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HomeMy WebLinkAbout20130784.tiffRESOLUTION RE: APPROVE AGREEMENT FOR PROFESSIONAL SERVICES AND AUTHORIZE CHAIR TO SIGN - GRAY AND ASSOCIATES, CPAs WHEREAS, the Board of County Commissioners of Weld County, Colorado, pursuant to Colorado statute and the Weld County Home Rule Charter, is vested with the authority of administering the affairs of Weld County, Colorado, and WHEREAS, the Board has been presented with an Agreement for Professional Services between the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, on behalf of the Department of Accounting, and Gray and Associates, CPAs, commencing July 1, 2013, and ending upon production of the initial CAFR with the Case Ware Software, with further terms and conditions being as stated in said agreement, and WHEREAS, after review, the Board deems it advisable to approve said agreement, a copy of which is attached hereto and incorporated herein by reference. NOW, THEREFORE, BE IT RESOLVED by the Board of County Commissioners of Weld County, Colorado, that the Agreement between the County of Weld, State of Colorado, by and through the Board of County Commissioners of Weld County, on behalf of the Department of Accounting, and Gray and Associates, CPAs, be, and hereby is, approved. BE IT FURTHER RESOLVED by the Board that the Chair be, and hereby is, authorized to sign said agreement. The above and foregoing Resolution was, on motion duly made and seconded, adopted by the following vote on the 25th day of March, A.D., 2013. ATTEST: Weld County Clerk to the Board Date of signature:APR 0 5 2013 BOARD OF WELDC OUNTY COMMISSIONERS Y, COLORADO William F. Garcia Chair_ lk Dougla*� Rademacer, Pro-Tem bara Kirkmeye W, 4, 2013-0784 AC0021 AGREEMENT FOR PROFESSIONAL SERVICES THIS AGREEMENT is made this C4 day of 01 j , 2013, by and between Gray and Associates, CPAs, whose address is 4572 Telephone Road, Suite 912, Ventura, CA 93003, hereinafter referred to as "Contractor," and the County of Weld, a body corporate and politic of the State of Colorado, by and through its Board of County Commissioners, whose address is 1150 "O" Street, Greeley, Colorado 80631 hereinafter referred to as "County." WHEREAS, County desires to retain Contractor as an independent contractor to perform services as more particularly set forth below; and 'WHEREAS, Contractor has the time available to timely perform the services, and is willing to perform the services according to the terms of this Agreement. NOW THEREFORE, in consideration of the mutual promises and covenants contained herein, the parties hereto agree as follows: 1. Enaagement of Contractor. County hereby retains Contractor, and Contractor hereby accepts engagement by County upon the terms and conditions set forth in this Agreement. 2. Term. The term of this Agreement shall be from July 1, 2013, and shall continue in full force and effect, unless terminated earlier pursuant to this Agreement, through the production of the initial CAFR with the Case Ware Software. 3. Product to be Provided; Services to be Performed. Contractor agrees to perform the Services listed or referred to in Exhibit A ("Caseware GASB Financials Implementation"), attached hereto and incorporated herein. 4. Compensation. a. County agrees to pay Contractor for the services performed as set forth on Exhibit A, option 1. Charges shall be based on the time actually spent performing the services. b. Payment to Contractor will be made only upon presentation of a proper claim by Contractor, itemizing services performed incurred, and within thirty (30) days of presentation to County. c. Payment for services and all related expenses under this Agreement shall not exceed $43,470.00, plus travel expenses for onsite training. ($39,270.00 for Option 1, plus $4,200.00, for on -site training). 5. Additional Work In the event the County shall require changes in the scope, character, or complexity of the work to be performed, and said changes cause an increase in the 1 2013-0784 time required or the costs to the Contractor for performance, Contractor shall bill County for such additional work at the rate of $175.00 per hour. Contractor shall not complete any additional work, or bill for such work, unless pursuant to a supplemental written agreement signed by both parties. Any claims by the Contractor for adjustment hereunder must be made in writing prior to performance of any work covered in the anticipated supplemental Agreement. Any change in work made without such prior supplemental Agreement shall be deemed covered in the compensation and time provisions of this Agreement. 6. Independent Contractor. Contractor shall perform its duties hereunder as an independent contractor and not as an employee. Contractor shall be solely responsible for its acts and those of its agents and employees for all acts performed pursuant to this Agreement. Neither Contractor nor any agent or employee of Contractor shall be deemed to be an agent or employee of County. Contractor and its employees and agents are not entitled to unemployment insurance or workers' compensation benefits through County and County shall not pay for or otherwise provide such coverage for Contractor or any of its agents or employees. Unemployment insurance benefits will be available to Contractor and its employees and agents only if such coverage is made available by Contractor or a third party. Contractor shall pay when due all applicable employment taxes and income taxes and local head taxes (if applicable) incurred pursuant to this Agreement. Contractor shall not have authorization, express or implied, to bind County to any agreement, liability or understanding, except as expressly set forth in this Agreement. Contractor shall have the following responsibilities with regard to workers' compensation and unemployment compensation insurance matters: (a) provide and keep in force workers' compensation and unemployment compensation insurance in the amounts required by law and (b) provide proof thereof when requested to do so by County. 7. Warranty. Contractor warrants that services performed under this Agreement will be performed in a manner consistent with the professional standards governing such services and the provisions of this Agreement. 8. Reports County Property. All reports, test results and all other tangible materials produced in connection with the performance of this Agreement, whether or not such materials are in completed form, shall at all times be considered the property of the County. Contractor shall not make use of such material for purposes other than in connection with this Agreement without prior written approval of County. 9. Acceptance of Product not a Waiver. Upon completion of the work, Contractor shall submit to County originals of all test results, reports, etc., generated during completion of this work. Acceptance by County of reports and incidental material furnished under this Agreement shall not in any way relieve Contractor of responsibility for the quality and accuracy of the work. Acceptance by the County of, or payment for, any services performed under this Agreement shall not be construed as a waiver of any of the County's rights under this Agreement or under the law generally. 10. Insurance and Indemnification. Contractor shall defend and indemnify County, its 2 officers and agents, from and against loss or liability arising from Contractor's acts, errors or omissions in seeking to perform its obligations under this Agreement. Contractor shall provide necessary workers' compensation insurance at Contractor's own cost and expense. 11. Termination. Either party may terminate this Agreement at any time by providing the other party with a thirty (30) day written notice thereof. Furthermore, this Agreement may be terminated at any time without notice upon a material breach of the terms of the Agreement. In the event of an early termination, Contractor shall be paid for work performed up to the time of notice and County shall be entitled the use of all material generated pursuant to this Agreement. 12. Non -Assignment. Contractor may not assign or transfer this Agreement, any interest therein or claim thereunder, without the prior written approval of County. 13. Access to Records. County shall have access to Contractor's financial records as they relate to this Agreement for purposes of audit. Such records shall be complete and available for audit 90 days after final payment hereunder and shall be retained and available for audit purposes for at least five years after final payment hereunder. 14. Time of Essence. Time is of the essence in each and all of the provisions of this Agreement. 15. Interruptions. Neither party to this Agreement shall be liable to the other for delays in delivery or failure to deliver or otherwise to perform any obligation under this Agreement, where such failure is due to any cause beyond its reasonable control, including but not limited to Acts of God, fires, strikes, war, flood, earthquakes or Governmental actions. 16. Notices. Any notice required to be given under this Agreement shall be in writing and shall be mailed or delivered to the other party at that party's address as stated above. 17. Compliance With Law. Contractor shall strictly comply with all applicable federal and State laws, rules and regulations in effect or hereafter established, including without limitation, laws applicable to discrimination and unfair employment practices. 18. Non -Exclusive Agreement. This Agreement is nonexclusive and County may engage or use other contractors or persons to perform services of the same or similar nature. 19. Certification. Contractor certifies that Contractor is not an illegal immigrant, and further, Contractor represents, warrants, and agrees that it has verified that Contractor does not employ any illegal aliens. If it is discovered that Contractor is an illegal immigrant, employs illegal aliens or subcontracts with illegal aliens, County can terminate this Agreement and Contractor may be held liable for damages. 20. Entire Agreement/Modifications. This Agreement contains the entire agreement 3 between the parties with respect to the subject matter contained in this Agreement. This instrument supersedes all prior negotiation, representation, and understanding or agreements with respect to the subject matter contained in this Agreement. This Agreement may be changed or supplemented only by a written instrument signed by both parties. 21. Fund Availability. Financial obligations of the County payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted and otherwise made available. By execution of this Agreement, County does not warrant that funds will be available to fund this Agreement beyond the current fiscal year. 22. No Conflict. No employee of Contractor nor any member of Contractor's family shall serve on a County Board, committee or hold any such position which either by rule, practice or action nominates, recommends, supervises Contractor's operations, or authorizes funding to Contractor. 23. Severability. If any term or condition of this Agreement shall be held to be invalid, illegal, or unenforceable, this Agreement shall be construed and enforced without such provision, to the extent that this Agreement is then capable of execution within the original intent of the parties. 24. Governmental Immunity. No term or condition of this contract shall be construed or interpreted as a waiver, express or implied, of any of the immunities, rights, benefits, protections or other provisions, of the Colorado Governmental Immunity Act §§24-10-101 et seq., as applicable now or hereafter amended. 25. No Third Party Beneficiary. It is expressly understood and agreed that the enforcement of the terms and conditions of this Agreement, and all rights of action relating to such enforcement, shall be strictly reserved to the undersigned parties and nothing in this Agreement shall give or allow any claim or right of action whatsoever by any other person not included in this Agreement. It is the express intention of the undersigned parties that any entity other than the undersigned parties receiving services or benefits under this Agreement shall be an incidental beneficiary only. 26. Board of County Commissioners of Weld County Approval. This Agreement shall not be valid until it has been approved by the Board of County Commissioners of Weld County, Colorado or its designee. 27. Choice of Law. Colorado law, and rules and regulations established pursuant thereto, shall be applied in the interpretation, execution, and enforcement of this Agreement. Any provision included or incorporated herein by reference which conflicts with said laws, rules and/or regulations shall be null and void. Weld County, Colorado shall be the exclusive venue for a court's consideration of any dispute that cannot be settled by agreement of the Parties. 4 28. Public Contracts for Services. C.R.S. &8-17.5-101. Contractor certifies, warrants, and agrees that it does not knowingly employ or contract with an illegal alien who will perform work under this contract and will confirm the employment eligibility of all employees who are newly hired for employment in the United States to perform work under this Agreement, through participation in the E -Verify program of the Department program established pursuant to C.R.S. §8-17.5-102(5)(c). Contractor shall not knowingly employ or contract with an illegal alien to perform work under this Agreement or enter into a contract with a subcontractor that fails to certify with Contractor that the subcontractor shall not knowingly employ or contract with an illegal alien to perform work under this Agreement. Contractor (a) shall not use E -Verify Program or Department program procedures to undertake pre -employment screening or job applicants while this Agreement is being performed, (b) shall notify the subcontractor and Weld County within three (3) days that Contractor has actual knowledge that a subcontractor is employing or contracting with an illegal alien and (c) shall terminate the subcontract if a subcontractor does not stop employing or contracting with the illegal alien within three (3) days of receiving notice, and (d) shall comply with reasonable requests made in the course of an investigation, undertaken pursuant to C.R.S. §8-17.5-102(5), by the Colorado Department of Labor and Employment. If Contractor participates in the Department program, Contractor shall deliver to County, a written notarized affirmation that it has examined the legal work status of such employee, and shall comply with all of the other requirements of the Department program. If Contractor fails to comply with any requirement of this provision or of C.R.S. §8-17.5-101 et seq., County, may terminate this Agreement for breach, and if so terminated, Contractor shall be liable for damages. 29. Employee Financial Interest/Conflict of Interest. C.R.S. &&24-18-201 et seq. and &24-50-507. The signatories to this Agreement aver that to their knowledge, no employee of County has any personal or beneficial interest whatsoever in the service or property which is the subject matter of this Agreement. Contractor has no interest and shall not acquire any interest direct or indirect, which would in any manner or degree with the performance of Contractor's services and Contractor shall not employ any person having such known interests. During the term of this Agreement, Contractor shall not engage in any in any business or personal activities or practices or maintain any relationships which actually conflict with or in any way appear to conflict with the full performance of its obligations under this Agreement. Failure by Contractor to ensure compliance with this provision may result, in County's sole discretion, in immediate termination of this Agreement. 30. Attorneys Fees/Legal Costs. In the event of a dispute between County and Contractor, concerning this Agreement, the parties agree that each party shall be responsible for the payment of attorney fees and/or legal costs incurred by or on its own behalf. 5 IN WITNESS WHEREOF, the parties have executed this Agreement as of the date and year written below. CONTRACTOR: BOARD OF COUNTY COMMISSIONERS WELD COUNTY, COLORADO ATTEST: Weld County Clerk to the Board BY: Deputy ClerkYo the Boar William F. Garcia, Chair 6 MAR 2 5 2013 aoi3 o7d'y Certified Public Accountant Gray & Associates, CPAs An Accountancy Corporation 4572 Telephone Road, Suite 912 Ventura, California 93OO3 (8O5) 65O.9733 CASEWARE GASB FINANCIALS IMPLEMENTATION WELD COUNTY,COLORADO CASEWARE Al1TV-/Of tZ[O PNISTTIUCTOO County CAFR Report Financial Statement Sections File Setup Grouping of Chart of Accounts - Done by County with our assistance utilizing GovWide standard group Table of Contents -Auto updated and linked Introductory Section & Auditors Report - Provided JPEG by County to be inserted in Government Wide Reports - To be grouped and adjustments posted by County Fund Financial statement customization - Cash flow and reconciliation documents linked by County Required Supplementary Information Notes to Financial Statements - Linked and integrated MD&A - Linked and integrated Supplemental Information Statistical Section -Completely Built out with all Data Entry done by our office Single Audit Section - Table built for Schedule of Expenditures of Federal Awards by G&A amounts linked by County Staff, Remainder pages insered PDF Option - Gray & Associates Customizing reports to meet Cities Styles for fonts, indents and other finishing touches All Data Entry and coding complete Total for County CAFR Option 1 39,270 County to complete Data entry in Statistical and Note sections County to complete Group codes assignment in Required Supplementary and Supplementary Information Pages 79 -127 Cash Flow and Reconciliation Documents linked by County Staff Total for County CAFR Option 2 34,920 CAFR utilizing standard formating for example: Fonts, Indents & underlines All above section completed by client Client to do cell linkage in MD&A & Notes after training County to Complete Row group codes for the financial and Statistical sections after training Total for County CAFR Option 3 27,425 2 Day of On -Site Consultating at $2100 per day up to 12 people (not Including Travel) additional training available upon request 4,200 After review of your financial statements and gathering an understanding of your needs I have provided you with the three options above. This should assist you in determining the best approach for your organization. We will utilize your staff to complete the account groupings after being trained remotely. This will assure you stay very knowledgeable of your numbers. We will utilize a standard grouping for the Government Wide reports and MD&A. During this process I will provide short segments of training to allow your staff to accomplish this part of the project. This training will be done utilizing Gotomeeting software. YOur staff will then provide us the group codes for the Fund reports, notes and Statical sections to allow us to build out the reports based on your guidance. If you choose option 3 above the County staff will complete this step of implementation with training provided by me. We will do the initial file setup and trial balance import. Once we have determined the specific procedures that your staff will utilized for the import process, we will train your staff and allow them to import the rest of the files. Next we will provide training to your staff and allow them to produce the workpapers they determine are required, this would include your excel and word work papers, lead sheets, and Trial Balances by grouping. Your staff will be trained to complete the additional work papers and documents you may require. We will work together with your staff to build your custom knowledge library database that will hold all your footnotes. This process will assure that your staff has the knowledge necessary to maintain this database going forward. This training will take place on -site after the initial reports are drafted. My office will draft the first set of reports up to the option selected above and then train your staff to be able to make ongoing changes to the basic reports. It is my expectation that with the completion of these reports you will be able to import your yearend trial balances, post any adjustments that might be required, and produce your reports with only minor modifications to update it to the current year information. Once the template is complete and we are ready to roll the file forward to the next year we will walk your staff through the complete process. This will give the users a very specific training, dealing only with the required areas of the program. I have budgeted in this proposal for two days of on -site training. My quote does not include travel expenses. Those will be paid based on actual expenses incurred at time of training. We will build the reports based on your December 31, 2012 audited numbers and then roll the file forward to be ready for 2013. In the event we encounter any difficulties that would require additional fees, we will obtain approval prior to continuing. For Option 3 above we will build the structure, tables and graphs for the MD&A, Notes and the Statistical sections this will include all calculations. We will then work with your staff to determine the most effective way to link the data and produce the required charts and graphs. They will be trained to complete this. We will also assist your staff with the linkage for statement of cash flows and the reconciliation documents to allow them to be completely automated. You will need to have purchased the latest release of CaseWare and the GASB financial template that we have discussed. Thank you for this opportunity to help you achieve a new level of reporting. If you have any additional questions please contact me. WORK OUTSIDE THE SCOPE OF THIS ENGAGEMENT WILL BE BILLED AT $175/HR AND WILL BE AGREED UPON IN ADVANCE Sincerely, Garr gray, CPA Certified CaseWare Instructor 4 -Mar -13 Technical support limited to documents and calculations that we were engaged to create while utiled to produce your next CAFR report. An agreement going forward is Hello