol test result of 0.04 or greater, including those who have been terminated, will be referred for evaluation by a SAP. If the driver's eventual return to work is permitted under this policy, the SAP shall prescribe a treatment program which the driver must successfully complete or continue to follow in order to return to work. This treatment program may include referral of the driver by the SAP to a treatment provider. Drivers permitted to return to work following a positive test shall be re-evaluated by the SAP to determine whether the driver has complied with the SAP's recommendations. After that evaluation and the successful completion of a return-to-duty test, the SAP shall recommend to the employer the number and frequency of follow-up alcohol and/or drug tests to be administered following the driver's return to duty. The follow-up testing shall consist of at least six tests in the first twelve months following the driver's return to duty. The SAP shall recommend whether the driver should be subject to both drug and alcohol follow-up tests. EMPLOYEE ASSISTANCE PROGRAM Weld County will assist employees who test positive by providing information about treatment providers and programs to help the employees resolve their problems with drugs or alcohol. TYPES OF TESTING Weld County will perform the following types of drug and alcohol testing: 1. Pre-Employment Testing; 2. Reasonable Suspicion Testing; 3. Post-Accident Testing; 4. Random Testing; 5. Return to Duty Testing; and 6. Follow-Up Testing. 3See the section entitled"Retesting at the Driver's Request"for a detailed description of split test procedures. 961.,512'5 7 1. PRE-EMPLOYMENT TESTING All applicants for and current employees seeking transfer to employment as a driver who will perform safety-sensitive functions will be informed in writing of the testing requirements and will undergo a pre-employment drug test. Weld County will not hire an applicant or transfer an employee to such a position unless the result of the applicant's or employee's drug test is negative. Weld County also will make reasonable efforts to contact each of the applicant's employers over the previous two-year period to determine if the employee has tested positive for either drugs or alcohol. Weld County will document this effort clearly and will maintain these records for a minimum of five years. The applicant must provide a limited consent for Weld County to obtain this information. Failure to provide this consent will disqualify an applicant from employment or disqualify an incumbent employee's application for transfer to a position as a driver who performs safety-sensitive functions. If the driver has tested positive while previously employed, Weld County must verify that the driver completed a treatment program recommended by the SAP and obtained a verified negative test result. • Consequences of Positive Test Result A positive pre-employment drug test shall be considered sufficient ground to disqualify the applicant or incumbent employee from employment with Weld County in a position as a driver who performs safety-sensitive functions. Pursuant to Weld County policy, an incumbent employee whose drug test result is positive will be subject to the same consequences as an employee whose random drug test was positive. Weld County will not assign an applicant or incumbent employee who has refused to take or failed a pre-employment drug test to a position as a driver who performs safety sensitive- functions. If such an applicant or employee later applies for such a position, Weld County will administer another pre-employment drug test. If the employee or applicant passes the second pre-employment test, Weld County may, in its sole discretion, assign and/or hire the employee or applicant to work in a position as a driver who performs safety-sensitive functions. 2. REASONABLE SUSPICION TESTING Drivers who perform safety-sensitive functions will be required to submit to a drug or alcohol test when Weld County has a reasonable suspicion that the driver has used a prohibited drug or misused alcohol. Reasonable suspicion is established if a supervisor trained in detecting the signs of alcohol misuse and drug use reasonable concludes, based on his or her observations, that the driver has used drugs or misused alcohol. The determination that reasonable suspicion to test exists shall be based on specific, contemporaneous, articulable observations concerning the appearance, behavior, speech or body odors of the driver. Weld County will direct a driver to undergo reasonable suspicion testing for alcohol only if such observations are made during,just preceding or just after the period of the work day that 575 8 the driver is required to comply with the driver alcohol use prohibitions. The alcohol test may be administered only just before,just after or during the period the driver is to perform a safety- sensitive function. A driver ordered to submit to reasonable suspicion testing shall be transported to the screening site by a supervisor or other person designated by the supervisor. A reasonable suspicion test for alcohol must be performed within eight hours following a determination that reasonable suspicion to test exists. If a reasonable suspicion test is not performed within two hours after such a determination, Weld County will prepare and maintain a record stating the reasons the test was not promptly administered. No driver suspected of alcohol misuse, as shown by the behavioral, speech or performance indicators of alcohol misuse, may perform or continue to perform safety-sensitive functions until an alcohol test is administered evidencing a blood alcohol concentration of less than 0.02 and at least 24 hours have elapsed following the administration of the reasonable suspicion test. A written record of the observations leading to a controlled substance reasonable suspicion test shall be made and signed by the supervisor or company official within 24 hours of the observation or before the test results are released, whichever is earlier. A driver who undergoes reasonable suspicion testing will be removed from service pending the test results. If the test results are negative,the driver will be returned to work (without loss of pay). • Consequences of Positive Test Result Pursuant to Weld County policy, if the reasonable suspicion drug or alcohol test result is positive, the driver will be removed from the safety-sensitive position and will be subject to discipline, up to and including termination, pursuant to Weld County Ordinance 118, as amended. At a minimum, the driver shall be subject to the same consequences applied to drivers following a positive random test. If the driver is not terminated,the driver shall be subject to the same requirements regarding assessment, rehabilitation, return-to-duty and follow-up testing applied to drivers following a positive random test. 3. POST-ACCIDENT TESTING Each surviving driver who was performing a safety-sensitive function with respect to the vehicle will be tested for both drugs and alcohol if the accident involved the loss of a human life. Additionally, each driver who received a citation under state or local law for a moving traffic violation arising from the accident, where the accident resulted in an injury or towing of the vehicle, will be tested. Tests for the use of prohibited drugs and misuse of alcohol will be administered as soon as practicable following an accident involving a commercial motor vehicle. Drug tests must be performed within 32 hours following an accident. If the drug test is not administered within 32 hours, Weld County will cease efforts to test for drugs and will prepare and maintain on file a record stating the reasons the test was not promptly administered. Alcohol tests should be 961575 9 performed within two hours following an accident, but in no instance later than eight hours following an accident. A driver subject to post-accident testing must refrain from consuming alcohol for eight hours following the accident or until he submits to an alcohol test, whichever comes first. If the driver has not submitted to an alcohol test within two hours of the accident, Weld County will prepare and maintain on file a record stating the reason that the test was not administered promptly. If the alcohol test is not administered within eight hours after the accident, Weld County will cease efforts to administer the test and will maintain the same documents. The results of a breath or blood test for the use of alcohol or a urine test for the use of controlled substances, conducted by federal, state or local officials having independent authority for the test, shall be considered to meet the requirements of this section, provided such tests conform to applicable federal, state or local requirements and the results of the tests are obtained by Weld County. These testing requirements will not delay necessary medical attention for injured persons, nor will they prohibit a driver who was performing a safety-sensitive function from leaving the scene of an accident to obtain assistance in responding to the accident or to obtain necessary emergency medical care. Drivers performing safety-sensitive functions, however, must remain readily available for testing for 32 hours. This means the driver must ensure that Weld County knows the drivers's location for at least a 32-hour period following an accident or until post- accident drug and alcohol tests have been completed. A driver who is not available for testing will be considered to have refused to submit to testing unless his or her unavailability is attributable to efforts to obtain assistance in responding to the accident or obtaining necessary emergency medical care. Drivers will be provided with necessary post-accident information, procedures and instructions prior to operating a commercial motor vehicle so they will be able to comply with this policy. • Consequences of Positive Test Result Pursuant to Weld County Policy, if the result of either test is positive,the driver will be removed from his or her safety-sensitive position and will be subject to discipline, up to and including termination, pursuant to Weld County Ordinance 118, as amended. At a minimum,the driver shall be subject to the same consequences applied to drivers following a positive random drug or alcohol test. If the driver is not terminated, the driver shall, at a minimum, be subject to testing applied to drivers following a positive random test. 4. RANDOM TESTING Random testing will be conducted for all drivers performing safety-sensitive functions at a rate established by law. Random tests will be unannounced and spread reasonably throughout the year. There will be no pattern to when random tests will be conducted and all drivers who perform safety-sensitive functions will have an equal chance of being selected for testing from �� rrir l_cc.Z r a 10 the random pool each time random tests are conducted. Drivers shall remain in the pool even after being selected and tested. Therefore, a driver may be selected for a random test more than once during a year. Drivers will be selected anonymously using an identification number having no correlation to actual employee names. The driver must report to the collection site immediately after receiving notification of his or her selection from the random pool. It is the responsibility of Weld County's MRO contractor to maintain the data base of drivers who perform safety- sensitive functions and to perform the random selection of drivers to be tested each testing cycle. In the event a randomly selected driver is absent from work on the day his test is scheduled, either an alternate driver shall be randomly selected for testing, or the originally randomly selected driver shall be placed back in the pool and the number of those drivers randomly selected in the next pool shall be increased accordingly. In the event it is necessary to collect a urine specimen from a driver for random testing outside his regular work hours, the driver will be paid for the extra time at the applicable rate. A driver will be subject to random testing for alcohol only while the driver is performing safety- sensitive functions or just before or just after performing safety-sensitive functions. • Consequences of Positive Test Result Pursuant to Weld County policy, a driver whose random drug test is positive or whose alcohol test result is 0.04 or greater will be subject to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. 5. RETURN-TO-DUTY TESTING A driver who receives a verified positive drug test result, an alcohol test result of 0.04 or greater, or who refuses to submit to any test, or who improperly uses alcohol while on duty or after an accident(before post accident testing is complete), may not return to work until the driver is: 1) referred for evaluation by a SAP who determines that the driver has followed any treatment program prescribed by the SAP and 2)passes a return-to-duty test. A return-to-duty test may be performed after the SAP indicates that the driver has completed or is following any prescribed treatment program. In the return-to-duty evaluation, the SAP also shall determine the frequency and duration of follow-up testing after the driver returns to duty. The SAP shall recommend that the driver be subject to a return-to-duty test for both drugs and alcohol even if the employee only tested positive for one or the other. To pass the return-to-duty test, the result must be a verified negative drug test result and/or an alcohol test result of less than 0.02. • Consequences of Positive Test Result Any positive return-to-duty drug test or return-to-duty alcohol test with a result of 0.02 or higher will be subject the driver to disciplinary action, up to and including termination, pursuant 9615. " K. 11 to Weld County Ordinance 118, as amended. 6. FOLLOW-UP TESTING Drivers permitted to return to duty are subject to unannounced follow-up testing. The SAP shall determine the frequency and duration of the follow-up testing. A minimum of six follow-up tests during the first 12 months after the driver returns to duty will be performed. The testing period shall not exceed 60 months from the driver's return-to-duty. Follow-up testing is separate from and in addition to the regular random testing program. Accordingly, drivers subject to follow-up testing will remain in the standard random pool and will be tested whenever their names come up for random testing, even if this means being tested twice in the same day, week or month. The SAP shall recommend that the driver be subject to follow-up testing for both drugs and alcohol even if the driver only tested positive for one or the other. Therefore, a driver who is subject to follow-up drug tests may be required to take one or more follow-up alcohol tests with a result of less than 0.04. If the driver is subject to follow-up alcohol tests, he may be required to take one or more follow-up drug tests with a verified negative result. Follow-up alcohol testing will be conducted only when the driver is performing safety-sensitive functions or just before or just after the driver performs such functions. • Consequences of Positive Test Result Any positive test result for a driver subject to follow-up testing (including the positive result of a safety-sensitive job transfer, random, reasonable suspicion, post-accident or other test) will subject the driver to disciplinary action, up to and including termination,pursuant to Weld County Ordinance 118, as amended. CONSEQUENCES FOR ENGAGING IN DRUG AND ALCOHOL-RELATED CONDUCT • Controlled Substances A driver who tests positive for drugs or refuses to submit to a drug test must be removed from performing safety-sensitive functions immediately. A verified positive drug test may subject the driver to discipline, up to and including termination,pursuant to Weld County Ordinance 118, as amended. A driver who tests positive for drugs or refuses to submit to a drug test may not perform a safety-sensitive function until he has been referred for evaluation by a SAP, completed any recommended treatment, been informed of education/treatment programs for controlled substance abuse, and taken a return-to-duty drug test with a verified negative result. Weld County retains the right to terminate or otherwise discipline a driver who tests positive for drugs or refuses to submit to a drug test. 961,575 12 • Alcohol A driver who has an alcohol concentration of 0.02 or greater but less than 0.039 (a non- positive alcohol test)must 1)be removed from safety-sensitive functions until the start of the driver's next regularly scheduled duty period,to begin not less than 24 hours following administration of the alcohol test, 2) be informed of education/treatment programs for alcohol misuse and abuse, and 3) sign the statement on the alcohol testing form acknowledging that he shall not perform safety-sensitive functions or operate a motor vehicle during this period. A driver whose alcohol test reveals an alcohol concentration of 0.04 or greater may not perform a safety-sensitive function until he has been referred for evaluation by a SAP, completed any recommended treatment and passed a return-to-duty test with an alcohol concentration of less than 0.02. Weld County retains the right to terminate or otherwise discipline a driver who tests positive for alcohol or refuses to submit to an alcohol test. RETESTING AT THE DRIVER'S REOUEST DOT regulations provide for a split sample procedure which requires a portion of each urine specimen to be retained in a separate, sealed container. A driver whose urine test is positive may request that the split sample be tested at a separate laboratory approved by the U.S. Department of Health and Human Services. DOT regulations require that the driver make such a request within 72 hours of learning of a verified positive test.' Pursuant to Weld County Policy, all costs associated with split sample testing must be prepaid by the driver, including shipping and handling,transportation,testing and reporting to the MRO. If the result of the split sample test is negative, these costs will be reimbursed to the driver. Additionally, if the result of the split sample test is negative,the driver will be reinstated with no loss of seniority and paid for lost back wages. NOTIFICATION OF CONVICTIONS Pursuant to the requirements of the Drug-Free Workplace Act, all employees and drivers must notify Weld County within five days of any criminal drug statute conviction for a violation occurring in the workplace. 4In the event a driver fails to make a timely request,the driver must present information to the MRO documenting that serious illness, injury,inability to contact the MRO, lack of actual notice of the verified positive result or other circumstances unavoidably prevented the driver from timely contacting the MRO. If the MRO concludes that there is a legitimate explanation for the driver's failure to contact the MRO within 72 hours,the MRO shall initiate a test of the split specimen. 961.575 13 CONTACT PERSON FHWA regulations require that a single contact person be identified to answer questions about this policy. For the purposes of this policy, the contact person will be the Drug and Alcohol Testing Program Administrator at the Weld County Personnel Department, 915 10th Street, Greeley, Colorado 80631, who may be reached at (970) 356-4000, Ext. 4234. Copies of relevant regulations also are available at the Personnel Department. EFFECTS OF ALCOHOL FHWA regulations require that written drug and alcohol policies include a discussion of the effects of alcohol misuse. That information is contained in the attached "Effects of Alcohol Fact Sheet" which appeared as part of the "Implementation Guidelines for Drug and Alcohol Regulations in Mass Transit, " issued by the Federal Transit Administration Office of Safety and Security. EFFECTS OF CONTROLLED SUBSTANCES FHWA regulations require that written drug and alcohol policies contain a discussion of the effects of controlled substance use. That information is contained in controlled substance "Fact Sheets" available at the Weld County Personnel Department which appeared as part of the "Implementation Guidelines for Drug and Alcohol Regulations in Mass Transit," issued by the FTA Office of Safety and Security. EDUCATION AND TRAINING Supervisors responsible for determining when to administer reasonable suspicion tests will receive training on this issue. This training will consist of at least 60 minutes for alcohol awareness training and at least 60 minutes for drug awareness training. M:\W PFILES\POLICY\FHADRUG.LM 961,5'75 EFFECTS OF ALCOHOL FACT SHEET Alcohol is a socially acceptable drug that has been consumed throughout the world for centuries. It is considered a recreational beverage when consumed in moderation for enjoyment and relaxation during social gatherings. However, when consumed primarily for its physical and mood-altering effects, it is a substance of abuse. The following is a discussion of: (1) the effects of alcohol misuse on an individuals health, work and personal life; (2) the signs and symptoms of an alcohol problem'; and (3) the available methods of intervening when an alcohol problem is suspected. Effects on Health: Alcohol Is a central nervous system depressant. As such, it slows down physical responses and progressively impairs mental function. Alcohol also depresses the brain centers for self control and inhibition - leading to loud and aggressive behavior, which makes alcohol appear to act like a stimulant. Alcohol use can cause unconsciousness, coma, respiratory failure and death. It can have long degenerative effects on many body organs, including the liver, stomach, intestines, heart and brain. The chronic consumption of alcohol (average of three servings per day of beer [12 ounces], whiskey [one ounce], or-wine [six ounces) over time can result in the following health hazards: (1) Decreased sexual functioning; (2) Dependency (up to :1O% of all people who drink alcohol become physically and/or mentally dependent on alcohol and can be termed "alcoholic"); (3) Fatal liver diseases; (4) Increased cancers of the mouth, tongue, pharynx, esophagus, rectum, breast and malignant melanoma(skin cancer) (5) Kidney Disease (6) Pancreatitis (7) Spontaneous abortion and neonatal mortality; (8) Ulcers, and (9) Birth defects (up to 54%of all birth defects are alcohol related). Sources of Information: Employee Assistance Corporation staff and the Implementation Guidelines for Drug and Alcohol Regulations in Mass Transit. 964 rr}r Effect on Work: Alcohol dulls sensation and impairs vision, memory, coordination and judgment. This can lead to risky behavior, i.e. dangerous driving. Impairment in coordination and judgment can be objectively measured with as little as two drinks in the body. It takes on hour for the average person [150 pounds] to process one serving of an alcoholic beverage from the body. A person who Is legally intoxicated is six (6) times more likely to have an accident than a sober person. The estimated cost of alcohol abuse Is about $117 billion annually. This figure includes medical bills, time lost from work, decreased job efficiency and property damage. Effects on Personal Life: The impact of alcohol abuse goes beyond the problem drinker. Each alcoholic affects the lives of four to a seven people. Alcohol abuse is a leading cause of child abuse and neglect. it also figures prominently in spousal abuse. Alcohol during pregnancy can cause birth defects, including Fetal Alcohol Syndrome. Each year in the U.S., over 100,000 deaths are related to alcohol. This figure includes deaths from vehicular accidents, drownings, suicides and numerous physical ailments. This makes alcohol the third leading cause of death in America. The annual toll is broken down as follows. 24,000 people will die on the highway due to the legally impaired driver - 12,000 more will die on the highway due to the alcohol-affected driver 15,800 will die in non-highway accidents; - 30,000 will die due to alcohol-caused liver disease - 10,000 will die due to alcohol-induced brain disease or suicide; and Up to another 125,00 will die due to alcohol-related conditions or accidents. The following are additional social issues related to alcohol. - Two-thirds of all homicides are committed by people who drink prior to the crime Two to three percent of the driving population is legally drunk at any one time. This is doubled at night and on weekends. Two-thirds of all Americans will be involved in an alcohol-related vehicle accident during their lifetime. The rate of separation and divorce in families with alcohol dependency problems is seven times the average. 40% of family court cases are alcohol problem related. .75. 75 Signs and Symptoms of an Alcohol Problem' : Alcohol causes both psychological and physical dependence. When a drinker uses alcohol as an escape from problems and stress and comes to depend on the drug for relief, psychological dependency is present. When repeated drinking produces tolerance (which is a need to consume more of the drug to obtain the same effect), and the drinkers body needs alcohol to function, physical dependence has developed. Once dependent, many drinkers experience withdrawal symptoms when they stop drinking. Alcoholism is a disease characterized by, among other things, the drinker's loss of control over his or her drinking, and continued drinking despite major negative consequences. In general, people are said to have a problem with alcohol, or be alcoholic, if they cannot control their drinking, if they are dependent on the drug and if their drinking has a negative impact on their physical or mental health, their families, friends and jobs. How a persons Using Alcohol Appears/Behaves: Poor muscle coordination Dulled mental process - Slowed reaction rate Staggering - Slurred speech - Red eyes - Possible constricted pupils - Poor Hygiene - Lack of social control - Sleepy or stuporous condition - Loss of inhibitions - Lack of concentration - Confusion - Aggressive or violent behavior - Odor of alcohol on breath 2 All of these symptoms may indicate problems of alcohol abuse, but may also be symptomatic of other types of personal problems. Supervisors and managers should not attempt to diagnose an alcohol abuse problem, but should confine themselves to observable job performance behaviors. 361.575 Signs of alcohol misuse on-the-job include: - Absenteeism - On-the-job absenteeism Tardiness - Missed deadlines - Increased nervousness - Greater irritability Procrastination, delays Red or blurry eyes - Erratic productivity - Hand tremors - Flushed face - Lower quality of work Repeated minor injuries Poor concentration Undependable Aggressiveness Personal problems Physical deterioration Overreaction to criticism Avoids boss or associates Financial problems Policy/Alcohol.lm 575 96_x..: 3 .� WELD COUNTY'S POLICY IMPLEMENTING THE FEDERAL TRANSIT ADMINISTRATION REGULATIONS ON DRUG USE AND ALCOHOL MISUSE OVERVIEW This policy is designed to enhance productivity and safety and to foster excellence by maintaining a safe and productive environment for employees. Weld County maintains a strong commitment to a drug-free and an alcohol-free work environment and has adopted this policy to provide guidance to supervisors and employees in dealing with drug use and alcohol misuse. This policy is applicable only to Weld County employees subject to Federal Transit Administration ("FTA") regulations on drug use and alcohol misuse. Weld County reserves the right to conduct drug and/or alcohol tests of applicants for employment and current employees in accordance with the provisions of any other state and/or federal law. To further our commitment to providing a safe, drug-free and alcohol-free environment, Weld County has adopted the following policies: • an employee and supervisor education and training program regarding drug and alcohol misuse and abuse; • a drug and alcohol testing program for employees and applicants for employment in safety-sensitive positions; • a program for evaluating employees who violate the drug use and alcohol misuse policy; and • administrative procedures for record keeping, reporting, releasing information and certifying compliance with the FTA regulations. EMPLOYEE CATEGORIES SUBJECT TO TESTING Under FTA regulations, all employees who perform safety-sensitive functions and all applicants for and incumbent employees seeking transfer to safety-sensitive positions are included in this drug and alcohol testing program. Participation in this drug and alcohol testing program is a condition of employment for each safety-sensitive employee. The FTA defines the term "safety sensitive"to apply to all employees in a position to perform the following functions: 1) operate revenue service vehicles, whether or not the vehicle is in revenue service; 2) operate non-revenue service vehicles that require drivers to hold a Commercial Drivers License ("CDL"); 3) control dispatch or movement of service vehicles; and 4) maintain revenue service vehicles or equipment used in revenue service. The following positions at the Weld County Department of Human Services and Fleet Maintenance have been determined by Weld County to meet the FTA definition: • all mini-bus drivers; • all maintenance personnel; and • all dispatchers. 961571 2 This list is subject to amendment at any time. Supervisors who perform or who are likely to perform safety-sensitive functions also are considered safety-sensitive employees and will be included in the drug and alcohol testing program applicable to all safety-sensitive employees. PROHIBITED CONDUCT • Alcohol Employees who perform safety-sensitive functions must not consume alcohol: 1) during specified on-call hours; 2) while performing a safety-sensitive function; 3)within four hours prior to performing a safety-sensitive function; and 4) for up to eight hours following an accident, or until the employee undergoes a post-accident test, whichever occurs first.' As referred to in this policy, alcohol means the intoxicating agent in beverage alcohol, ethyl alcohol or other low molecular weight alcohols including methyl or isopropyl alcohol. FTA regulations currently prohibit a covered employee from reporting for duty or remaining on duty requiring the performance of safety-sensitive functions while having an alcohol concentration of 0.04 or greater • Controlled Substances Employees who perform a safety-sensitive function are strictly prohibited from using or ingesting prohibited drugs at any time, except when the use is pursuant to the instruction of a physician who has advised the employee that the substance does not affect the employee's ability to safely perform his or her job. Any employees taking such a substance at a physician's instruction must inform Weld County of such drug use. Weld County retains the right to verify the use with the employee's physician. Manufacturing, distributing, dispensing, possessing or using controlled substances in the work place is prohibited, pursuant to the Drug-Free Workplace Act. Pursuant to Weld County policy, any employee who manufactures, distributes, dispenses, processes, sells, attempts to sell, or arranges to sell a controlled substance to any other person, lAn on-call employee will be allowed to acknowledge, at the time he is called to duty,that he has used alcohol and to indicate whether he believes he is capable of performing the safety-sensitive function. If the employee believes that he is not capable of performing his safety-sensitive function,he shall be excused form doing so. If,however,the employee believes he is capable of performing a safety-sensitive function,the employee will undergo an alcohol test and will be permitted to perform a safety-sensitive function if the alcohol concentration level measures less than 0.02. If the employees's alcohol concentration measures greater than 0.02 but less than 0.04,the employee will be allowed to perform a safety-sensitive function only if he is retested and his alcohol concentration measures less than 0.02. If the employee is not retested,he must wait a minimum of eight hours before performing a safety-sensitive function. 2An employee found to have an alcohol concentration greater than 0.02 but less than 0.04 may not perform any safety-sensitive function until the employee's alcohol concentration measures less than 0.02 or until the start of the employee's next regularly scheduled duty period to begin a minimum of eight hours following administration of the test. 361,575 3 whether on or off Weld County property, whether on or off duty, shall be subject to discipline up to and including discharge. As referred to in this policy, a controlled substance or prohibited drug means marijuana, cocaine, opiates, amphetamines or phencyclidine. FTA regulations currently prohibit the performance of safety-sensitive functions when a prohibited level of any of five specified drugs is detectable in the employee's urine. DRUG AND ALCOHOL TESTING PROGRAM Safety-sensitive employees will be subject to testing pursuant to FTA regulations. Testing of non-safety-sensitive employees, applicants for non-safety-sensitive positions and any testing of safety-sensitive employees over and above the requirements of FTA regulations will be performed pursuant to separate authority of Weld County. Any testing procedures utilized by Weld County will conform with applicable federal and state requirements. Under Weld County policy, a refusal to take a test will constitute the equivalent of a positive drug test or an alcohol test of 0.04 or greater. Therefore, refusal by an employee to submit to required testing or failure to pass a drug or alcohol test will lead to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. Any employee who refuses to submit to a required drug or alcohol test will not be permitted to continue to perform safety-sensitive functions. Refusal to take a test includes: 1) outright refusal to submit to a test; 2) failure to provide sufficient quantities of saliva, breath or urine to be tested without a valid medical explanation; 3) engaging in conduct that clearly obstructs the testing process; or 4) leaving the scene of an accident without a valid reason before tests are conducted without notifying Weld County of where the employee can be reached for testing. Pursuant to Weld County policy, any employee who tampers with, falsifies, substitutes, or alters a urine sample, saliva or breath test, or who attempts to do so, shall be subject to discipline up to and including discharge. Weld County will adhere to all required standards of confidentiality. Testing records and results will be released only to those authorized to receive such information. TESTING FOR CONTROLLED SUBSTANCES Drug testing of safety-sensitive employees authorized by FTA regulations is limited to the following substances: 1. Marijuana; 2. Cocaine; 3. Amphetamines; 4. Opiates (e.g., heroin, codeine); and Q 4.r r C tz ✓�.crry\�r 4 5. Phencyclidine (PCP). While drug testing by Weld County normally will be limited to the five substances listed above, Weld County reserves the right, pursuant to its policy and its own authority, to require employees to provide separate specimens for testing for other controlled substances, as permitted by law. Weld County reserves the right,pursuant to its policy and its own authority, as permitted by law, to perform drug tests of applicants or non-safety-sensitive employees using the same procedures FTA requires for testing safety-sensitive employees. TESTING FOR ALCOHOL Alcohol testing of safety-sensitive employees will be performed pursuant to FTA regulations. Weld County reserves the right,pursuant to its policy and under its own authority, as permitted by law,to perform alcohol tests of non-safety-sensitive employees using the same procedures FTA requires for testing safety-sensitive employees. TESTING PROCEDURES Weld County will select an appropriate site for the administration of drug and alcohol tests which meets the requirements specified by the U.S. Department of Transportation("DOT"). Pursuant to Weld County policy, drug and alcohol testing will be conducted off Weld County premises. Normally, administration of alcohol tests will be performed concurrently with urine collections. Weld County reserves the right, however,to administer alcohol tests separately from urine collections and to administer alcohol tests and/or urine collections on Weld County premises. The site selected for collecting urine specimens will provide: a privacy enclosure for urination; a toilet; a suitable, clean writing surface; and a water source for hand washing, which, if practicable, will be located outside the privacy enclosure. The contractor who conducts the testing will ensure that access to the testing site is restricted during testing, that unauthorized persons are not present and that there are no unobserved entrance points to the testing site. Furthermore, Weld County shall ensure that the collection site personnel provided by the contractor ensure the dignity and privacy of the donor and that all collection site personnel are trained to prepare the collection site, collect specimens, examine specimens for tampering or sample adulteration, observe collections', split specimens and properly label and preserve the 'Specimen collection under the direct observation of same gender collection site personnel will only occur after consultation with a higher-level supervisor of the collection site person or a designated employer representative when: (I)the employee has presented a urine specimen that falls outside the normal temperature range and the employee declines to provide a measurement of oral body temperature or oral body temperature varies by more than 1° C/1.8° F from the temperature of the specimen; (2)the last urine specimen provided by the employee was determined by the laboratory to have a specific gravity of less than 1.003 and a creatinine concentration below 0.2g/L; (3)the collection site person observes conduct clearly and unequivocally indicating an attempt to substitute 961.T.575 -*'-' 5 chain of custody of the specimens. These steps will be taken to protect the employee and the integrity of the drug testing process, safeguard the validity of the test results and ensure that the test results are attributed to the correct employee. Alcohol tests will be conducted with the use of a non-evidential screening devise and/or evidential breath testing device ("EBT") approved for use by the National Highway Traffic Safety Administration. A Screening Test Technician("STT") will administer non-evidential screening tests including saliva tests. Only a Breath Alcohol Technician ("BAT") will administer an EBT test' Alcohol tests will be administered in a location that affords visual and aural privacy to the employee being tested which is sufficient to prevent unauthorized persons from seeing or hearing test results. If the screening test reveals a blood alcohol concentration of less than 0.02, the test is negative and will be reported as such. If the screening test reveals a blood alcohol concentration of 0.02 or greater, a confirmation test will be performed. Confirmation tests will be performed using an EBT and conducted within 30 minutes of the completion of the screening test. If the employee must be transported from the screening site to the confirmation site, the employee will remain under the direct observation of a BAT, STT or other employer representative. These steps will be taken to protect the employee and the integrity of the testing process, safeguard the validity of the test results and ensure that the test results are attributed to the proper employee. ROLE OF THE MEDICAL REVIEW OFFICER("MRO") All drug test results will be reviewed first by a specially trained physician serving as MRO. The MRO will notify Weld County directly if an employee's drug test result is negative. If the drug test result is positive, the MRO will contact the employee to discuss the test, to determine if the positive result is valid and to notify the employee that he has 72 hours to request a test of the split specimen.' Weld County only will be informed that an individual has tested positive or negative. The specific drug(s) involved may be disclosed to Weld County by the MRO. The levels detected will not be disclosed by the MRO to Weld County. ROLE OF THE SUBSTANCE ABUSE PROFESSIONAL("SAP"1 All safety-sensitive employees with a verified positive drug test result or a confirmed or adulterate the sample;or(4)the employee has previously been determined to have used a controlled substance without medical authorization and the particular test was conducted under a DOT agency regulation providing for follow-up testing upon or after return to service. 4Law enforcement officials certified by state or local governments to conduct breath alcohol testing are qualified as BATs. For a test conducted by such an officer to be accepted under FTA alcohol testing regulations, the officer must have been certified by a state or local government to use the particular EBT used for the test. 5See the section entitled"Retesting at the Employee's Request"for a detailed description of split test procedures. 961..5 75 r 6 alcohol test result of 0.04 or greater, including those who have been terminated, will be referred for evaluation by a SAP. If the employee's eventual return to duty is permitted under this policy, the SAP shall prescribe a treatment program which the employee must successfully complete or continue to follow in order to return to work. This treatment program may include referral of the employee by the SAP to a treatment provider. Safety-sensitive employees permitted to return to work following a positive test will be referred for re-evaluation by the SAP to determine whether the employee has complied with the SAP's recommendations. After that evaluation and the successful completion of a return-to-duty test, the SAP shall recommend to the employer the number and frequency of follow-up alcohol and/or drug tests to be administered following the employee's return to duty. The follow-up testing shall consist of at least six tests in the first twelve months following the employee's return to duty. The SAP shall recommend whether the employee should be subject to both drug and alcohol follow-up tests. EMPLOYEE ASSISTANCE PROGRAM Weld County will assist employees who test positive by providing information about treatment providers and programs to help the employees resolve their problems with drugs or alcohol. TYPES OF TESTING Weld County will perform the following types of drug and alcohol testing: 1. Pre-Employment Testing; 2. Reasonable Suspicion Testing; 3. Post-Accident Testing; 4. Random Testing; 5. Return to Duty Testing; and 6. Follow-Up Testing. 1. PRE-EMPLOYMENT TESTING All applicants for employment in and incumbent employees seeking transfer to safety- sensitive positions will be informed in writing of the federally-mandated testing requirements and will undergo a pre-employment drug test. Weld County will not hire an applicant for or transfer an employee to a safety-sensitive position unless the result of the applicant's or employee's drug test is negative. • Consequences of Positive Test Result A positive pre-employment drug test shall be considered sufficient grounds to disqualify 3b1...•75 7 the applicant or incumbent employee from employment with Weld County in a safety-sensitive position. Pursuant to Weld County policy, an incumbent employee whose drug test result is positive will be subject to the same consequences as an employee whose random drug test was positive. Weld County will not assign an applicant or incumbent employee who has refused to take or failed a pre-employment drug test to a safety-sensitive position. If such an applicant or employee later applies for a safety-sensitive position, Weld County will administer another pre- employment drug test. If the employee or applicant passes the second pre-employment test, Weld County may, in its sole discretion, assign and/or hire the employee or applicant to work in a safety-sensitive position. 2. REASONABLE SUSPICION TESTING Employees who perform safety-sensitive functions will be required to submit to a drug or alcohol test when Weld County has a reasonable suspicion that the employee has used a prohibited drug or misused alcohol. Reasonable suspicion is established if a supervisor trained in detecting the signs of alcohol misuse and drug use reasonable concludes, based on his or her observations,that the employee has used drugs or misused alcohol. The determination, pursuant to Weld County Ordinance 118, as amended that reasonable suspicion exists shall be based on specific, contemporaneous, articulable observations concerning the appearance, behavior, speech or body odors of the employee. Weld County will direct an employee to undergo reasonable suspicion testing for alcohol only if such observations are made during,just preceding or just after the period of the work day that the employee is required to comply with the employee alcohol use prohibitions. The alcohol test may be administered only just before,just after or during the period the employee is to perform a safety-sensitive function. Additionally, a reasonable suspicion test for alcohol must be performed within eight hours following a determination, pursuant to Weld County Ordinance 118, as amended that reasonable suspicion to test exists. If a reasonable suspicion test is not performed within two hours after such a determination, pursuant to Weld County Ordinance 118, as amended, Weld County will prepare and maintain a record stating the reasons the test was not promptly administered. No employee suspected of alcohol misuse, as shown by the behavioral, speech or performance indicators of alcohol misuse, may perform or continue to perform safety- sensitive functions until an alcohol test is administered evidencing a blood alcohol concentration of less than 0.02. An employee who undergoes reasonable suspicion testing will be removed from service pending the test results. If the test results are negative, the employee will be returned to work and paid for any time lost. 9c 4 t rer 8 • Consequences of Positive Test Result Pursuant to Weld County policy, if the reasonable suspicion drug or alcohol test result is positive, the employee will be removed from the safety-sensitive position and will be subject to discipline, up to and including termination, pursuant to Weld County Ordinance 118, as amended, as determined by Weld County. At a minimum, the employee shall be subject to the same consequences applied to employees following a positive random test. If the employee is not terminated,the employee shall be subject to the same requirements regarding assessment, rehabilitation, return-to-duty and follow-up testing applied to employees following a positive random test. 3. POST-ACCIDENT TESTING Tests for the use of prohibited drugs and misuse of alcohol will be administered after certain mass transit accidents.' Post-accident testing requirements differ depending on whether the accident question involved loss of life. • Testing After Fatal Accidents Each surviving employee operating the mass transit vehicle at the time of the accident must be tested. Additionally, safety-sensitive employees whose performance could have contributed to the accident must be tested. This includes, for example, maintenance personnel, dispatchers, and controllers. The decision regarding whether an employee's performance could have contributed to the accident will be made in the sole discretion of Weld County using the best information available at the time of the decision. • Testing After Non-Fatal Accidents Each employee operating the mass transit vehicle at the time of the accident must be tested unless Weld County determines, using the best information available at the time of the decision, that the employee's performance can be completely discounted as a contributing factor to the accident. Any other employee performing a safety-sensitive function whose performance could have contributed to the accident shall be tested. The decision regarding whether an employee's performance could have contributed to the accident will be made in the sole 6Pursuant to FTA regulations, and for purposes of this policy only,an"accident" is defined as an occurrence associated with the operation of a vehicle in which: (1)an individual dies;(2)an individual suffers bodily injury and immediately receives medical treatment away from the scene of an accident; (3)the mass transit vehicle involved is a bus,electric bus,van or automobile in which one or more vehicles incurs disabling damage as a result of the occurrence and is transported away from the scene by a tow truck or other vehicle("disabling damage" is damage which precludes the departure of any vehicle from the scene of the occurrence in its usual manner in daylight after simple repairs);or(4)the mass transit vehicle involved is a rail car,trolley car,trolley bus, or vessel and is removed from revenue service. 961.575 9 discretion of Weld County using the best information available at the time of the decision. Employees and supervisors should follow the following steps in a post-accident situation: 1. treat injuries first; 2 cooperate with local law enforcement officers; 3. explain to employees the need for testing; 4. conduct tests promptly; and 5. collect accident documentation promptly. When post-accident tests are performed, they will be conducted as soon as possible following the accident. Drug tests must be performed within 32 hours and alcohol tests within eight hours following an accident. An employee subject to post-accident testing must refrain from consuming alcohol for eight hours following the accident or until he submits to an alcohol test, whichever comes first. If the employee has not submitted to an alcohol test within two hours of the accident, Weld County will prepare and maintain on file a record stating the reason that the test was not administered promptly. If the alcohol test is not administered within eight hours after the accident, Weld County will cease efforts to administer the test and will maintain the same documents. If the drug test is not administered within 32 hours, Weld County will cease efforts to test for drugs and will prepare and maintain the same type of record. These testing requirements will not delay necessary medical attention for injured persons, nor will they prohibit an employee who was performing a safety-sensitive function from leaving the scene of an accident to obtain assistance in responding to the accident or to obtain necessary emergency medical care. Employees performing a safety-sensitive function, however, must remain readily available for testing for 32 hours. This means the employee must ensure that Weld County knows the employee's location for at least a 32-hour period following an accident or until post-accident drug and alcohol tests have been completed. An employee who is not available for testing will be considered to have refused to submit to testing unless his or her unavailability is attributable to efforts to obtain assistance in responding to the accident or obtaining necessary emergency medical care. Employees will be provided with necessary post- accident information, procedures and instructions prior to operating a commercial motor vehicle so they will be able to comply with the federal regulations. • Consequences of Positive Test Result Pursuant to Weld County policy, if the result of either test is positive, the employee will be removed from his or her safety-sensitive position and will be subject to discipline, up to and including termination, pursuant to Weld County Ordinance 118, as amended, as determined by Weld County. At a minimum, the employee shall be subject to the same consequences applied to employees following a positive random drug or alcohol test. If the employee is not terminated, the employee shall, at a minimum, be subject to the same requirements regarding assessment, rehabilitation, return-to-duty and follow-up testing applied to employees following a positive 10 random test. 4. RANDOM TESTING Random testing will be conducted for all employees performing safety-sensitive functions at a rate established by law. Random tests will be unannounced and spread reasonably throughout the year. There will be no pattern to when random tests will be conducted and all employees performing safety-sensitive functions will have an equal chance of being selected for testing from the random pool each time random tests are conducted. Employees shall remain in the pool even after being selected and tested. Therefore, an employee may be selected for a random test more than once during a year. Employees will be selected anonymously using an identification number having no correlation to actual employee names. The employee must report to the collection site immediately after receiving notification of his or her selection from the random pool. It is the responsibility of Weld County's MRO contractor to maintain the data base of safety-sensitive employees and to perform the random selection of employees to be tested each testing cycle. In the event a randomly selected employee is absent from work on the day his or her test is scheduled, the employee will be tested immediately upon his or her return to work, as practicable, unless the employee fails to return to work before the next randomly selected testing date. In the event it is necessary to collect a urine specimen from an employee for random testing outside his or her regular work hours, the employee will be paid for the extra time at the applicable overtime rate. A safety-sensitive employee will be subject to random testing for alcohol only while the employee is performing safety-sensitive functions or just before or just after performing safety-sensitive functions. • Consequences of Positive Test Result Pursuant to Weld County policy, an employee whose random drug test is positive or whose alcohol test result is 0.04 or greater will be subject to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. 5. RETURN-TO-DUTY TESTING An employee who receives a verified positive drug test result, an alcohol test result of 0.04 or greater, or who refuses to submit to any test, or who improperly uses alcohol while on duty or after an accident (before post accident testing is complete), may not return to work until the employee is: 1) referred for evaluation by a SAP who determines that the employee has followed any treatment program prescribed by the SAP, and 2) passes a return-to-duty test. A return-to-duty test may be performed after the SAP indicates that the employee has completed or is following any prescribed treatment program. In the return-to-duty evaluation, the SAP also 11 shall determine the frequency and duration of follow-up testing after the employee returns to duty. The SAP shall recommend that the employee be subject to a return-to-duty test for both drugs and alcohol even if the employee only tested positive for one or the other. To pass the return-to-duty test, the result must be a verified negative drug test result and/or an alcohol test result of less than 0.02. • Consequences of Positive Test Result Any positive return-to-duty drug test or return-to-duty alcohol test with a result of 0.02 or higher will be subject the employee to disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. 6. FOLLOW-UP TESTING Employees permitted to return to duty are subject to unannounced follow-up testing. The SAP shall determine the frequency and duration of the follow-up testing. A minimum of six follow-up tests during the first 12 months after the employee returns to duty will be performed. The testing period shall not exceed 60 months from the employee's return-to-duty. Follow-up testing is separate from and in addition to the regular random testing program. Accordingly, employees subject to follow-up testing will remain in the standard random pool and will be tested whenever their names come up for random testing, even if this means being tested twice in the same day, week or month. The SAP shall recommend that the employee be subject to follow-up testing for both drugs and alcohol even if the employee only tested positive for one or the other. Therefore, an employee who is subject to follow-up drug tests may be required to take one or more follow-up alcohol tests with a result of less than 0.04. If the employee is subject to follow-up alcohol tests, the employee may be required to take one or more follow-up drug tests with a verified negative result. Follow-up alcohol testing will be conducted only just before,just after or during the period the employee is to perform a safety-sensitive function. • Consequences of Positive Test Result Any positive test result for an employee subject to follow-up testing (including the positive result of a safety-sensitive job transfer, random, reasonable suspicion, post-accident or other test) will be grounds for disciplinary action, up to and including termination, pursuant to Weld County Ordinance 118, as amended. CONSEOUENCES FOR ENGAGING IN DRUG AND ALCOHOL-RELATED CONDUCT • Controlled Substances An employee who tests positive for drugs or refuses to submit to a drug test must be 12 removed from performing safety-sensitive functions immediately. Pursuant to Weld County Ordinance 118, as amended, a verified positive drug test may subject the employee to discipline, up to and including termination. An employee who tests positive for drugs or refuses to submit to a drug test may not perform a safety-sensitive function until the employee has been referred for evaluation by a SAP, completed any recommended treatment, been informed of education/treatment programs for controlled substance abuse, and taken a return-to-duty drug test with a verified negative result. Weld County retains the right to terminate or otherwise discipline an employee who tests positive for drugs or refuses so submit to a drug test. • Alcohol An employee who has an alcohol concentration of 0.02 or greater but less than 0.039 (a non-positive alcohol test) must 1) be removed from safety-sensitive functions for a minimum of eight hours or until a resest is below 0.02, 2) be informed of education/treatment programs for alcohol misuse and abuse, and 3) sign the statement on the alcohol testing form acknowledging that he shall not perform safety-sensitive functions or operate a motor vehicle during this period. An employee who has an alcohol concentration of 0.04 or greater must be removed from safety sensitive duties and may not perform such duties until the employee has been referred for evaluation by a SAP, completed any recommended treatment, been informed of education/treatment programs for alcohol misuse and abuse, and passed a return-to-duty test with an alcohol concentration of less than 0.02. Weld County retains the right,pursuant to the provisions of Weld County Ordinance 118, as amended,to terminate or otherwise discipline an employee who tests positive for alcohol or refuses to submit to an alcohol test. On-duty use of alcohol or the use of alcohol after an accident(before post accident testing is complete) carry the same consequences as a positive test result. RETESTING AT THE EMPLOYEE'S REOUEST DOT regulations provide for a split sample procedure which requires a portion of each urine specimen to be retained in a separate, sealed container. An employee whose urine test is positive may request that the split sample be tested at a separate laboratory approved by the U.S. Department of Health and Human Services. DOT regulations require that the employee makes such a request within 72 hours of learning of a verified positive test.' Pursuant to Weld County policy, all costs associated with split sample testing must be prepaid by the employee, including shipping and handling,transportation,testing and reporting 'In the event an employees fails to make a timely request,the employee must present information to the MRO documenting that serious illness,injury, inability to contact the MRO, lack of actual notice of the verified positive result or other circumstances unavoidably prevented the employee from timely contacting the MRO. If the MRO concludes that there is a legitimate explanation for the employees failure to contact the MRO within 72 hours, the MRO shall initiate a test of the split specimen. 961573 13 to the MRO. If the result of the split sample test is negative, these costs will be reimbursed to the employee. Additionally, if the result of the split sample test is negative, the employee will be reinstated with no loss of seniority and paid for lost back wages. NOTIFICATION OF CONVICTIONS Pursuant to the requirements of the Drug-Free Workplace Act, employees must notify Weld County within five days of any criminal drug statute conviction for a violation occurring in the workplace. CONTACT PERSON FTA regulations require that a single contact person be identified to answer questions about this policy. For the purposes of this policy, the contact person will be the Weld County Drug and Alcohol Testing Program Administrator at the Weld County Personnel Department, 915 10th Street, Greeley, Colorado 80631, who may be reached at(970) 356-4000, Ext. 4234. Copies of relevant regulations also are available at the Personnel Department. EFFECTS OF ALCOHOL FTA regulations require that written drug and alcohol policies include a discussion of the effects of alcohol misuse. That information is contained in the attached"Effects of Alcohol Fact Sheet" which appeared as part of the "Implementation Guidelines for Drug and Alcohol Regulations in Mass Transit, " issued by the FTA Office of Safety and Security. EDUCATION AND TRAINING 1. TRAINING FOR EMPLOYEES Weld County will display and distribute to employees who are performing a safety- sensitive function educational materials explaining the requirements of the FTA Drug and Alcohol Testing Regulations and its policies and procedures. Employees and supervisors who perform a safety-sensitive function also will be provided at least 60 minutes of training on the effects and indications of drug use. Employees will be required to sign a form indicating that they have received a copy of the policies and procedures. This form will be kept on file. 2. TRAINING FOR SUPERVISORS Supervisors responsible for determining when to administer reasonable suspicion tests will receive at least 60 minutes of alcohol awareness training and at least 60 minutes of drug awareness training. M:\W PFILES\POLICY\FTRANSIT.LM EFFECTS OF ALCOHOL FACT SHEET Alcohol is a socially acceptable drug that has been consumed throughout the world for centuries. It is considered a recreational beverage when consumed in moderation for enjoyment and relaxation during social gatherings. However, when consumed primarily for its physical and mood-altering effects, it is a substance of abuse. The following is a discussion of: (1) the effects of alcohol misuse on an individuals health, work and personal life; (2) the signs and symptoms of an alcohol problem`; and (3) the available methods of intervening when an alcohol problem is suspected. Effects on Health: Alcohol Is a central nervous system depressant. As such, it slows down physical responses and progressively impairs mental function. Alcohol also depresses the brain centers for self control and inhibition - leading to loud and aggressive behavior, which makes alcohol appear to act like a stimulant. Alcohol use can cause unconsciousness, coma, respiratory failure and death. It can have long degenerative effects on many body organs, including the liver, stomach, intestines, heart and brain. The chronic consumption of alcohol (average of three servings per day of beer [12 ounces], whiskey [one ounce], or-wine [six ounces) over time can result in the following health hazards: (1) Decreased sexual functioning; (2) Dependency (up to :1O% of all people who drink alcohol become physically and/or mentally dependent on alcohol and can be termed "alcoholic"); (3) Fatal liver diseases; (4) Increased cancers of the mouth, tongue,pharynx, esophagus, rectum, breast and malignant melanoma(skin cancer) (5) Kidney Disease (6) Pancreatitis (7) Spontaneous abortion and neonatal mortality; (8) Ulcers, and (9) Birth defects (up to 54% of all birth defects are alcohol related). Sources of Information: Employee Assistance Corporation staff and the Implementation Guidelines for Drug and Alcohol Regulations in Mass Transit. 575 Effect on Work: Alcohol dulls sensation and impairs vision, memory, coordination and judgment. This can lead to risky behavior, i.e. dangerous driving. Impairment in coordination and judgment can be objectively measured with as little as two drinks in the body. It takes on hour for the average person [150 pounds] to process one serving of an alcoholic beverage from the body. A person who Is legally intoxicated is six(6) times more likely to have an accident than a sober person. The estimated cost of alcohol abuse Is about $117 billion annually. This figure includes medical bills, time lost from work, decreased job efficiency and property damage. Effects on Personal Life: The impact of alcohol abuse goes beyond the problem drinker. Each alcoholic affects the lives of four to a seven people. Alcohol abuse is a leading cause of child abuse and neglect. it also figures prominently in spousal abuse. Alcohol during pregnancy can cause birth defects, including Fetal Alcohol Syndrome. Each year in the U.S., over 100,000 deaths are related to alcohol. This figure includes deaths from vehicular accidents, drownings, suicides and numerous physical ailments. This makes alcohol the third leading cause of death in America. The annual toll is broken down as follows. 24,000 people will die on the highway due to the legally impaired driver 12,000 more will die on the highway due to the alcohol-affected driver 15,800 will die in non-highway accidents; 30,000 will die due to alcohol-caused liver disease 10,000 will die due to alcohol-induced brain disease or suicide; and Up to another 125,00 will die due to alcohol-related conditions or accidents. The following are additional social issues related to alcohol. Two-thirds of all homicides are committed by people who drink prior to the crime - Two to three percent of the driving population is legally drunk at any one time. This is doubled at night and on weekends. - Two-thirds of all Americans will be involved in an alcohol-related vehicle accident during their lifetime. - The rate of separation and divorce in families with alcohol dependency problems is seven times the average. 40% of family court cases are alcohol problem related. ✓C4.'r9' V Qr-� fi r.) Signs and Symptoms of an Alcohol Problem' : Alcohol causes both psychological and physical dependence. When a drinker uses alcohol as an escape from problems and stress and comes to depend on the drug for relief, psychological dependency is present. When repeated drinking produces tolerance(which is a need to consume more of the drug to obtain the same effect), and the drinkers body needs alcohol to function, physical dependence has developed. Once dependent, many drinkers experience withdrawal symptoms when they stop drinking. Alcoholism is a disease characterized by, among other things, the drinker's loss of control over his or her drinking, and continued drinking despite major negative consequences. In general, people are said to have a problem with alcohol, or be alcoholic, if they cannot control their drinking, if they are dependent on the drug and if their drinking has a negative impact on their physical or mental health, their families, friends and jobs. How a persons Using Alcohol Appears/Behaves: - Poor muscle coordination - Dulled mental process - Slowed reaction rate - Staggering - Slurred speech - Red eyes - Possible constricted pupils - Poor Hygiene - Lack of social control - Sleepy or stuporous condition - Loss of inhibitions - Lack of concentration Confusion Aggressive or violent behavior Odor of alcohol on breath 2 All of these symptoms may indicate problems of alcohol abuse, but may also be symptomatic of other types of personal problems. Supervisors and managers should not attempt to diagnose an alcohol abuse problem, but should confine themselves to observable job performance behaviors. } r:75 Signs of alcohol misuse on-the-job include: - Absenteeism - On-the-job absenteeism Tardiness - Missed deadlines Increased nervousness Greater irritability - Procrastination, delays - Red or blurry eyes - Erratic productivity Hand tremors Flushed face Lower quality of work Repeated minor injuries Poor concentration Undependable Aggressiveness Personal problems Physical deterioration Overreaction to criticism Avoids boss or associates Financial problems Policy/Alcohol.lm } 5'75 res TO: Board of County Commissioners WI I p FROM: Bruce T. Barker, County Attorney �• DATE: August 6, 1996 COLORADO RE: Revised Policies Regulating Drug Use and Alcohol Misuse On April 15, 1996, the Board of County Commissioners approved the adoption of a Controlled Substance and Alcohol Policy for a Certain "Safety Sensitive Positions." The policy was based upon a sample policy we received from Mountain States Employers Council. It was designed to comply with both the Federal Transit Administration("FTA") and the Federal Highway Administration ("FHWA") regulations concerning drug and alcohol testing. A copy of the policy and the resolution adopting it are attached. The state of Colorado Department of Transportation reviewed the policy. Paul Engstrom, Planning-Grants Officer for the State of Colorado Department of Transportation, provided various recommendations as to how the policy could better fit the FTA and FHWA regulations. His recommendations are included in the attached letter, dated May 22, 1996. The first time I read Paul's letter I began to understand why people get so upset with bureaucrats.r? Our drug and alcohol policy was intended to be "user friendly" for both the Public Works Department (FHWA compliance) and the Department of Human Services (FTA compliance for v'5 „i":„,`,(4, mini-bus drivers). Paul's recommendations appeared to be nothing more than pickyobfuscationsy of our goal to have a simple, unified policy. Attached are our final drafts of two new policies which comply with all of the FTA and FHWA regulations and all the recommendations of Mr. Engstrom. In working through this process, I have come to realize that Paul is right about the differences between the FTA and FHWA regulations, such that having a unified policy is impracticable. Paul was most helpful in providing me with the information necessary to create these separate policies. He has also reviewed the final draft of the FTA policy and is satisfied that it complies with the FTA regulations. (I have asked Paul to provide me with the name of an individual from the FHWA to review the FHWA policy to ensure compliance. He let me know yesterday that he is talking to the FHWA personnel about who to contact for a compliance review.) I recommend that the Board replace the drug and alcohol policy adopted on April 15, 1996, with the attached policies. Michelle Raimer in Personnel has already established drug and alcohol testing procedures. These new policies will not change those testing procedures but, rather, will assure that we are in 961,575 75 Revised Drug Policies August 6, 1996 Page 2. compliance with the regulatory bodies who oversee this activity. If the Board agrees with this recommendation, I will place the policies on the Board's Agenda after the FHWA policy is reviewed by the FHWA comliance people. Accept Work Recommendation Session George Baxter Dale Hall Connie Harbert 11 Barbara Kirkmeyer Bill Webster V t / / Br f. Barker Weld County Attorney BTB/Im:Memo/Engstrom Attachments pc: Michelle Raimer Patsy Drewer Hello