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HomeMy WebLinkAbout20260059 Houstan Aragon From: Taylor- CDPS, Christa <christa.taylor@state.co.us> Sent: Monday, December 22, 2025 3:42 PM To: Ermelinda Archibeque; Karol Patch; Rusty Williams; BOCC Contracts Cc: Louise Esquibel - CDPS;Alberta Lopez -CDPS;Amanda Odle -CDPS; Kelly Kissell - CDPS Subject: Final Monitoring Report- 19th Judicial District Attorney's Office, Grant#2024- VA-25-569-19 Attachments: Final Monitoring Report-19th Judicial District Attorney's Office.pdf This Message Is From an External Sender This email was sent by someone outside Weld County Government. Do not click links or open attachments unless you recognize the sender and know the content is safe. Hello Erma and Karol! Thank you for assembling, preparing, and submitting the required materials in order to successfully complete the comprehensive monitoring review of your 2025 VOCA grant award. I've attached a copy of my final report for your files. I enjoyed meeting with you and some of the staff during my on-site visit last month. OVP truly appreciates your cooperation with the monitoring process which is crucial to assuring the continued flow of federal grant funds to support crime victim services in Colorado. Thank you for the outstanding services that the Weld County DA's office provides to victims of crime! Hope you have a wonderful holiday. Sincerely, Christa Christa Taylor (She/Her/Hers) What's This? Grants Compliance Monitor Office for Victims Programs 700 Kipling St. Denver, CO 80215 P 720.926.1239 christa.taylor@state.co.us I dci.colorado.gov ecYnINICUI(Cat.O4,A) 1 /05/26 2026-0059 0 COLORADO Division of Criminal Justice Department of Public Safety 2025 Comprehensive Monitoring Report District Attorney's Office, 19th Judicial District 2024-VA-25-569-19 Period Reviewed: July 2025 - September 2025 Period Completed: October 2025 - December 2025 A 0 COLORADO Division of Criminal Justice Department of Public Safety Final Monitoring Report To: Ermelinda Archibeque, Project Director From: Christa Taylor, Grants Compliance Monitor Office for Victims Programs, Division of Criminal Justice Date,of monitoring review: (Q4) October 1, 2025 to December 31, 2025 Period reviewed: (Q3) July 1, 2025 to September 30, 2025 Date of site visit: November 18, 2025 Re: Comprehensive Monitoring Report Grant number: 2024-VA-25-569-19 Grantee: District Attorney's Office, 19th Judicial District Project name: Victim Witness Assistance Unit Award Period: January 1, 2025 - December 31, 2025 Purpose of the Monitoring Review The purpose of the monitoring review is to support programs in successfully administering CVS grants by assessing the agency's overall ability and compliance with the appropriate accounting and monitoring procedures; documenting that records are maintained to ensure fiscal control; and ensuring the proper management and efficient disbursement of state and federal funds in accordance with applicable fiscal rules. The Division of Criminal Justice (DCJ) places a high value on accountability for both DCJ and grantees. Accountability begins by consistent, open and reasonable reporting by grantees and by appropriate monitoring and technical assistance by DCJ staff. The objectives of the Office for Victims Programs (OVP) monitoring process include: (a) to ensure the grantee agency is complying with applicable state and federal programmatic and financial intent, rules and requirements for the use of the funds; (b) to identify technical assistance or training needs, and (c) for DCJ to fulfill its obligations as a state administrator for U.S. Department of Justice funds. The monitoring review consists of a comprehensive review by OVP staff of one quarter of documentation, or a snapshot in time of the agency's progress over the one-year grant cycle. There are times when the current review necessitates a more in-depth 1 0 COLORADO Division of Criminal Justice Department of Public Safety review for a designated portion or for the entire grant cycle. In this instance, the agency will be instructed by OVP staff of the additional documentation and processes necessary to complete the monitoring review. Monitoring process The initial comprehensive monitoring process related to general compliance with state and federal rules, regulations and statutes is completed by the Division of Criminal Justice Audit Compliance Monitor and several members of the Office for Victims Program's Grants Team. The initial phase of the Grants Monitoring Team comprehensive monitoring review begins with a detailed desk review of financial documentation for the selected quarter including: the general or subledger, journal entry detail report, payment summary, report of grant staff charges, chart of accounts, deposit records and supporting documentation for cash requests; review of program approved budget, goals and objectives; and reconciliation of the quarterly Financial Report and Payment Request with supporting documentation. The second phase of the detailed desk review by the Grants Compliance Monitor includes a review of the administrative rules, policies and procedures governing the OVP grant and other administrative information submitted by the agency. The final phase of the monitoring process is the site visit. During the site visit, OVP staff will: meet with key personnel regarding the administrative, financial and/or programmatic aspects of the program; review the master grant file; review the methodology for securing and storing confidential client files, if applicable; confirm the roster of grant-funded personnel; establish that key personnel have ready access to the Administrative Guide; and confirm the process for retrieving data reported on the PMT/Muskie report and verified the most recent total number of victims reported. Monitoring Results During the compliance monitoring process, the following were observed: Audit Compliance Monitor Documents and processes reviewed by the Division of Criminal Justice Audit Compliance Monitor and Grants Compliance Monitor during application, contracting, and on-going reporting: 1. Agency has submitted the most recent audit or financial review 2 A% COLORADO Division of Criminal Justice Department of Public Safety Acceptable - 2. Agency has resolved any issues in the most recent audit or financial review Not Applicable - OVP Grants Team Contracting a Ongoing Review Documents and processes reviewed by the Grants Team during application, contracting, desk reviews, and on-going reporting: 3. Agency files financial reports in timely manner with few or no corrections required Acceptable 4. Agency on track to expend all grant funds in a manner proportional to budget Acceptable - 5. Agency does not have discrepancies between narrative and financial reports (i.e. no money spent with progress made, etc.) Acceptable - 6. Agency can demonstrate that payment request and financial report have been authorized and signed by the correct individual Acceptable - 7. Agency is responsive to requests for information from DCJ staff Acceptable - 8. Agency is responsive in making changes requested by DCJ staff Acceptable - 9. Agency requests pre-approval from Grant Manager prior to making changes in budget or requesting reimbursement for expenses not clearly approved in budget Acceptable - 10.Agency project began as scheduled or within 60 days Acceptable - 11.Agency provides statistical and narrative reports in a timely manner with few or no corrections Acceptable - 3 0 COLORADO Division of Criminal Justice Department of Public Safety 12.Agency is on track to meet or exceed goals, objectives, and performance measures Acceptable - 13.Agency can demonstrate the use of an attribution statement, when applicable Not Applicable - 14.Agency has provided a Lobbying Certification (for grants over $100,000) Acceptable - 15.Agency has certified that they are in compliance with the Civil Rights Requirements (DCJ Form 30)(federal funds only) Acceptable - 16.Agency has complied with federal guidance on discovery or inventions Not Applicable - 17.Agency has complied with federal guidance on copyrighted work Not Applicable - 18.Agency has demonstrated confidentiality of identifiable research and statistics Choose an item- Grants Monitoring Team - Financial Review Documents and processes reviewed by the Grants Monitoring Team during the biennial monitoring financial review for the quarter being monitored: General 19.Agency can demonstrate that the accounting system separates revenues and expenditures by funding source Acceptable - 20.Agency can demonstrate to what account program funds are deposited Acceptable - 21.Agency can demonstrate that the deposit is identified by the grant name and number Acceptable- 4 COLORADO Division of Criminal Justice Department of Public Safety 22.Agency can demonstrate that backup documentation and subledger for actual grant expenditures equals the expenditures reported on the original Payment Request and Financial Report Acceptable - 23.Agency can demonstrate that any project income realized as a result of grant funded activities is properly reported and administered Not Applicable - 24.Agency appears to have demonstrated that federal funds are not supplanting state and local funds. Acceptable - 25.Agency can demonstrate that it has followed the required procurement procedures for Professional Services/Contracts or other grant-funded purchases as applicable. Not Applicable - 26.Agency has provided proof of insurance Not Applicable - 27.Agency does not have any exclusions reported in the SAM database Acceptable - Financial - Personnel 28.Agency can demonstrate that grant funds and/or match expenditures in the Personnel category are supported by timesheets Acceptable - 29.Agency has written or electronic timesheets that indicate the approved amount of time charged to the grant project including the grant number or other unique identifier Acceptable - 30.Agency has written timesheets that have signatures of the employee and supervisor/project director Acceptable - 5 en COLORADO Division of Criminal Justice Department of Public Safety 31.Agency has written timesheets which include the date timesheets were signed by the employee and supervisor/project director (following completion of work) Acceptable- 32.Agency allocated the appropriate percentage of payroll expenditures to the grant Acceptable - Financial - Supplies and Operating* 33.Agency can demonstrate that invoices are marked with the grant name and number Not Applicable - 34.Agency can demonstrate that invoices indicate the appropriate proportion of grant funds to the expense Not Applicable - 35.Agency has requested reimbursement only for allowable expenses clearly approved in the budget Not Applicable - 36.Agency has provided appropriate backup documentation for all requested expenses Not Applicable - Financial - Travel* 37.Agency can demonstrate mileage requests are supported with backup documentation (i.e. mileage voucher and mileage verification such as MapQuest, Google Maps, etc.) Not Applicable - 38.Agency can demonstrate that mileage requests include the allocation of grant funds to the expense Not Applicable - 39.Agency has provided backup documentation for per diem and lodging expenses. Not Applicable - 6 0 COLORADO Division of Criminal Justice Department of Public Safety Financial - Equipment* 40.Agency has a written Asset/Property Management policy that governs the maintenance of Equipment and other items of substance purchased with grant funds Not Applicable - 41.Agency can demonstrate that an equipment/inventory system is in place to track capital asset expenditures Not Applicable - Financial - Professional Services* 42.Agency has provided all DCJ Form 16's and/or 17's for Consultants in the period being reviewed Not Applicable - 43.Agency can demonstrate that the services were performed during the period reviewed Not Applicable - Financial - Indirect* 44.Agency can demonstrate the indirect rate was calculated correctly and that rent, equipment, or professional services over $50,000 were not included in the indirect calculation Acceptable - 45.Agency provided accounting report included indirect costs Acceptable - *Reviewed only if grantee has requests for reimbursement in the category in the quarter monitored. Financial - Cash or in-kind match 46.Agency can demonstrate how in-kind or cash match is calculated, tracked and attributed to OVP grants Not Applicable - 7 0 COLORADO Division of Criminal Justice Department of Public Safety 47.Agency has written timesheets which include the date timesheets were signed by the volunteer and supervisor/project director (not to exceed one month time) Not Applicable - Monitoring Team - Administrative Review Documents and processes reviewed by the Grants Monitoring Team during the biennial monitoring administrative and programmatic review for the quarter being monitored: General 48.Agency provides Civil Rights and Colorado DORA information to program participants (See additional notes) Acceptable 49.Agency provides information on filing Civil Rights complaints to program participants (See additional notes) Acceptable - 50.Agency has submitted EEOP Verification at the the EEOP Verification Homepage (See additional notes) Unable to Submit- 51.Agency can demonstrate program services are evaluated regularly by clients, community, or outside agency (See additional notes) Acceptable - 52.Agency can explain any differences in job descriptions since approval of the Grant Agreement and, if a change has occurred, agency provided a written job description with GPM approval Not Applicable- 53.Agency can demonstrate that it has financial policies and procedures that require internal accounting controls Acceptable- 54.Agency has provided a copy of its bylaws (if applicable) Not Applicable- 8 0 COLORADO Division of Criminal Justice Department of Public Safety Items required within Personnel Manual or as a stand-alone policy 55.Agency has a Personnel Policy manual (See additional notes) Acceptable - 56.Agency has an EEOC section/policy for employees (See additional notes) Acceptable - 57.Agency has a Limited English Proficiency policy (See additional notes) Acceptable - 58.Agency has a Conflict of Interest policy (See additional notes) Acceptable - 59.Agency has a Drug-Free workplace policy (See additional notes) Acceptable - 60.Agency has Political Activity and Lobbying prohibitions policy for employees paid with federal funds (See additional notes) Acceptable - 61.Agency has a Records Retention policy that meets federal guidelines (See additional notes) Acceptable - 62.Agency has a grievance procedure for employees (See additional notes) Acceptable - 63.Agency has policies in place to assure confidentiality and to assure that personally identifying information is protected (See additional notes) Acceptable - 64.Agency has a process for reporting suspected fraud and a non-retaliation policy ("Whistleblower Policy") (See additional notes) Acceptable - 9 0 COLORADO Division of Criminal Justice Department of Public Safety VAWA - Specific Questions 65.Agency has a policy for response to workplace-related incidents of sexual misconduct, domestic violence and dating violence Not Applicable 66.Agency's EEOC employee policy includes a prohibition against discrimination based on race, color, religion, national origin, sex, gender identity, sexual orientation, or disability Not Applicable - Grants Monitoring Team - Site Visit Primary contact interviewed: Ermelinda Archibeque, Victim Witness Program Director; Karol Patch, Director of Victim Services, Victim CompensationNALE Administrator Project staff met or in attendance: Jordan Lewis, Victim Witness-Juvenile Court; Gabriela Diaz/Victim Witness-District Court; Michael Rourke, Weld County District Attorney DCJ Staff in attendance: Christa Taylor 67.Agency can demonstrate that a project file has been established for the grant Acceptable - 68.Agency can demonstrate a project file which contains copies of any documents, correspondence and required receipts Acceptable - 69.Agency can demonstrate the executed Grant Agreement is either in the grant file or retained electronically Acceptable - 70.Agency can demonstrate that the Federal/State Administrative Guide is on hand or readily available Acceptable - 71.Agency can demonstrate client files, if any, are stored in a secure location (See additional notes) 10 OCOLORADO Division of Criminal Justice Department of Public Safety Acceptable - 72.Agency can verify that individuals employed on the federal grant meet the requirements for employment eligibility (See additional notes) Acceptable - 73.Agency has an identified individual responsible for data collection (See additional notes) Acceptable - 74.Agency is able to demonstrate the process by which verifiable and prorated data for the PMT (VOCA) or Muskie Report (VAWA) or data report (ARPA/GenF) is generated (See additional notes) Acceptable - 75.Agency has met the requirements in determining suitability for interaction with minors (employees, consultants and volunteers) (See additional notes) Not Applicable - 11 erh COLORADO Division of Criminal Justice Department of Public Safety Compliance Findings a Grantee Action needed for on-going concerns: N/A Mandatory Completion Date: N/A Certification I have conducted this OVP grant monitoring review in accordance with DCJ's standard procedures using the appropriate monitoring checklists for the purpose of forming an opinion on the general administration of the grant. This was not an audit, and therefore all areas examined were only examined for purposes of obtaining an assessment of compliance with administrative, program and specific financial requirements. Dated this 22nd day of December 2025 Christa Taylor Grants Compliance Monitor Office for Victims Programs Division of Criminal Justice Colorado Department of Public Safety 12 OCOLORADO Division of Criminal Justice Department of Public Safety Additional Notes 48-49. The federal and state Office for Civil Rights posters and DORA brochures which include information on how to file a Civil Rights complaint are posted in the office lobby for participants to see. 50. Due to the Office for Civil Rights temporarily pausing the collection of new submissions, the Weld County DA's Office was unable to renew their EEOP Certification. 51. See sample evaluations 55. See Weld County District Attorney's Office Personnel Policies 56. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.1 §3-2-10 Equal Employment Opportunity (EEO) 57. See Limited English Proficiency (LEP) VW Unit Policy 58. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.7 §3-3-100 Conflict of Interest 59. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.5 §3-3-60 Drug-free workplace 60. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.7 §3-2-20 Political Activities 61. The Weld County District Attorney's Office adheres to the Colorado State Archives Records Management Manual for District Attorneys' Records 62. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources R9 §3-4-40 Employee Grievance, §3-4-60 Grievance procedure 63. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.9 §3-3-90 Confidential information 64. See Weld County, Colorado-Charter and County Code Chapter 3-Human Resources P.6 §3-15-170 Policy prohibiting retaliation (Additionally, the DOJ Office of the Inspector General WHISTLEBLOWER INFORMATION for DEPARTMENT OF JUSTICE CONTRACTORS, SUBCONTRACTORS, AND GRANTEES, is posted at the DA's Office) 13 0 COLORADO Division of Criminal Justice Department of Public Safety 71. Electronic client case files are secured in the ACTION case-management system. Only staff members who are assigned to a case have access and login with a unique username and password which times out after inactivity. 72. All employees are required to complete an 1-9 Employment Verification which goes directly through HR. 73. Ermelinda Archibeque is responsible for collecting and reporting the data. 74. During the on-site review, OVP staff confirmed that the prorated number of victims served for the quarter as calculated within the record keeping system were the same as the number of victims reported by the agency on the PMT data report. The data is generated from the ACTION database. 75. It is against agency policy for employees to have unsupervised contact with minors. For accommodations, including requesting this information in an alternate format, please contact the Office for Victims Programs at(303)239-5719 or cdps.ovpconnect(state.co.us. 14 Hello