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HomeMy WebLinkAbout810395.tiff • BOOK S RECEPTION 187827G DA�E( 381 TIME_,( n iii 0 MARY ANN f- ERSTEIN, Cerk Rccorc'or, WeH County, ColorodoS/y ORDINANCE NO. 99 AN ORDINANCE AUTHORIZING THE ISSUANCE AND SALE BY WELD COUNTY, COLORADO OF $7 , 500 , 000 AGGREGATE PRINCIPAL AMOUNT OF SINGLE FAMILY MORTGAGE REVENUE BONDS 1981 SERIES A, TO FINANCE THE PURCHASE OF MORTGAGE LOANS FOR RESIDENTIAL FACILITIES FOR LOW AND MIDDLE-INCOME FAMILIES OR PERSONS ; RATIFYING CERTAIN ACTION HERETOFORE TAKEN; AUTHORIZING THE EXECUTION AND DELIVERY BY WELD COUNTY, COLORADO OF A SALE AND SERVICE AGREEMENT, INDENTURE, CLOSING DOCUMENTS AND SUCH BONDS IN CONNECTION/ THEREWITH; PROVIDING FOR THE ,3 SALE OF SUCH BONDS TO THE FIRST NATIONAL RANK OF DENVER AND THE EXECUTION AND DELIVERY OF A BOND `i PURCHASE AGREEMENT TO EFFECT SUCH SALE; MAKING DETERMINATIONS AS TO "LOW AND MIDDLE-INCOME FAMILIES AND PERSONS , " AS TO THE SUFFICIENCY OF REVENUES AND AS TO OTHER MATTERS RELATED TO THE RESIDENTIAL FACILITIES ; REPEALING ACTION HERETO- FORE TAKEN IN CONFLICT HEREWITH; PROVIDING AN EFFECTIVE DATE HEREOF; DECLARING AN EMERGENCY AND PROVIDING AN APPROPRIATE EFFECTIVE DATE FOR THIS ORDINANCE AND RELATED MATTERS . WHEREAS , Weld County , Colorado (the "Issuer ") is a legally and regularly created , established , organized and existing • county under the provisions of Article XIV of the Constitution of the State of Colorado; and WHEREAS , the County and Municipality Development Revenue Bond Act , Section 29-3-101 et seq. , Colorado Revised Statutes 1973 , as amended (the "Act") , authorizes counties to finance and acquire one or more projects (which includes any land , building or other improvement and real and personal properties) to the end that more adequate residential facilities for low 810395 , BOOKJ06 RECEPTION__. 1878276 18- 1 2 and middle-income families and persons may be provided which promote the public health , welfare , safety, convenience and prosperity ; and WHEREAS , such counties are further authorized by the Act to issue revenue bonds for the purpose of defraying the cost of financing and acquiring any project , including the payment of interest on the proposed revenue bonds for not exceeding three years , the funding of any reserve funds which the governing bodies of such counties may deem advisable to establish in connection with the retirement of the proposed revenue bonds or the maintenance of the project and all incidental expenses incurred in issuing such bonds , and to secure payment of such bonds as provided in the Act ; and WHEREAS , pursuant to an ordinance , the Issuer will , in accordance with provisions of the Act , finance through the issuance of the Bonds hereinafter referred to the purchase of mortgage loans (the "Mortgage Loans") for residential facili- ties for low and middle-income families or persons intended for use as the sole place of residence by the owners or intended occupants , which residential facilities will he located within the boundaries of the Issuer and which residential facilities shall qualify as a "project" within the meaning of the Act ; and BOOK y56 RECEPTION 1878276 18 3 3 WHEREAS , Single Family Mortgage Revenue Bonds 1981 Series A in the aggregate principal amount of $7 , 500 , 000 (the "Bonds " ) will be issued and delivered by the Issuer to provide funds for the purchase of the Mortgage Loans , the funding of a reserve fund in connection with the retirement of the Bonds and certain costs incurred in connection with the issuance of the Bonds ; and WHEREAS , concurrently with the issuance of the Bonds , certain home mortgage lending institutions (the "Participants" ) will enter into the Sale and Service Agreement with the Issuer providing for the origination and servicing of the Mortgage Loans by the Participants ; the Issuer will enter into an Inden- ture with Central Bank of Denver , Denver , Colorado , as trustee ( the "Trustee" ) ; the Trustee , The First National Bank of Denver (the "Bank" ) and the Issuer will enter into an Option and Tender Agreement dated as of December 1, 1981 (the "Option and Tender Agreement") ; and the Issuer and The First National Bank of Denver as Purchaser (the "Purchaser ") will enter into a Bond Purchase Agreement dated December 28 , 1981 (the "Bond Purchase Agreement" ) ; and WHEREAS , there have been presented to the Board of County Commissioners ( the "Commissioners" ) : ( i) the proposed form of Sale and Service Agreement dated as of December 1, 1981 (the "Sale and Service Agreement") among the Issuer and the Partici- BOOK..35 6 RECEPTION 1878276 / 13-q 4 • Pants , ( ii) the proposed form of Indenture dated as of December 1, 1981 (the "Indenture" ) between the Issuer and the Trustee , ( iii) the proposed form of the Option and Tender Agreement dated as of December 1 , 1981 between the Trustee and the Bank , (iv) the proposed form of the Bond Purchase Agreement dated December 28 , 1981 between the Issuer and the Purchaser and (v) the Preliminary Official Statement (the "Official Statement" ) relating to the sale of the Bonds dated December 18 , 1981 . NOW, THEREFORE, RE IT ORDAINED BY THE BOARD OF COUNTY COMMISSIONERS OF THE COUNTY OF WELD, STATE OF COLORADO: Section 1 . All action (not inconsistent with the provi- sions of this Ordinance) heretofore taken by the Commissioners and the officers of the Issuer directed toward financing the purchase of the Mortgage Loans and the issuance and sale of the Bonds therefor be , and the same is hereby , ratified , approved and confirmed . Section 2 . The Issuer shall finance the purchase of the Mortgage Loans , the funding of a reserve fund in connection with the retirement of the Bonds and issuance expenses by depositing the proceeds of the Bonds with the Trustee , a por- tion of which proceeds will be disbursed by the Trustee for the purchase of the Mortgage Loans in accordance with the provi- sions and conditions of the Sale and Service Agreement for the purposes described above . BOOK956 RECEPTION 1878276 18-S 5 Section 3 . To defray the cost of financing the purchase of the Mortgage Loans , the funding of a reserve fund in connection with the retirement of the Bonds and issuance ex- penses , there is hereby authorized and created an issue of revenue bonds designated as "Weld County , Colorado , Single Family Mortgage Revenue Bonds 1981 Series A" in the aggregate principal amount of $7 , 500 , 000 , issuable as coupon bonds in the denomination of $5 , 000 , registrable as to principal only with the Option Bonds (as defined in the Indenture) having "A" and "B" coupons attached , the "B" coupons being in fully registered form and as fully registered Bonds in the denomination of $5 , 000 or any integral multiple thereof , provided that fully registered Option Bonds, shall bear "B" coupons which shall be in fully registered form, dated as provided in the Indenture , bearing interest from their date payable semiannually on June 1 and December 1 in each year , commencing June 1, 1982 , at the rates per annum set forth below, and maturing on December 1 in the designated years and in the principal amounts , as follows : Year (December 1) Maturities Interest 1983 $ 55 , 000 10 . 25% 1984 80, 000 10 . 75 1985 125 , 000 11 .00 1986 175 ,000 11 . 25 1987 240 , 000 11 . 50 1988 310 , 000 11. 75 1997 6 , 515 , 000 13.00 956 BOOK RECEPTION 187827f; 6 The Bonds shall be payable , shall be subject to redemption prior to maturity and shall he in the forms substantially as provided in the Indenture . The Bonds shall be sold to the Purchaser , at a private sale pursuant to the Bond Purchase Agreement at a purchase price equal to 98% of the principal amount of the Bonds plus accrued interest from December 1, 1981 to the date of their payment and delivery . The net effective interest rate on the Bonds , after giving effect to original issue discount referred to in this Section 3 , is 13 .08% , which rate is hereby determined to be the maximum net effective interest rate on the Bonds . Section 4 . Pursuant to Section 29-3-103 (10) (d) of the Act, the Commissioners hereby find and determine that "low and middle-income persons and families" within the boundaries of the Issuer are persons and families with maximum income (as computed in accordance with the provisions of the Sale and Service Agreement) does not exceed $38 , 500 (which maximum income is subject to certain adjustments as provided in the Sale and Service Agreement) and that such persons and families lack the financial ability to pay prices or rentals sufficient to induce private enterprise within the boundaries of the Issuer to build a sufficient supply of adequate , safe and 1878276 BOOK 956 RECEPTION ( g ' 7 7 sanitary dwellings without the special assistance afforded by the Act. The interest rate on the Mortgage Loans will be 13 . 27% per annum. Section 5 . The following determinations and findings are hereby made in accordance with Sections 29-3-113, 29-3-114 and 29-3-120 and in reliance upon information furnished to the Issuer by E. F. Hutton & Company Inc . , consultant to the Issuer in structuring the financing : (a) The amount necessary in each year to pay the ' principal of and the interest on the Bonds (assuming no redemption, other than mandatory sinking fund redemption , prior to maturity) is set forth in Appendix A hereto . (b) The Commissioners have deemed it advisable to establish for contingent use in connection with the re- tirement of the Bonds , among other purposes , the trust fund created and established by the Indenture designated as the Capital Reserve Fund . Moneys on deposit in such fund shall be used to provide a reserve for the payment of the principal of and interest on the Bonds . There shall be deposited in the Capital Reserve Fund from the proceeds of the Bonds an amount equal to the Capital Reserve Fund Requirement (as defined in the Indenture) . Except for such deposits of the proceeds of the Bonds into the Capi- • BOOK.956 RECEPTION...1..7? . S tal Reserve Fund and for the amounts , if any , required to restore the Capital Reserve Fund to the Capital Reserve Fund Requirement (as defined in the Indenture) , it is not necessary for the Participants or any other person or entity to pay any amount into such fund or account in any years . (c) The terms of the Sale and Service Agreement pursuant to which the Mortgage Loans will be made provide that the Participants shall cause the properties subject to the Mortgage Loans to be maintained in good repair and shall carry all proper insurance with respect thereto in the event that the owners or occupants of such properties fail to do so . (d) The revenues payable under the Sale and Service Agreement are sufficient to pay , in addition to all other requirements of the Sale and Service Agreement and this Ordinance , all sums referred to in paragraphs (a) , (h) and (c) of this Section 5 . (e) The Sale and Service Agreement provides that provisions of the Mortgage Loans require the owners or occupants of the properties subject to the Mortgage Loans to pay all taxes which all taxing entities are entitled to receive from such persons with respect to such properties . BOOK`356 RECEPTION 1878276 1 `6 -q 9 Section 6 . The forms , terms and provisions of the Sale and Service Agreement , the Indenture the Option and Tender Agreement and the Bond Purchase Agreement be and they hereby are approved and the Issuer shall enter into the Sale and Service Agreement, the Indenture , the Option and Tender Agree- ment and the Bond Purchase Agreement in substantially the forms of each of such documents presented -to the Commissioners at this meeting ; and the Chairman of the Board of County Commis- sioners is hereby authorized and directed to execute and de- liver such documents and the County Clerk and Recorder is hereby authorized and directed to affix the Issuer ' s seal to , and to attest the signature of the Chairman on , such documents ; provided , however , that certain changes are authorized to be made in the Indenture subsequent to the date hereof to provide for the issuance of the Bonds in coupon form. The Preliminary Official Statement is on file with the County Clerk and Re- corder . The Chairman , Board of County Commissioners , is autho- rized to -execute a final Official Statement , substantially in the form of the Preliminary Official Statement, but with such changes therein as are necessary to accurately summarize the above-listed documents and to reflect the terms of the Bonds . Section 7 . The forms , terms and provisions of the Bonds , in the forms contained in the Indenture , be and they hereby are BOOKli`16 RECEPTION 18'78271; 10 approved ; and the Chairman of the Board of County Commissioners is hereby authorized and directed to execute the Bonds and the County Clerk and Recorder is hereby authorized and directed to attest the signature of the Chairman on the Bonds and each is authorized to deliver the Bonds . The seal of the Issuer (or a facsimile thereof) is hereby authorized and directed to be impressed or imprinted on the Bonds . The signature of the Chairman of the Board of County Commissioners on the Bonds and the signature of the County Clerk and Recorder on the Bonds may be manual or by facsimile , except that there shall be at least one manual signature on the Bonds which may be the signature of the officer of the Trustee completing the Certificate of Authentication thereon . Section 8 . The following funds and accounts are created by the. Indenture : the Bond Fund , the Capital Reserve Fund , the Acquisition Fund , the Principal Account (and therein the Prin- cipal Prepayment Subaccount) , the General Account, the Cost of Issuance Account and the Excess Earnings Account . These funds and accounts are generally described as follows : (a) Capital Reserve Fund . The Capital Reserve Fund is initially funded from Bond proceeds in an amount equal to the Capital Reserve Fund Requirement (as defined in the Indenture) . Moneys in the Capital Reserve Fund will be 956 1978276 BOOK..._....... RECEPTION (S- J.1 used solely for the payment of the principal of , premium, if any , and interest on the Bonds , but only when and to the extent that other moneys are not available therefor pursuant to the Indenture and the Sale and Service Agree- ment or from other sources , provided that moneys in the Capital Reserve Fund may he used to redeem all outstanding Bonds as provided in the Indenture . (b) Bond Fund . From the proceeds of the Bonds there will be deposited in the Bond Fund accrued interest , if any , paid by the Purchaser of the Bonds . There shall also be deposited in the Bond Fund from the General Account and the Principal Account amounts as necessary for the purpose of paying principal of , premium, if any , and interest on the Bonds . Moneys on deposit in the Bond Fund shall he used solely for the payment of the principal of , premium, if any , and interest on the Bonds . (c) Principal Account and Principal Prepayment Subaccount . The Indenture requires the Trustee to deposit into the Principal Account all amounts representing pay- ments of principal on Mortgage Loans as more specifically referred to in Section 5 . 07 of the Indenture . Moneys in the Principal Account representing regularly scheduled Mortgage Loan principal payments shall be transferred to BOOK 956 RECEPTION 187827f; /1- 12 the Bond Fund on the day preceding each Bond principal payment date or sinking fund redemption date and shall be used , first, to pay maturing principal of the Bonds and thereafter to pay interest on the Bonds . Moneys trans- ferred to the Principal Account representing Principal Prepayments (as defined in the Sale and Service Agree- ment) , excess moneys in the Capital Reserve Fund resulting from decreases in the Capital Reserve Fund Requirement , certain moneys transferred from the General Account ( in accordance with the provisions of Section 5 . 08 (x) of the Indenture) and certain moneys remaining in the Acquisition Fund on December 25 , 1982 shall he deposited in the Prin- cipal Prepayment Subaccount and be used for the purpose of redeeming Bonds on February 1, 1983 , all as more fully set forth in the Indenture . (d) Acquisition Fund . There shall be deposited in the Acquisition Fund the balance of the proceeds of the Bonds , after the deposit of such proceeds into the Cost of Issuance Account , the Bond Fund , the Capital Reserve Fund , and any other moneys required to be deposited therein by the Indenture or the Agreement . Moneys in the Acquisition Fund will be used to purchase the Mortgage Loans (provided that certain moneys remaining in the Acquisition Fund on BOOK 956RECEPTION_.__ 878276 It- /3 13 December 25 , 1982 shall be transferred to the Principal Prepayment Subaccount and used for the purpose of redeem- ing Bonds on February 1 , 1°R3) all as provided in the Sale and Service Agreement and the Indenture . (e) General Account . All funds withdrawn by the mrustee from the Receipts Account which are not deposited in the Principal Account or the Principal Prenayment Subaccount will he deposited in the General Account . Moneys derived from investment of moneys in the various funds and accounts created pursuant to the Indenture are also deposited in the General Account . Certain other deposits may also be made in the General Account . Moneys in the General Account shall be user; --:; ? . - 1- to ?:e certain transfers to the Excess Earnings Fund as provided in the Indenture , to pay certain insurance premiums , to he transferred to the Bond Fund in amounts necessary to pay Bond principal maturing on Bond principal payment dates , to be transferred to the Bond Fund in amounts necessary to pay Bond interest maturing on Bond interest payment dates , to pay the annual fees and reasonable expenses of the Trustee and any other paying agents, to restore the Capi- tal Reserve Fund to the Capital Reserve Fund Requirement , to reimburse any Participant for any reimbursement or BOOK.956 RECEPTION 15:182'7r /$-/4 14 indemnity pursuant to the Sale and Service Agreement , to pay the cost of certain accountant verifications and , on the date specified in the Indenture , there shall he trans- ferred to the Principal Prepayment Subaccount all moneys remaining in the General Account . In addition to the foregoing , the Trustee may with- draw from the General Account moneys sufficient to pay accrued interest upon the purchase of Bonds to be credited against sinking fund payments pursuant to the Indenture . (f) Cost of Issuance Account . The Cost of Issuance Account is initially funded from Bond proceeds . Moneys in the Cost of Issuance Account shall be used to pay F . F. Hutton & Company Inc . the amount of $52 , 500 , from which E . F. Hutton & Company Inc . will pay all costs of issuance relating to the Bonds . (g) Excess Earnings Fund . Under circumstances set forth in the Indenture , certain moneys may he transferred from the General Account to the Excess Earnings Fund . Moneys in the Excess Earnings Fund may be paid to the United States of America under circumstances set forth in the Indenture . Reference is hereby made to the provisions of the Indenture relating to the source and application of moneys in the funds BOOK 956 RECEPTION 1878276 15 and accounts created thereunder , which provisions are incor- porated herein by reference . Section 9 . The Chairman of the Board of County Commis- sioners is hereby authorized and directed to execute and de- liver to the Trustee the request and authorization of the Issuer for the authentication and delivery of the Bonds by the Trustee , in accordance with Section 2 . 05 of the Indenture . Section 10 . Central Bank of Denver , having its principal corporate offices in the City of Denver , Colorado , is hereby appointed as Trustee , paying agent and bond registrar under the Indenture . Section 11 . The cost of financing the purchase of the Mortgage Loans , the costs of issuance and the funding of a reserve fund in connection with the retirement of the Bonds are payable out of the proceeds of the Bonds and none of the Bonds will be the general obligation of the Issuer nor shall any of the Bonds , including the interest thereon, constitute the debt or indebtedness of the Issuer within the meaning of any provi- sion or limitation of the Constitution or statutes of the State of Colorado or any home rule charter of any political subdivi- sion thereof or the Home Rule Charter of the Issuer nor shall anything contained in this Ordinance or in the Bonds , the Sale and Service Agreement, the Indenture or any other instrument in 956 18'782'76_ BOOK RECEPTION ! % . Ili 15 connection therewith constitute or give rise to a pecuniary liability of the Issuer or the State of Colorado or a charge against their general credit or taxing powers , nor shall the breach of any agreement contained in this Ordinance , or any of the above-mentioned instruments , impose any pecuniary liability upon the Issuer or any charge upon its general credit or taxing powers , the Issuer having no power to pay out of its general fund , or otherwise contribute any part of the costs of financ- ing the purchase of the Mortgage Loans , nor power to operate the properties which are the subject of the Mortgage Loans as a business or in any manner , nor shall the Issuer condemn any land or other property for the properties which are the subject of the Mortgage Loans nor contribute any land or other property to the properties which are the subject of the Mortgage Loans . Section 12. After any of the Bonds are issued , this Ordinance shall be and remain irrepealable until the Bonds and the interest thereon shall have been fully paid , cancelled and discharged . Section 13 . If any section , paragraph , clause or provi- sion of this Ordinance shall for any reason be held to be invalid or unenforceable , the invalidity or unenforceability of such section , paragraph , clause or provision shall not affect any of the remaining provisions of this Ordinance . 18'78276 BOOK qq.56 RECEPTION......._...-. ——? 17 Section 14 . All bylaws, orders, resolutions and ordi- nances, or parts thereof, inconsistent herewith and with the documents hereby approved, are hereby repealed to the extent only of such inconsistency, and if so repealed, no other bylaw, order, resolution or ordinance, or part thereof shall be re- vived. - Section 15 . This Ordinance shall take effect immediately upon its passage. Section 16 . The Board of County Commissioners hereby finds and declares that an emergency exists because the Bonds must be issued prior to December 31, 1981 to qualify for an allocation pursuant to Executive Order of the Governor and therefore this Ordinance constitutes an emergency ordinance within the meaning of the Issuer' s Home Rule Charter. The effective date of this Ordinance is December 28 , 1981. PASSED, ADOPTED AND APPROVED this 28th day of December, A.D. , 1981. BOARD OF COUNTY COMMISSIONERS \ � ' WE COUNTY, COL DO ATTEST: rd� _ . VvtA fuJ.r'+',^,;r Jvi C c Carlson, Chairman Weld County Clerk and Recorder c // and Clerk to the Board / r, vJ Norman Carlson, Pro-Tem BY +/_ss+`` YJ� lFt y ,p„4WAcG.t�lnt Clerk /i ' � f / , v L '� � � C. W. Kirby APP (SS7 A 'tORM: irn /7 J -n Martin" T County Attorney 2-2 2`" J e K. Ste ' ark PUBLISHED: JANUARY 7, 1981 in the Johnstown Breeze 187827€ BOOK 956 RECEPTION 18 APPENDIX A COUNTY OF WELD, COLORADO SINGLE FAMILY MORTGAGE REVENUE BONDS SERIES 1981 A Date Principal Interest Total ( including mandatory sinking fund) 6/1/82 $ 479 ,32.5 .00 $ 479 , 325.00 12/1/82 479 ,325 .00 479 ,325 .00 6/1/83 479 , 325 . 00 479 , 325. 00 12/1/83 S 55 , 000 479 , 325 .00 534 , 325 .00 6/1/84 476 ,506 . 25 476 , 506. 25 12/1/84 80 , 000 476 , 506 .25 556 , 506 . 25 6/1/85 472 ,206 .25 472, 206 . 25 12/1/85 125 , 000 472, 206 .25 597 , 206 . 2.5 6/1/86 465 ,331. 25 465 ,331 . 25 12/1/86 175 , 000 465 ,331 .25 640 ,331 .25 6/1/87 455 ,487 . 50 455, 487 . 50 12/1/87 240 , 000 455 ,487 . 50 695 , 487 . 50 6/1/88 441, 687 .50 441,687 . 50 12/1/88 310 , 000 441, 687 . 50 751, 687 . 50 6/1/89 423 ,475 . 00 423 , 475 .00 12/1/89 390 , 000 423, 475 .00 813 , 475 .00 6/1/90 398 ,125.00 398 ,125 .00 12/1/90 485 , 000 398 ,125 .00 883 ,125.00 6/1/91 366 ,600 . 00 366 ,600. 00 12/1/91 595 , 000 366 , 600 .00 461, 600.00 6/1/92 327 ,425 . 00 327 ,925.00 12/1/92 720 , 000 327 , 925 .00 1 ,047 ,925.00 6/1/93 281,125 . 00 281 ,125 . 00 12/1/93 835 , 000 281 ,125 .00 1 , 116 ,125 .00 6/1/94 226 ,850 .00 226 ,850. 00 12/1/94 960 , 000 226, 850 .00 1 ,186 , 850 .00 6/1/95 164,450 .00 164 ,450 .00 12/1/95 1 , 090 , 000 164 , 450 .00 1 , 254 , 450 .00 6/1/96 93, 600 .00 93, 600 .00 12/1/96 1 , 235 , 000 93, 600 .00 1 ,328, 600 .00 6/1/97 13,325.00 13 , 325 . 00 12/1/97 205 , 000 13 ,325 .00 2.18 , 325 .00 AFFIDAVIT OF PUBLICATION THE JOHNSTOWN BREEZE STATE OF COLORADO ) ss COUNTY OF WELD ) I, Clyde Briggs, do solemnly swear that I am publisher of The Johnstown Breeze; that the same is a weekly newspaper printed, in whole or in part, and published in the County of Weld, State of Colorado, and has a general circulation therein; that said newspaper has been published continuously and uninterruptedly in said County of Weld for a period of more than fifty-two consecutive weeks prior to the first publication of the annexed legal notice or advertisement; that said newspaper has been admitted to the United States mails as second-class matter under the provisions of the Act of March 3, 1879, or any amendments thereof, and that said newspaper is a weekly newspaper duly qualified for publishing legal notices and advertisements within the meaning of the laws of the State of Colorado. That the annexed legal notice or advertise- ment was published in the regular and entire issue of every number of said weekly newspaper for the period of .1.... consecu- tive insertions; and that the first publication of said notice as in the issue, said newspaper dated .1/J A.D. 197.., and that the last public tion of said notice was in the issue of said newspaper dated , A.D. 19 In witness whereof I have hereunto set my hand this 7 day of ,Ta5 , A.D. 1992 Publisher Subscribed and sworn to before me, a Notary Public in and for the County of Weld;State of Colorado, this r- day of a'..4. A.D. 19 ).F, .:y / // / • / 7 // Notary Public. My commission expires ..". ./1.:. ..... PUBLIC NOTICE ORDINANCE NO.90 , N ORDINANCE AUTHOR- ZING THE ISSUANCE AND` SALE BY WELD COUNTY. COLORADO OF $1,500 000 AGGREGATE PRINCIPAL AMOUNT OF SINGLE FAMILY MORTGAGE REVENUE BONDS 1981 SERIES A TO FINANCE THE PURCHASE OF MORTGAGE LOANS FOR RESIDENTIAL FACILITIES FOR LOW AND MIDDLE- INCOME FAMILIES OR PERSONS; RATIFYING CERTAIN ACTION HERETO- FORE TAKEN; AUTHORIZ- ING THE EXECUTION AND DELIVERY BY WELD COUNTY COLORADO OF A SALE AND SERVICE AGREE- MENT INDENTURE CLOS- ING DOCUMENTS AND SUCH BONDS IN CONNECTION THEREWITH; PROVIDING FOR THE SALE OF SUCH BONDS TO THE FIRST NATIONAL BANK OF DENVER AND THE EXECU- TION AND DELIVERY OF A BOND PURCHASE AGREE- MENT TO EFFECT SUCH SALE• MAKING DETERMIN- MIDDLE-IS NCOME FOW AMILIEAND AND PERSONS," AS TO THE SUFFICIENCY OF REV• ENUES AND AS TO OTHER RESIDENTIIAL FTTERS AACCDdTIES REPEALING ACTION HERE- TOFORE TAKEN IN CON- FLICT HEREWITH; PROVID- ING AN EFFECTIVE DATE HEREOF' DECLARING AN EMERGENCY AND PROVID- ING AN APPROPRIATE ORDINANCE AND RELATR ED MATTERS. WHEREAS, Weld County, , Colorado (the "Issuer") is a legally and regularly created established,county organised pand VISIONS OF Article eof the Constitution of the State of C Public WHEREAS, the County and "B" coupons attached;the "B" documents and the County Clerk Mu lcipal lty D e v el opment coupons being in fully registered and Recorder is hereby author- Revenue Bond Act, Section form and as fully registered ized and directed to affix the 29.9-101 et seq., Colorado Re- Bonds in the denomination of Issuer's seal to,and to attest the vised Statutes 1973, as amended 55,000 or any integral multiple signature of the Chairman on, (the"Act"),authorizes counties thereof, provided that fully such documents; provided,how- to finance and acquire one or registeredOption Bonds shall ever, that certain changes are more projects (which includes bear"B"coupnons which shall be authorized to be made in the any land, building or other in fully registered form, dated Indenture subsequent to the date improvement and-real and as provided in the Indenture, hereof to provide for the personal properties) to the end bearing interest from their date issuance of the Bonds in coupon that more adequate residential payable semiannually on June 1 form. The Preliminary Official facilities for low and middle- and December 1 in each year, Statement is on file with the Income families and persons commencing June 1,1982,at the County Clerk and Recorder.The • may be provided which promote rates per annum set forth below, Chairman, Board of County the public health, welfare, and maturing on December 1 in Commissioners is authorized to safety, convenience and pros. the designated years and in the execute a finaii Official State- verity; and , principal amounts, as follows: ment, substantially in the form MOTE THE PUBLIC HEALTH, of the Preliminary Official WELFARE SAFETY CON+ Year Statement, but with such VENIENCE AND PROSPER+ (Dec.1) Maturities Interest changes therein as are neces- ITY: AND 1983 $ 55,000 10.25"% sary to accurately summarize 80,000 10.75% the above-listed documents and WHEREAS,such counties are 1985 125,000 m00% to reflect the terms of the Bonds. further authorized by the Act to 1986 175,000 11.25% Section 7. The forms, terms issue revenue bonds for the 1987 240,000 11.504 and provisions of the Bonds in furpose of defraying the cost of 1988 310,000 11.754• the forms contained in the inancing and acquiring any 1997 6,615.000 - Is An W. Indenture, be and they hereby project, including the payment The Bonds shall be payable, , are approved and the Chair- . of Interest on the proposed shall be subject m redemption man of the Board of County revenue bonds for not exceeding prior to maturity and shall be in Commissioners is hereby three years the funding of any the forms substantially as authorized and directed to reserve funds which the govern- provided in the Indenture. The execute the Bonds and the ing bodies of such counties may bonds shall be sold to the County Clerk and Recorder is deem advisable to establish in Purchaser, at a private sale hereby authorized and directed connection with the retirement pursuant to the Bond Purchase to attest the signature of the of the proposed revenue bonds Agreement at a purchase price Chairman on the Bonds and or the maintenance of the equal to 98 percent or the each is authorized to deliver the project and all incidental ex- principal amount of the Bonds Bonds.The seal of the Issuer(or penes incurred in issuing such plus accrued interest from a facsimile thereof) is hereby bonds and to secure payment of December 1, 1981 to the date of authorized and directed to be such bonds as provided in the their payment and delivery.The impressed or imprinted on the Act; and net effective interest rate on the Bonds. The signature of the Bonds, after giving effect to Chairman of the Board of WHEREAS, pursuant to an original issue discount referred County Commissioners on the ordinance, the Issuer will, in to in this Section 3 is 13.08 Bonds and the signature of the accordance with provisions of percent, which rate is hereby County Clerk and Recorder on the Act, finance through the determined to be the maximum the Bonds may be manual or by issuance of the Bonds herein- net effective interest rate on the facsimile, except that there after referred to the purchase of Bonds, shall be at least one manual - . mortgage loans(the"Mortgage signature on the Bonds which Loans'i for residential facilities Section 4.Pursuant to Section may be the signature of the for low and middle-Income 29-3-103(10) (d) of the Act the officer of the Trustee complet- , families or persons intended for Commissioners hereby find and ing the Certificate of Authenti- use as the sole place of residence determine that"low and middle- cation thereon. i by the owners or intended Income persons and families" „ occupDants which residential within the boundaries of the Section 8.The following funds facilities will be located within Issuer are persons and families and accounts are created by the the boundaries of the Issuer and with maximum income (as ' Indenture: the Bond Fund the which residential facilities shall . computed In accordance with Capital Reserve Fund, the qualify as a"project"within the the provisions of the Sale and Acquisition Fund,-the Principal meaning of the Act; and Service Agreement) does not Account(and therein the Princi- exceed $98,500 (which maxi- ! Cal Prepayment Subaccount) '. WHEREAS, Single Family mum income is subject to .the General Account,the Cost of h� r. Mortgage Revenue Bonds 1981 certain adjustments as provided Issuance Account and the Ex- ri, Series A in the aggregate in the Sale and Service Agree- cess Earnings Account. These -"^yi. principal amount of $7,500,000 ment)and that such persons and funds and accounts are gener- (the"Bonds")will be issued and families lack the financial ally described as follows: delivered by the Issuer to ability to pay prices or rentals provide funds for the purchase sufficient to induce'private (a) Capital Reserve Fund:' of the Mortgage Loans, the enterprise within the boundaries The Capital Reserve Fund is funding of a reserve fund in of the Issuer to build a sufficient initially funded from Bond connection with the retirement supply of adequate, safe and proceeds in an amount equal to of the Bonds and certain costs sanitary dwelling without the the Capital Reserve Fund Re- incurred in connection with the special assistance afforded by quirement (as defined in the Issuance of the ponds; and the Act.The interest rate on the Indenture). Moneys in the Mortgage Loans will be 13.27 Capital Reserve Fund will be WHEREAS, concurrently percent per annum, used solely for the payment of with the issuance of the Bonds, the principal of, premium, if certain home mortgage lending Section 5. The following de- any, and interest on the Bonds institutions (the Partici= terminations and findings are but only when and to the extent pants") will enter into the Sale hereby made in accordance with that other moneys are not and Service Agreement with the Sections 29-3.113, 29-3-114 and available therefor pursuant to Issuer providing for the origin- 29-3-120 and in reliance upon the Indenture and the Sale and lion and servicing of the information furnished to the Service Agreement or from Mortgage Loans by the Partici. Issuer by E. F. Hutton & other sources, provided that pants: the Issuer will enter into Company Inc.,consultant to the moneys in the Capital Reserve an Indenture with Central Bank Issuer in structuring the financ- Fund may be used to redeem all of Denver Denver,Colorado, as Ing: outstanding Bonds as provided trustee (the "Trustee"); the in the Indenture. Trustee, The First National (a) The amount necessary in Indenture. Bank of Denver (the "Bank") each year to pay the principal of and the Issuer win enter into an and the interest on the Bonds Option as of Decemer bers 1, 1981 than mandat no orde sinkinng ofund (the"Option and Tender A Agree- redemption, prior to maturity) meat");and the Issuer and The is set forth in Appendix A hereto. First National Bank of Denver as Purchaser (the Pur- - chaser") will enter into a Bond Purchase Agreement dated Dec- cember 28, 1981 (the Bond _ Purchase Agreement"); and the Bd.proceed Bond onds there the will deposited in the Bond Fund accrued interest,if any,paid by the Purchaser of the Bonds. There shall also be deposited in the deemed it advisable ablish Account Fund from t Principal for thegretirement connection the for e amounts rposea.of necessary Bonds, among otherpurposes for the the trust fud cretd nd and principal on the' Bonds. WHEREAS there have been established by the Indenture Moneys on deposit in the Bond presented to the Beard of County designated as the Capital Re- Fund shall be used solely for the Commissioners (the Commis- serve Fund:Moneys on deposit Payment of the principal of, stoners"):(1)the proposed form in such fund shall be used to premium,if any,and interest on of Sale and Service Agreement provide a reserve for the the Bonds. dated as of December 1 1981 payment of the principal of and (the "Sale and Service Agree- interest on the bonds. There (c) Principal Account and ment") among the Issuer and shall be deposited in the Capital Principal Prepayment Sub• the Participants, (ti the pro- Reserve Fund from the pro. account.The Indenture requires posed form of Indenture dated ceeds of the Bonds an amount the Trustee to deposit into the as of December 1 1981 (the equal to the Capital Reserve Principal Account°all amounts Indenture") between the Fund Requirement (as defined representing payments of Issuer and the Trustee, (iii) the in the Indenture). Except for prhrcipal on Mortgage Loans as proposed form of the Option and such deposits of the proceeds of more specifically referred to in Tender Agreement dated as of the Bonds into the Capital Section 5.07 of the Indenture. December 1, 1981 between the Reserve Fund and for the Moneys mthe Principal Account Trustee and the Bank (iv) the amounts, if any, required to representing regularly e r'proposed form of the Bond restore the Capital Reserve scheduled Mortgage Loan prin- Purchase Agreement dated De. Fund to the Capital Reserve cipal payments shall be trans- `t camber 28, 1981 between the Fund Requirement (as defined farm to the Bond Fund on the Issuer and the Purchaser and in the Indenture) it is not day precedin each Bond princl- i v) the Preliminary Official necessary for the {participants pal payment date or linking ..Statement (the "Official State. or any other person or entity to fund redemption date and shall ment")relating to the sale of the pay any amount into such fund principal used,dpa first, to pay maturing Bonds dated December 18,1981. or accounttrieneany years. thereafter icipal to pay Interest on n erms of the Sale and Bonds. Moneys transferred to OF FFDCAOthe NOWUNT_THEREFORE, THE ON,ARD Service the MortgagepLoansnwill sentingl PrtnncipalcPrept ments• ERS OF THE 'COUNTY OF be made provide that the (as defined in the Salve and WELD, STATE OF COLO- Participants shall cause the service Agreement), excess RADO' properties subject to' the moneys in 1 p fig gejYthe Capita Reserve Section 1. All action (not tabled MMortgag Loans to be main. Fund resulting from decreases inconsistent with the (not carry all good air and shall in the Capital Reserve Fund of this Ordinance heretofore respect thereto in the Insurance at redm the moneys ,taken by the Commissioners and the owners or occupants of such Account(in Requirement,accordance General ith the the officers of the Issuer properties fail to do.so. provisions of Section 5.08(x) of directed toward financing the the Indenture) and certain Bpurchase of the Mortgage Loans (d) The revenues payable moneys remaining in the Ac ul- onds the issuancebe,and the same Agreement are sufficient to pay affirm98 shall'I be deposited bin the Tis hereby, ratified, approved in addition to all other require- Principal Prepayment Sub- . 'and confirmed. ments of the Sale and Service account and be used for the Section R. The Issuer shall agreement and d this Ordinance, Purpose of redeefnin Bondi on , finance the purchase of the graphs (a), (b) and (c) of.this fully set forthin the Inden more Mortgage Loans, the funding of Section d.•F reserve fund in connection (d) Acquisition Fund. There with the retirement of the Bonds (e) The Sale and Service shall be deposited in the Acquial- and,issuance-expenses by de. Agreement provides-that pro- tion Fund the balance df the .positing the proceeds of the visions-of the Mortgage Loans groceeds of the Bonds after the :Bonds with the Trustee a require the owners or occupants eposit of such proceeds into the Portion of which proceeds will be of the properties subject to the Cost of Issuance Account, the disbursed by the Trustee for the Mortgage Loans to pay all taxes Bond Fund,the Capital Reserve purchase of the Mortgage Loans which all taxing entities are Fund, and any other moneys In.accordance with the provi• entitled to receive from such required to be deposited thereln stone and conditions of the Sale persons with respect to such by the Indenture or the Agree- and Service Agreement for the properties. ment.Moneys in the Acquisition 'purposes described above. Fund will be used to purchase Section 9.To defray the cost of andecptionl 8,Tns of forth sale ens the Mortgage Loans (provided financing the purchase of the Service Agreement, the Inden- int tt he Acquisition Fund ion' ,Mortgage Loans, the funding of ture the Option and Tender December 25, 1982 shall be .a re the serve fund in connection Agreement and the Bond Pur- transferred to the Principal and issuance expent ses,the pis chase Agreementsap roved and tld they t used for the purpo a of ref ehereby authorized and created Issuer shall enter Into the Sale Ing Bonds on Fepbruary redeem-989) an issue of re*enue bonds and Service Agreement, the alias provided m the Sale and designated as "Weld County Indenture, the Option and Ten- Service Agreement and the Colorado, Single Family der Agreement and the Bond Indenture. Mortgage Revenue Bonds 1981 Purchase Agreement in sub. (e)General Account.All funds Series A" in the aggregate stantially the forms of each of withdrawn by the Trustee from principal amount of :'f.snp,o®p such documents presented to the the Receipts Account which aredenominati coupon t bonds lrehgBe Commissioners t Caman this o the Board Apccountt or�the in the Principal the Option to principal defined in hereby authorized and directed deposited in Subaccount h Gene al the Indenture) having "A'. and to execute and deliver such Account. Moneys derived from. ® tices invest ee!aide moneys a in thecounts Sale and Service Agreement,the created pursuant to the Inden. Indenture or any other inept in connection theew rewith ture are also deposited in thei General Account. Certain other pecuniary or liability of rise s a deposits may also be made Y m th State bof1tColorado or ea the General Account. Monaells in charge against their general used generally to make certain shall[ a taxing powers, nor transfers to the Excess Earn- shall tcontained in I any agree.Fund aspapy provided iineury ante or any of the above. Indenture, to mentioned instruments, impose ance premiums to be trans- any pecuniary liability upon the (erred to the Bond Fund in Issuer or any charge upon its amounts necessary to pay Bond general credit or taxing powers, principal maturing on Bond the Issuer having no power to principal payment dates to be pay out of its general fund, or tamoufer necessary the Bond pay Fund in otherwise contribute any part of gg the costa of financing the interesttpaymentndatee, to goad purchase of the Mortgage the annual fees and reasonable Loans,nor ich to operate the expenses of the Trustee and any of the Mortgage g are tan suase a th bf the IrnLoans manner, r t other paying agents, to restore shall the or s any condemn nor Ca Capital Reserve d Require-to e shall Issuer ape ment,ttoRreimburse an Prti - properties other h are the for the pant for any reimbursement or of the Mortgaage eLoansbnor ndemnity pursuant to the Sale contribute any land or other the andService e Agreement,t to pay property to the properties which verifications and, on the date are the subject of�he Mortgage specified in the Indenture,there shall be transferred ay ferment Sub. motion 12. After any of the account all moneys remaining in Bonds are issued, this Ord n the General Account. ance shall be and remain aid In addition to the foregoing, Lein ee interest thereon thl e shall have suthe Trustee may A withdraw from been fully paid, cancelled and fficient two pay p accruediinnter. discharged. eat upon the purchase of Bonds to be credited against sinking fund payments pursuant to the Section 18. If any y'eectiov, opfara. graph clause or provision (f) Cost of Issuance Account. W Ordinance shall for any The Coat of Issuance Account is reason be held to be invalid or initials funded from Bond unenforceable the Invalidity or n, proceeds.Moneys in the Cost of paragraph clause u precision Issuance Account shall be used steal no or provision ft pay E.F.Hutton&Company shall- not affect any. of this s to the from r Inc. amount Huttonof &CCo fromremaining provisions of which E.F. &Company Ordinance. Inc.will pay all costa of issuance relating to the Bonds. Section 14.All bylaws,orders,or resolutions and ordinances, or /g) Excess EaraNp Fund parts thereof inconsistent here- under xcess sftaalnlces set forth with and with the documents in the Indenture,certain moneys hereby approved,extent are hereby may be transferred front the sucrepealed Inconsistency, the only sof o General Account to the Excess repealed, ed,no fatheryy and rd so Earnings Fund Moneys in the reso resolutiono, or other bylaw,order, Excess Earnings Fund may be threof l ordinance, or part paid to the United States of thereof shall be revived. America' under circumstances set forth in.the Indenture. Section le. This Ordinance • shall take effect Immediately Reference Is hereby made to the upon its passage. provisions-of the Indenture relating to the source and Section y le. The CommissionersB h r of application of moneys N.the finandthat hereby funds and accounts created finds m declares any thereunder,which provisions emergency be Is because the are incorporated herein by Bonds must i 11 to qualify to reference. December 8l,1881 to for an allocation toExecu- Sectlon 8.The Chairman of the tive Order ofpthe Governor and Board of County Commissioners therefore uteenthis Ordinance in a ce is hereby authorized and dir- tunes an emergency emen ordinance ected to xecute and deliver to within the me Rule of the the Trustee the request and Issuer's effective Home Rate- far his authorization of the Issuer for The date of this the authentication and delivery Ordinance is December 28,1981. of the Bonds by the Trustee in accordance wig' Section 2.06 of the Indenture. PASSED ADOPTED AND APPROVED this 28th day of December, A.D., 1981. Section 19. CentralBank .of ..i BOARD OFCOUNTY . Denver havt'hg its principal COMMISSIONERS " corporate offices in the City of WELD COUNTY Denver, Colorado, is hereby COLORADO) appointed as Trustee, paying agent and bond registrar under Chuck Carlson,Chairman the Indenture. Norman Carlson,Pro-Tem C.W.Kirby Section 11. The cost of JohnMartin financing the purchase of the June K.Stelnmark Mortgage Loans, the costs of issuance and the funding of a ATTEST: Mary Ann reserve fund In connection with Feuerstein the retirement of the Bonds are Weld County Clerk the B nds nd none proceeds Bonds and Recorder and will be general obligation of the Clerk to the Board Issuer nor shall any of the By; Keitha White Bonds, including the interest Deputy County Clerk thereon, constitute the debt or APPROVED AS TO FORM: indebtedness of the Issuer R Russell Anson within the meaning of any County Attorney pos t or limitation of the Constitution or statutes of the gEAL State of Colorado or any home rule charter of any political PUBLISHED: JANUARY 7, subdivision thereof or the Home 1982 in the Johnstown Breeze Rule Charter of the Issuer nor Co Lega182-2-Clerk to the Board shall anything contained-in this Ordinance or in the Ronda. the APPENDIX A COUNTY OF WELD, COLORADO SINGLE FAMILY MORTGAGE REVENUE BONDS SERIES 1981 A Date Principal Interest 'natal (including mandatory sinking fund) 6/1/82 S 479,325.00 S 479,325.00 12/1/82 479,325.00 479,375.00 6/1/83 479,325.00 478,325.00 12/1/83 $ 55,000 479,325.00 534,325.00 5/1/84 476,506.25. 476,506.25 12/1/84 80,000 475,506.25 556,506.25 6/1/85 472,206.25 -. 472,706.25 12/1/85 125,000 472,206.25 597,206.25 6/1/85 465;331.25 465,331.25 12/1/86 175,000 465,331.25 643,331.25 6/1/87... 455,487.50 45S-,487i5D 12/1/87 240,000 455,487.50 695,487.50 6/1/88 441,687.50 441,:687.-50 12/1/88 310,000 441,687.50 . 751,687.50 6/1/89, 423,475.00 . 423,475.00 12/1/89 390,000 423f 475.00 813,475.00 6/1/90 - 398,125.00 398,125.110 12/1/90 485,000 308,125.00 - 883,125.00 6/1/91 366,600.00 - 366,600.00 12/1/91 595,000 166,500.00 061500,00 6/1/92.. 327,025.00 327,,925.00 12/1/92 77.0,000 327,975.00 1,047,925.00 6/1/93, 1 281,125.00 281,125,00 12/1/93 835,000 281,125.00 1,116,125.00 5/1'/9.4 "" 225,850.00 226,850.00 12/1/94 950,000 225,850.00 1,186,850.00 1145,',..,.. 154,450.00 164,450.00 ,12/1/95. - 1,090,000 164,450.00 1,254,450.00 6/1/95 ' " 93,500.00 03,500.00 12/1/9.5 1;,235,000 91,600.00 1,328,500.00 ''6/1/97 ' - 13,325.00 13,125.00 12/1/97 205,000 11,325.00 218,325.00 Hello